Kok, Sen Kan 郭慎勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-11-05 | 2010-11-16 |
| 2 | CMB International Insurance Consultancy Co., Limited | Rep | Dealing in futures contracts | 2011-04-06 | 2011-08-07 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2011-08-07 |
| 4 | Garvis Capital Management Limited | Rep | Asset management | 2023-08-25 | 2024-03-13 | RO | Advising on securities | 2023-08-25 | 2024-03-13 |
| 5 | Hongkong Yifu International Futures Limited | RO | Dealing in futures contracts | 2020-05-19 | 2021-12-02 | RO | Dealing in securities | 2020-05-19 | 2021-12-02 |
| 6 | Jone Portman Limited | Rep | Advising on securities | 2022-07-04 | 2023-06-30 | Rep | Asset management | 2022-07-04 | 2023-06-30 | RO | Advising on futures contracts | 2023-04-19 | 2023-06-30 | RO | Dealing in futures contracts | 2023-04-19 | 2023-06-30 | RO | Dealing in securities | 2023-04-19 | 2023-06-30 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-02-08 | 2013-04-15 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-02-08 | 2013-04-15 |
| 9 | MFG Limited (HK) | Rep | Advising on futures contracts | 2024-05-08 | 2024-05-20 | Rep | Advising on securities | 2024-05-08 | 2024-05-20 | Rep | Dealing in futures contracts | 2024-05-08 | 2024-05-20 | Rep | Dealing in securities | 2024-05-08 | 2024-05-20 | RO | Advising on futures contracts | 2024-05-20 | RO | Advising on securities | 2024-05-20 | RO | Dealing in futures contracts | 2024-05-20 | RO | Dealing in securities | 2024-05-20 |
| 10 | Pacific International Securities Limited | RO | Dealing in securities | 2019-06-21 | 2020-05-05 |
| 11 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-04-13 | 2018-07-20 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-04-13 | 2018-07-20 |
| 13 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-11-25 | 2014-04-18 |
| 14 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-11-25 | 2014-04-18 |
| 15 | Telecom King Securities Limited | Rep | Dealing in futures contracts | 2014-07-11 | 2014-09-24 | Rep | Dealing in securities | 2014-07-11 | 2014-09-24 |
| 16 | ZUNDIAO SECURITIES LIMITED | RO | Dealing in securities | 2018-09-03 | 2019-05-17 |
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