Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 18 Salisbury Capital Limited Foo, Yi Kai Matthew 符逸凱 +Rep 2024-04-15
2 3 Capital Partners Limited Shelley, Jonathan Michael 薛理文 +Rep 2024-04-12
3 AA Investment Management Limited Wong, Chi Hui 黃志栩 +Rep 2024-04-18
4 ABCI Securities Company Limited Cheng, Ngai Chung 鄭毅松 +Rep 2024-04-16
5 Aden Financial Group Limited Huang, Wenjun (SFC:AUT504) 黃文君 -Rep 2024-03-06 2024-04-12
6     +RO 2024-04-12
7 AEM ASSET MANAGEMENT LIMITED Fong, Maggie Yuen Chi 方苑芝 -RO 2021-06-07 2024-04-17
8 Affluence Capital Limited Yu, Jian (SFC:BUT386) 俞健 +Rep 2024-04-24
9 AllianceBernstein Hong Kong Limited Bates, Aaron Michael -Rep 2024-04-17 2024-04-19
10   Singh, Arvind (SFC:BUV242) +Rep 2024-04-12
11 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Wong, Kelvin Kai Siu 王啟兆 -Rep 2021-12-17 2024-04-12
12 Allter Capital Management Limited Wang, Mian (SFC:BUN597) 王冕 +RO 2024-04-22
13 AOP Capital Limited Bark, Wilhelmus Albertus Joseph -Rep 2021-02-10 2024-04-11
14 AP Capital Limited Wong, Mui Kwai 王玫瑰 +Rep 2024-04-15
15 APG Investments Asia Limited Kanters, Patrick Michael (SFC:BRY310) -Rep 2022-01-17 2024-04-11
16     +RO 2024-04-11
17   Park, Yoo Kyung +RO 2024-04-16
18 Apollo Management Asia Pacific Limited Wheeler, James Matthew +Rep 2024-04-16
19 Arcus Investment Asia Limited Pearson, Mark Anthony (SFC:BDD874) -RO 2014-06-09 2024-04-22
20 Ares Management Asia (Hong Kong) Limited Barker, Asako -Rep 2023-03-09 2024-04-17
21 Arta Corporate Advisory Limited Yu, Andrew Chi Chiu 余志超 +Rep 2024-04-16
22 Arta Global Markets Limited   +Rep 2024-04-16
23 ASA SECURITIES LIMITED Chan, Chun Kin (SFC:AZC678) 陳振健 -Rep 2024-03-26 2024-04-16
24     +RO 2024-04-16
25 Ascalon Capital Limited Chan, Chuak Hoan 陳澤鴻 -RO 2012-04-11 2024-04-15
26 ASCENT FINANCIAL PARTNERS LIMITED Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-07-07 2024-04-19
27 Aspenwood Capital Limited Li, Yiling (SFC:BUS208) 李伊玲 +Rep 2024-04-15
28 ASSET MANAGEMENT GROUP LIMITED Suen, Wing Sze (SFC:AUS412) 孫詠詩 +Rep 2024-04-11
29   Sun, Pui Him 孫佩謙 +Rep 2024-04-15
30 Auspice Investment Management Limited Li, Jing (SFC:BUQ398) 李婧 +RO 2024-04-24
31 Austen Capital Management Limited Yeung, Wai Man (SFC:BBK287) 楊偉文 +RO 2024-04-17
32 Avantua Capital Management Limited Qi, Yi (SFC:BSM068) 齊一 -Rep 2023-09-25 2024-04-16
33     +RO 2024-04-16
34 Balyasny Asset Management (Hong Kong) Limited Liu, Tongxu 刘桐序 +Rep 2024-04-15
35 BASE ASSET MANAGEMENT LTD Cheng, Jeffrey Pak Cheung 鄭栢昌 +Rep 2024-04-17
36 Basis Asset Management Limited Li, Li (SFC:BHM430) 李勵 -Rep 2024-04-15 2024-04-23
37 BETA INTERNATIONAL SECURITIES LIMITED Yeung, Ka Fung 楊家峰 +Rep 2024-04-16
38 BGC SECURITIES (HONG KONG) LLC Zhu, Jingbo (SFC:BUV645) 朱靜波 +Rep 2024-04-17
39 Blackhorn Wealth Management Limited Demirian, Nejteh Movses -Rep 2024-01-04 2024-04-19
40     +RO 2024-04-19
41 BlackRock Asset Management North Asia Limited Sharma, Jayant +Rep 2024-04-15
42   Zhang, Xiaotong (SFC:BRZ922) 張小桐 -Rep 2022-02-10 2024-04-12
43 BLACKSTONE GROUP (HK) LIMITED (THE) Wu, Yue (SFC:BJI583) 武越 -Rep 2019-12-31 2024-04-16
44 BLS Capital Limited Wong, Chun Lung (SFC:BUE385) 黃震龍 -Rep 2023-11-02 2024-04-12
45 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED de James, Yrieix Bertrand Marie -Rep 2024-04-18 2024-04-19
46 BOB International Asset Management Company Limited Yu, Lifeng (SFC:AYA736) 余立峰 +Rep 2024-04-15
47 BOCHK Asset Management Limited Ng, Chun Fai (SFC:BUT795) 吳鎮煇 +Rep 2024-04-22
48 BOCI SECURITIES LIMITED Cheung, Lai Hung 張麗虹 +Rep 2024-04-24
49   Chow, Sai Keung 周世鏹 -Rep 2023-08-31 2024-04-23
50     +RO 2024-04-23
51   Chui, Wing Yip (SFC:BUW216) 崔永業 +Rep 2024-04-17
52   Law, Chiu Hing 羅肖卿 -Rep 2013-06-13 2024-04-12
53 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Cheung, King Hung 張景虹 +Rep 2024-04-17
54   Law, I Lung 羅錡龍 -Rep 2021-06-21 2024-04-20
55 BOCOM International (Asia) Limited Huang, Rongzuo 黃荣左 -Rep 2022-12-08 2024-04-19
56   Lu, Lu (SFC:BUT787) 卢璐 +Rep 2024-04-19
57 BOCOM International Securities Limited Huang, Rongzuo 黃荣左 -Rep 2022-11-14 2024-04-19
58 BOSC International Asset Management Limited An, Qi (SFC:BQD371) 安琪 -RO 2023-02-10 2024-04-18
59 BOSC International Securities Limited   -Rep 2023-03-16 2024-04-18
60 Bradbury Securities Limited Peng, Cheng (SFC:BRS603) 彭程 +Rep 2024-04-12
61 BREVAN HOWARD (HONG KONG) LIMITED Bian, Huan 卞歡 -Rep 2022-07-05 2024-04-22
62   Ding, Yuejing 丁悦静 -Rep 2022-12-01 2024-04-22
63   Dunand-Chatellet, Clement Pierre -Rep 2023-09-06 2024-04-22
64   Jiang, Yuyu (SFC:BSU347) 蒋裕钰 -Rep 2022-07-27 2024-04-22
65   Singh, Pawan Kumar (SFC:BSV482) -Rep 2022-08-08 2024-04-22
66 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Cai, Baozhu 蔡宝珠 +Rep 2024-04-22
67 C.M. Capital Advisors (HK) Limited Liu, Jason Jie Sheng 劉傑生 +Rep 2024-04-18
68   Malone, Timothy Joseph (SFC:AXV753) -Rep 2022-05-20 2024-04-23
69     +RO 2024-04-23
70 Caitong International Asset Management Co., Limited Zhang, Ye (SFC:BBP233) 張曄 -RO 2020-06-15 2024-04-22
71 CAITONG INTERNATIONAL CAPITAL CO., LIMITED   -RO 2022-08-19 2024-04-22
72 CANTON MUTUAL FINANCIAL LIMITED Tian, Jiachao 田嘉超 +Rep 2024-04-23
73 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Leung, Hei Lim 梁希廉 -Rep 2021-05-27 2024-04-19
74 Capital International, Inc. Bettini, Damir (SFC:BUV198) +Rep 2024-04-22
75   McCann, Damien (SFC:BUU929) -Rep 2024-04-19 2024-04-24
76 Capstone Investment Advisors (HK) Limited Delano, Oliver +Rep 2024-04-15
77 Capula Investment Management Asia Limited Mankude Bhasker Rao, Ravi Kiran -Rep 2024-03-25 2024-04-12
78 CASH Wealth Management Limited Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
79   Law, Lok Hin -Rep 2022-12-07 2024-04-12
80   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
81 CATHAY SECURITIES (HONG KONG) LIMITED Li, Junjie (SFC:BFD822) 李俊杰 +Rep 2024-04-11
82 CBH Asia Limited Wan, Tin Lok 雲天諾 -Rep 2023-09-06 2024-04-12
83 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Feng, Xilai (SFC:BNY530) 丰习来 -RO 2019-07-05 2024-04-15
84   Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
85 CCB INTERNATIONAL CAPITAL LIMITED Feng, Xilai (SFC:BNY530) 丰习来 -RO 2019-07-05 2024-04-15
86   Jin, Juexin (SFC:BPK421) 金珏鑫 -Rep 2020-02-17 2024-04-17
87   Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
88 CCB INTERNATIONAL SECURITIES LIMITED Feng, Xilai (SFC:BNY530) 丰习来 -RO 2019-07-05 2024-04-15
89   Tsang, Ho Yin (SFC:BTE162) 曾浩然 -Rep 2022-11-14 2024-04-19
90 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Chan, Tsz Chun (SFC:BLL176) 陳子駿 -Rep 2017-11-10 2024-04-19
91 CEB International Capital Corporation Limited Lee, Ming Tai 李明泰 -Rep 2020-01-08 2024-04-15
92 Cedar Asset Management (HK) Limited Lin, Zhi (SFC:BOI813) 林知 -RO 2019-06-27 2024-04-19
93 CELESTIAL COMMODITIES LIMITED Law, Lok Hin -Rep 2022-12-07 2024-04-12
94 CELESTIAL SECURITIES LIMITED Fu, Hin Lun 傅顯倫 -Rep 2024-01-05 2024-04-22
95   Law, Lok Hin -Rep 2022-12-07 2024-04-12
96   Wong, Ching Cheung (SFC:AXS492) 黃鉦翔 +Rep 2024-04-22
97 CENTALINE SECURITIES LIMITED Lam, Hing Fan 林慶芬 +Rep 2024-04-16
98 CENTALINE WEALTH MANAGEMENT LIMITED But, Ming Sze 畢銘詩 +Rep 2024-04-12
99 CENTRAL WEALTH ASSET MANAGEMENT LIMITED Huang, Xiaolu (SFC:BRZ897) 黄晓路 -Rep 2022-12-12 2024-04-19
100   Jin, Fengbao 靳奉豹 -Rep 2023-07-04 2024-04-19
101   Liu, Jie (SFC:BPB707) 劉頡 -RO 2020-02-25 2024-04-19
102   Xu, Mingming (SFC:BTX869) 徐明明 -Rep 2023-07-12 2024-04-19
103   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
104   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
105 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Cai, Hongfei (SFC:BPK909) 蔡鴻飛 -Rep 2020-03-23 2024-04-19
106   Xu, Song (SFC:BTT205) 徐松 -Rep 2023-06-08 2024-04-19
107   Xu, Xishu 徐熙澍 -Rep 2023-01-27 2024-04-19
108 Cephei Capital Management (Hong Kong) Limited Ning, Jing (SFC:APB398) 宁靜 +Rep 2024-04-22
109 Changjiang Securities Brokerage (HK) Limited Ai, Jing (SFC:BRZ340) 艾菁 -Rep 2022-01-24 2024-04-17
110     +RO 2024-04-17
111   Chen, Jiemin 陳洁敏 +Rep 2024-04-19
112   Huang, Guowei 黃國偉 +Rep 2024-04-19
113   Qin, Chuantao 覃川桃 +Rep 2024-04-19
114   Wong, Ka Mei 黃嘉媚 +Rep 2024-04-15
115 CHARLES SCHWAB, HONG KONG, LIMITED Chan, Yuk Chun (SFC:AGD417) 陳玉珍 -RO 2018-04-03 2024-04-19
116 China Angel Fund Management (HK) Company Limited Hu, Justine Chao-Lin 胡兆琳 +Rep 2024-04-15
117 China Asset Management (Hong Kong) Limited Li, Longzhen 李隆真 -Rep 2023-07-03 2024-04-15
118   Zhu, Haokang 朱皓康 +Rep 2024-04-16
119 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED Lam, Sum Kei 林心棋 -Rep 2019-01-15 2024-04-11
120 China Galaxy International Securities (Hong Kong) Co., Limited Cui, Lin (SFC:BPI049) 崔琳 +Rep 2024-04-15
121   Gong, Zhuo 鞏晫 +Rep 2024-04-16
122   Hu, Jiachen 胡嘉晨 +Rep 2024-04-15
123 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Li, Shi Yi 黎诗艺 +Rep 2024-04-22
124   Lu, Chenyang 鹿晨阳 +Rep 2024-04-24
125   Sun, Yuanyuan (SFC:BUN498) 孙媛媛 +Rep 2024-04-24
126   Yang, Ziting 楊紫婷 +Rep 2024-04-15
127 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
128 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Chen, Biwei (SFC:BKD538) 陳碧薇 +Rep 2024-04-11
129   Cheng, Zhi (SFC:BTR241) 程志 -Rep 2023-05-15 2024-04-17
130   Du, Yizhen 杜懿臻 +Rep 2024-04-17
131   Fan, Jingran 樊婧然 -Rep 2018-07-03 2024-04-23
132   Guo, Lejia 郭樂嘉 -Rep 2024-02-20 2024-04-22
133   Lai, Shengwei 賴晟煒 +Rep 2024-04-17
134   Li, Ziyue (SFC:BUS357) 李子悅 +Rep 2024-04-24
135   Liang, Siyi (SFC:BSZ225) 梁思藝 -Rep 2022-09-27 2024-04-11
136   Mao, Zheyuan 毛喆遠 +Rep 2024-04-11
137   Qiu, Juying 邱舉營 +Rep 2024-04-12
138   Wang, Xiahao 汪夏豪 -Rep 2021-10-25 2024-04-19
139   Wong, Siu Hin 黃肇軒 -Rep 2021-01-05 2024-04-18
140   Wu, Weijing (SFC:BNU074) 吳為靖 -Rep 2018-11-06 2024-04-15
141   Xie, Yuyin 謝餘胤 +Rep 2024-04-24
142   Yan, Xiyu (SFC:BUS229) 閆汐語 +Rep 2024-04-24
143   Zhang, Songzhu 張頌竺 +Rep 2024-04-11
144 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Wang, Jiawei (SFC:BPW730) 王家偉 +Rep 2024-04-17
145   Xue, Ming (SFC:BUV441) 薛茗 +Rep 2024-04-15
146   Zhang, Yichi (SFC:BUV375) 張一弛 +Rep 2024-04-23
147 China Orient International Asset Management Limited Ai, Yufei 艾雨菲 +Rep 2024-04-19
148 China PA Securities (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
149 China Re Asset Management (Hong Kong) Company Limited Wu, Yu (SFC:BUV987) 吴雨 +Rep 2024-04-22
150 China Renaissance Broking Services (Hong Kong) Limited Ho, Ivan Lon Hang 何朗衡 -Rep 2021-08-23 2024-04-19
151 China Renaissance Securities (Hong Kong) Limited   -Rep 2021-08-23 2024-04-19
152   Lam, Cynthia Wan Yee 林蘊怡 -Rep 2020-10-21 2024-04-22
153   Lam, Long Ching (SFC:BSH202) 林朗程 -Rep 2022-11-21 2024-04-22
154   Li, Jiayu (SFC:BRV081) 李佳雨 -Rep 2021-10-29 2024-04-19
155   Lin, Ruhan 林汝函 -Rep 2021-07-19 2024-04-22
156   Ng, Sze Ho 吳思浩 -Rep 2018-02-26 2024-04-19
157 China Securities (International) Asset Management Company Limited Zhang, Jin (SFC:BFS725) 張瑾 -Rep 2022-09-05 2024-04-12
158     +RO 2024-04-12
159 China Securities (International) Brokerage Company Limited Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
160 China Securities (International) Corporate Finance Company Limited Huang, Ye (SFC:AXW924) 黃烨 -Rep 2017-08-11 2024-04-23
161     +RO 2024-04-23
162   Zhu, Bowen (SFC:BUU853) 朱博聞 +Rep 2024-04-19
163 CHINA SKY SECURITIES LIMITED Hu, Justine Chao-Lin 胡兆琳 +Rep 2024-04-15
164 China Sunrise Capital Limited Ho, Tsz Fung (SFC:BRI819) 何梓鋒 +Rep 2024-04-17
165 CHINA XIN YONGAN FUTURES COMPANY LIMITED Leung, Chun Kit (SFC:BPL722) 梁俊傑 -Rep 2020-03-09 2024-04-17
166 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Geng, Changyong 耿长勇 +RO 2024-04-23
167 Chiyu International Capital Limited Man, Chung Ho 文中豪 +RO 2024-04-23
168 CINDA INTERNATIONAL CAPITAL LIMITED Li, Ka Yu (SFC:BJP083) 李家裕 -Rep 2017-06-12 2024-04-19
169     +RO 2024-04-19
170 CINDA INTERNATIONAL RESEARCH LIMITED Suen, Chun Shing 孫晉誠 -Rep 2021-07-30 2024-04-18
171 CIS SECURITIES ASSET MANAGEMENT LIMITED Cai, Huaiyao 蔡懷瑶 -Rep 2022-04-13 2024-04-15
172   Cheung, Hoi Fung 張凱豐 -RO 2023-04-18 2024-04-16
173 Citadel Securities (Hong Kong) Limited Xie, Andrew +Rep 2024-04-15
174 CITIC CFI Securities Company Limited Huang, Weitao 黃韋淘 +Rep 2024-04-22
175 CITIC Futures International Company Limited   +Rep 2024-04-22
176 CITIC Securities (Hong Kong) Limited Sun, Yanlin 孙炎林 +Rep 2024-04-23
177   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
178   Wu, Jiankun (SFC:BUS590) 吴建坤 +Rep 2024-04-16
179 CITIC Securities Brokerage (HK) Limited Wu, Yijun (SFC:BDA182) 武怡君 +Rep 2024-04-24
180 Citigroup Global Markets Asia Limited Agrawal, Vivek (SFC:BUB301) -Rep 2024-04-08 2024-04-13
181   Berlia, Rajiv -Rep 2024-04-05 2024-04-12
182   Chiu, Ngai Han 焦藝婤 -Rep 2021-08-26 2024-04-15
183   Chow, Wai Ming (SFC:ACT729) 周維明 -Rep 2015-09-09 2024-04-16
184     +RO 2024-04-16
185   Chun, Howoong -Rep 2015-07-24 2024-04-15
186   Fan, Mei Kei Maggie 樊美姬 -Rep 2019-02-13 2024-04-15
187   Furtado, Udhay Anton Dos Remedios -Rep 2018-10-26 2024-04-18
188     +RO 2024-04-18
189   Gao, Weifan 高偉凡 -Rep 2015-04-09 2024-04-22
190   Goyal, Surendra Kumar -Rep 2024-04-05 2024-04-11
191   Handa, Saurabh -Rep 2024-04-12 2024-04-16
192   Hendrikse, Harald Christiaan +Rep 2024-04-24
193   Jiang, Mingyu (SFC:BLA801) 江明昱 -Rep 2017-10-04 2024-04-15
194   Kim, Tae-Woon +Rep 2024-04-22
195   Lau, Katarina Farrah Tian Ling 劉田齡 -Rep 2022-08-08 2024-04-15
196   Li, Zhen (SFC:BAJ187) 李振 -Rep 2018-07-25 2024-04-15
197   Lin, Ang-Chi 林昂稷 -Rep 2018-08-28 2024-04-15
198   Lin, Giles Tung-Lung 林東龍 +Rep 2024-04-23
199   Liu, Yaoyang 劉耀陽 -Rep 2020-09-15 2024-04-19
200   Liu, Zhipeng (SFC:BEU002) 劉知朋 -Rep 2021-11-02 2024-04-15
201   McBain, Anita Daisy (SFC:BUV565) -Rep 2024-04-15 2024-04-18
202   Pineda, Arthur San Diego +Rep 2024-04-22
203   Saffery, Frank Trcek -Rep 2024-04-08 2024-04-13
204   Sakagami, Ryota -Rep 2024-04-17 2024-04-19
205   Seow, Samuel Liang Jun -Rep 2024-04-12 2024-04-16
206   Shek, Cheuk Hang 石卓衡 -Rep 2015-12-23 2024-04-15
207   Soo, Shusei Rick -Rep 2024-04-12 2024-04-20
208   Tan, Yong Hong +Rep 2024-04-22
209   Tang, Fung (SFC:AXA214) 鄧峰 -RO 2022-08-08 2024-04-19
210   Tiwari, Atul Kumar -Rep 2024-04-17 2024-04-19
211   Wang, Chu (SFC:BQO707) 王出 -Rep 2021-01-06 2024-04-14
212   Wang, Jian (SFC:BIP990) 王堅 -Rep 2018-07-05 2024-04-15
213   Wu, Yao (SFC:BOP984) 吳瑤 -Rep 2019-07-26 2024-04-15
214   Yamamura, Junko -Rep 2024-04-12 2024-04-18
215   Yeung, Hoi Chuen 楊海全 -Rep 2010-06-02 2024-04-14
216   Yu, In Cheol +Rep 2024-04-19
217 Cityline Securities Limited Cheung, Cecilia Ka Tsai 張嘉齊 +Rep 2024-04-12
218 CLC SECURITIES LIMITED Guo, Liang (SFC:BAZ980) 郭梁 -RO 2021-05-27 2024-04-23
219   Ma, Rujun 馬茹筠 -RO 2023-07-12 2024-04-23
220 CLSA LIMITED Asvathitanonta, Kamolwan -Rep 2019-03-29 2024-04-19
221   Soman, Aditya Ramchandra -Rep 2024-04-12 2024-04-18
222   Sun, Yanlin 孙炎林 +Rep 2024-04-23
223   Sun, Yi (SFC:BUT063) 孙易 +Rep 2024-04-24
224   Wu, Jiankun (SFC:BUS590) 吴建坤 +Rep 2024-04-16
225   Xue, Yuan (SFC:BFY105) 薛缘 -Rep 2021-03-17 2024-04-19
226 CMB International Securities Limited Yeung, Tung 楊棟 -Rep 2023-11-01 2024-04-17
227     +RO 2024-04-17
228 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lee, Yuen Tsun 李遠浚 +Rep 2024-04-18
229   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
230     +RO 2024-04-24
231 CMBC SECURITIES COMPANY LIMITED Lee, Yuen Tsun 李遠浚 +Rep 2024-04-18
232   Wang, Fang (SFC:BJI158) 王放 -Rep 2024-01-30 2024-04-12
233   Wong, Chung Mun 黃仲文 -Rep 2024-04-09 2024-04-24
234     +RO 2024-04-24
235   Yang, Xinwei (SFC:BTX726) 杨鑫蔚 +Rep 2024-04-22
236   Zhu, Qianlan 朱倩嵐 +Rep 2024-04-18
237 CMS ASSET MANAGEMENT (HK) CO., LIMITED Ip, Michelle Man Ling 葉張敏玲 +Rep 2024-04-12
238 CNCB (Hong Kong) Capital Limited Jiang Y, Ikai 蔣依愷 +Rep 2024-04-22
239   Xiao, Mingyue 肖茗月 +Rep 2024-04-17
240 Core Pacific - Yamaichi Asset Management Limited Mok, Wing Ho 莫穎豪 -Rep 2023-01-06 2024-04-20
241 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Lee, Yiu Wai 李耀偉 -Rep 2016-07-01 2024-04-24
242   Mok, Wing Ho 莫穎豪 -Rep 2017-10-18 2024-04-20
243   Wong, Chi Lok 王智樂 -Rep 2019-08-15 2024-04-15
244 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED   -Rep 2019-08-15 2024-04-15
245 CPIC Investment Management (H.K.) Company Limited Ye, Qingwen 叶晴雯 -Rep 2022-08-26 2024-04-20
246 Credit Suisse (Hong Kong) Limited Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2019-12-12 2024-04-22
247   Ye, Rong (SFC:AYZ033) 葉戎 -Rep 2022-07-18 2024-04-22
248 Crosby Securities Limited Chan, Shan Shan (SFC:AVM545) 陳珊珊 +Rep 2024-04-12
249 CVG Capital Co, Limited Zhou, Yuan (SFC:BUQ282) 周源 +RO 2024-04-24
250 Cypress Capital Hong Kong Limited Kuo, Shao Yu 郭韶瑜 -Rep 2024-01-19 2024-04-19
251 Dafei Digital Asset Management Limited Chan, Kwan Kit (SFC:BGN371) 陳君傑 +RO 2024-04-23
252   Yu, Lok Man 余樂文 +RO 2024-04-23
253 Daiwa Capital Markets Hong Kong Limited Takeuchi, Yusuke (SFC:BTB759) +Rep 2024-04-11
254 Delftware Capital Management (HK) Limited Tu, Wen Chi 凃文棋 -Rep 2024-03-11 2024-04-16
255     +RO 2024-04-16
256 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 +Rep 2024-04-19
257 DELTA ASIA SECURITIES LIMITED Yeung, Wai Hung (SFC:AYH972) 楊偉雄 -RO 2022-07-13 2024-04-20
258 DEUTSCHE SECURITIES ASIA LIMITED Li, Shuhao 李書豪 -Rep 2022-04-26 2024-04-18
259   Lin, Chia Chun 林珈君 -Rep 2022-08-19 2024-04-11
260 Dimensional Hong Kong Limited Cornell, Emily Lawless -Rep 2024-04-22 2024-04-24
261   Dai, Wei (SFC:BOL570) 戴薇 -Rep 2024-04-16 2024-04-18
262   Teasdel, Joel Hamish Gregory John -Rep 2024-04-16 2024-04-24
263 DL Digital Family Office (HK) Limited Ge, Yuqing 葛雨晴 +Rep 2024-04-15
264 DL SECURITIES (HK) LIMITED Ho, Ivan Yiu Chung 何耀宗 -Rep 2024-01-30 2024-04-17
265 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Wang, Xue (SFC:BUM018) 王雪 +RO 2024-04-17
266 Eastspring Investments (Hong Kong) Limited Bell, Craig William -Rep 2024-04-15 2024-04-19
267 EDDID CAPITAL LIMITED Mak, Chung Yee 麥中頤 +Rep 2024-04-15
268 Eddid Securities and Futures Limited Hou, Xinyi (SFC:BTW322) 侯新义 +Rep 2024-04-11
269 ELEPHAS INVESTMENT MANAGEMENT LIMITED Tsoy, Man Ching 蔡文政 -Rep 2022-08-15 2024-04-15
270 EMP CAPITAL LIMITED Li, Juhui (SFC:BUM118) 李巨輝 +RO 2024-04-18
271 EMPEROR FUTURES LIMITED Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
272   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
273 EMPEROR SECURITIES LIMITED (HK) Cheung, Johnson Sau Sing 章守陞 -Rep 2023-10-18 2024-04-12
274   Lo, Chris Tsz On 盧子安 -RO 2023-09-29 2024-04-17
275     +Rep 2024-04-17
276   Tso, Ka Chung 曹嘉聰 +Rep 2024-04-18
277   Wong, Nga Ling 王雅玲 -Rep 2023-07-12 2024-04-19
278 Entersys Asset Management Hong Kong Limited Ma, Cheong Daniel -Rep 2023-01-31 2024-04-12
279   Zhang, Wen (SFC:BMV073) 張雯 -Rep 2018-05-16 2024-04-15
280 Essence Asset Management (Hong Kong) Limited Wang, Peizhou 王培州 -Rep 2020-10-07 2024-04-16
281 Everbright Securities Investment Services (HK) Limited Luo, Shuqian 羅述謙 +Rep 2024-04-15
282   Mak, Wing Yan (SFC:AYS444) 麥詠恩 +Rep 2024-04-24
283 Evercore Asia Limited Ireland, Ellerey James (SFC:BUE362) -Rep 2023-10-24 2024-04-18
284 EXCEL PRECISE SECURITIES LIMITED Chu, Dominic Sung Hei 朱崇希 -RO 2021-07-23 2024-04-23
285 Expecta Capital Limited Sun, Xijuan 孫熙娟 +Rep 2024-04-15
286 Far East Horizon Asset Management Limited Zhang, Jinwu (SFC:BUD203) 张锦武 -Rep 2023-09-25 2024-04-22
287 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED   -Rep 2023-09-25 2024-04-22
288 FBG Global Assets Limited Wong, Wai Shan (SFC:AUA951) 黃偉山 -Rep 2023-12-20 2024-04-16
289 FCS Capital Limited Zhang, Weiqun 張衛群 +Rep 2024-04-18
290 FDB Asset Management Limited Hung, Yiu Hin 洪耀軒 +Rep 2024-04-16
291 FIL Investment Management (Hong Kong) Limited Li, Louis Shun Hay 李信熹 -Rep 2011-04-26 2024-04-15
292   Li, Ruo Yu -Rep 2022-09-26 2024-04-17
293   Ng, Sheung Ying 吳嫦英 -Rep 2011-08-11 2024-04-15
294   Rahman, Naveed (SFC:BUV823) +Rep 2024-04-15
295   Yu, Chi Wai (SFC:AEZ995) 余志威 -Rep 2014-06-04 2024-04-15
296 FITCH (HONG KONG) LIMITED Chong, Whye Li Janice -Rep 2015-01-09 2024-04-15
297   He, Dan (SFC:AXZ647) 賀丹 -Rep 2015-04-20 2024-04-22
298   Martin, Daniel (SFC:BOI355) -Rep 2019-06-10 2024-04-15
299   Shi, Lulu 石露露 -Rep 2019-01-09 2024-04-22
300   Soni, Nitin -Rep 2011-06-09 2024-04-22
301 FLOW TRADERS HONG KONG LIMITED Bhattacharya, Devraj -Rep 2019-06-05 2024-04-16
302     +RO 2024-04-16
303 FORTHRIGHT SECURITIES COMPANY LIMITED Fan, Baodong 樊保棟 -Rep 2023-08-25 2024-04-12
304   Ng, Kin Ying 吳健瑛 -RO 2017-11-23 2024-04-20
305   Remigi, Antony -Rep 2023-07-03 2024-04-11
306 FORTUNE HILL ASSET MANAGEMENT LIMITED Liao, Shuli 廖舒立 -RO 2023-02-16 2024-04-19
307 Fortune Origin Securities Limited Su, Linxi -Rep 2023-08-04 2024-04-15
308 FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED He, Tianzhong 何天仲 +Rep 2024-04-24
309 Fosun Asset Management Limited Huang, Zhiting 黃芷拼 +Rep 2024-04-11
310 Fosun International Capital Limited Shen, Yiqian 沈亦潜 -Rep 2023-12-06 2024-04-17
311 Fosun International Securities Limited Chan, Wai Ki (SFC:BFP688) 陳偉基 -Rep 2022-04-19 2024-04-18
312   Chan, Yin Lam (SFC:ANM835) 陳彥霖 +RO 2024-04-15
313 FountainVest Capital Limited Chen, Evan Wai Man 陳偉文 -Rep 2024-02-05 2024-04-16
314     +RO 2024-04-16
315 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Crawford, Andrew Gilbert -Rep 2023-09-01 2024-04-22
316 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Chan, Louis Yin Kiu 陳彥喬 -RO 2024-01-31 2024-04-15
317   Tai, Kevin Yiu Kuen 戴耀權 +Rep 2024-04-23
318 FUBON SECURITIES (HONG KONG) LIMITED Chou, I-Chiang 周毅強 +Rep 2024-04-15
319 FULBRIGHT FUTURES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
320   Li, Kai Yun 李佳潤 -Rep 2021-08-26 2024-04-15
321 FULBRIGHT SECURITIES LIMITED Ha, Wilson Ho Yin 夏浩賢 +Rep 2024-04-24
322   Li, Kai Yun 李佳潤 -Rep 2021-08-26 2024-04-15
323   Weng, Jiali 翁家莉 -Rep 2022-01-24 2024-04-11
324   Wong, Chun Ho (SFC:ACP345) 黃俊豪 -Rep 2011-06-08 2024-04-15
325 Futu Securities International (HONG KONG) Limited Kei, Chun Ho 紀俊浩 +Rep 2024-04-11
326   Yip, Hiu Tung (SFC:BPD542) 葉曉彤 -Rep 2022-12-23 2024-04-15
327 Future Securities Limited (HK) Cheung, Edwin Tsz Bun 張子彬 -Rep 2022-07-23 2024-04-17
328 FWD Financial Planning Limited (HK) Lam, Yat Ki 林逸奇 +Rep 2024-04-22
329   Leung, Ka Man (SFC:AWF554) 梁嘉雯 -RO 2023-05-25 2024-04-16
330 G. H. Financials (Hong Kong) Limited Or, Ying Choi 柯英財 -Rep 2022-04-06 2024-04-19
331   Shi, Ning (SFC:BBV040) 史宁 -RO 2013-12-09 2024-04-19
332 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED Lam, Wai Yan (SFC:BLK474) 林慧欣 +Rep 2024-04-17
333 GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED Shao, Yanxia 邵豔霞 +RO 2024-04-18
334 GAOYU SECURITIES LIMITED Wu, Zishan 吳紫珊 +Rep 2024-04-22
335 Garvis Capital Management Limited Tai, Patricia Yuen Fai 戴婉暉 +RO 2024-04-17
336 GCI Asset Management, HK Limited Pollock, Benjamin Pierce -Rep 2022-06-02 2024-04-12
337 GF Capital (Hong Kong) Limited Guo, Binyuan 郭斌元 +Rep 2024-04-18
338   Li, En (SFC:BSG928) 李恩 -Rep 2022-04-19 2024-04-19
339   Qi, Tunan 祁图南 -Rep 2023-11-22 2024-04-11
340 GF Securities (Hong Kong) Brokerage Limited Li, En (SFC:BSG928) 李恩 -Rep 2022-04-19 2024-04-19
341   Qi, Tunan 祁图南 -Rep 2023-11-22 2024-04-11
342   Shih, Pai Chien 施百謙 +Rep 2024-04-24
343 Ginseng Capital Advisors Limited Kusturica, Fedza +RO 2024-04-15
344 Glacier Asset Management Limited Tsang, Sin Ki Cindy 曾倩琪 +RO 2024-04-12
345   Yau, Henry Sung Chuen 邱崧泉 +RO 2024-04-12
346 GLENWORTH CAPITAL LIMITED Lin, Sunming 林孫明 +RO 2024-04-12
347   Yoo, Junbeom +Rep 2024-04-22
348 GMO-Z.com Forex HK Limited Lau, Ka Fung (SFC:BUV731) 劉家豐 +Rep 2024-04-22
349 Goldbridge Securities Limited Fu, Jianwen 傅鍵文 -Rep 2019-11-01 2024-04-23
350 Golden Asset Management Co., Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 -Rep 2021-01-06 2024-04-18
351 Golden Continent Securities Co., Limited An, Zhenyu 安貞豫 +Rep 2024-04-22
352   He, Tianzhong 何天仲 +Rep 2024-04-24
353 GOLDMAN SACHS (ASIA) L.L.C. Currie, Jemima Elizabeth +Rep 2024-04-19
354   Gorman, Thomas James (SFC:BRQ404) -Rep 2021-09-01 2024-04-12
355   Law, Frederick Andrew 羅頌然 -Rep 2013-08-26 2024-04-12
356   Lim, Naeun +Rep 2024-04-12
357   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
358   Tang, Su See 陳淑茜 +Rep 2024-04-24
359   Wang, Aillen -Rep 2024-01-30 2024-04-12
360   Wu, Yuhe 吳雨鶴 -Rep 2021-07-19 2024-04-20
361   Yin, Haobo 銀浩博 +Rep 2024-04-22
362   Zhai, Mengqi 翟夢琪 +Rep 2024-04-12
363 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Gorman, Thomas James (SFC:BRQ404) -Rep 2021-09-01 2024-04-12
364   Law, Frederick Andrew 羅頌然 -Rep 2016-10-11 2024-04-12
365   McCarroll, James Patrick -Rep 2021-07-29 2024-04-18
366   Yin, Haobo 銀浩博 +Rep 2024-04-22
367   Zhai, Mengqi 翟夢琪 +Rep 2024-04-12
368 Goldstream Capital Management Limited Wang, Yichen (SFC:BBB859) 王亦宸 +Rep 2024-04-12
369   Xu, Zhensheng (SFC:BEZ164) 徐振聲 +Rep 2024-04-23
370 Grand Capital Securities Limited Lee, Chak Ming 李澤銘 -Rep 2021-07-09 2024-04-24
371 GREAT BAY SECURITIES LIMITED Chan, Ngai Kiu Justin 陳詣翹 +Rep 2024-04-16
372   Chang, Danni 常丹妮 -Rep 2023-01-20 2024-04-16
373 GREATER CHINA STRATEGIC CAPITAL LIMITED Lam, Sum Kei 林心棋 +RO 2024-04-17
374 Greencourt Financial Co., Limited Cui, Yuan (SFC:BUV280) 崔源 +Rep 2024-04-15
375 Greenfield Asset Management Limited Lin, Hoi Andy 林凱 -Rep 2024-03-25 2024-04-17
376     +RO 2024-04-17
377 Greentech Technology Asset Management Company Limited Ho, David Siu Kee 何紹基 +RO 2024-04-12
378 GUOTAI JUNAN ASSETS (ASIA) LIMITED Cui, Xueying 崔雪鶯 +Rep 2024-04-16
379   Liu, Beining 劉蓓宁 +Rep 2024-04-23
380 GUOTAI JUNAN CAPITAL LIMITED Wang, Zhengrui 王正睿 +Rep 2024-04-23
381 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chu, Sheung Lun 朱上倫 -Rep 2018-10-15 2024-04-18
382     +RO 2024-04-18
383   Tong, Weishan 佟偉姍 -Rep 2023-08-23 2024-04-16
384   Yang, Dongting 杨冬庭 +Rep 2024-04-23
385 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Feng, Hao (SFC:BUQ780) 馮浩 +Rep 2024-04-24
386 HAITONG INTERNATIONAL CAPITAL LIMITED Tang, Hao (SFC:BUT585) 汤昊 +Rep 2024-04-17
387 HAITONG INTERNATIONAL FUTURES LIMITED Chen, Bo (SFC:BLZ418) 陳博 -Rep 2018-01-16 2024-04-16
388   Ying, Chengxun 應承訓 +Rep 2024-04-18
389 HAITONG INTERNATIONAL RESEARCH LIMITED Dai, Yuancan 戴元灿 +Rep 2024-04-17
390   Deng, Yawen 鄧雅文 +Rep 2024-04-17
391   Ning, Jiajun 宁嘉駿 +Rep 2024-04-18
392   Peng, Yijia 彭怡家 -Rep 2023-07-24 2024-04-16
393   Song, Qi (SFC:BMC486) 宋奇 -Rep 2022-11-17 2024-04-18
394   Xu, Weiwei (SFC:BPI310) 徐煒瑋 -Rep 2020-01-13 2024-04-18
395 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Chen, Bo (SFC:BLZ418) 陳博 -Rep 2018-01-16 2024-04-16
396   He, Xiyu (SFC:BDI120) 何熙榆 -Rep 2020-05-21 2024-04-19
397   Ren, Sisi 任思思 -Rep 2020-10-09 2024-04-19
398   Tang, Hao (SFC:BUT585) 汤昊 +Rep 2024-04-17
399   Wang, Ruihao 王瑞昊 -Rep 2023-09-19 2024-04-19
400   Yang, Yanping (SFC:BJU358) 楊延平 -Rep 2022-07-21 2024-04-19
401   Ying, Chengxun 應承訓 +Rep 2024-04-18
402 HANG SENG INVESTMENT MANAGEMENT LIMITED Cheung, Carmen Ka Mun 張嘉敏 +Rep 2024-04-12
403   Sun, Ching Yi 孫靖宜 +Rep 2024-04-17
404 HANSUI CAPITAL COMPANY LIMITED Cheung, Chun King 張春琼 +Rep 2024-04-17
405   Tse, Hang Yik 謝恒億 +Rep 2024-04-22
406   Xu, Luke Z 徐魯克 -Rep 2023-09-14 2024-04-18
407 HANTEC SECURITIES CO., LIMITED Chow, Lai Yin (SFC:AHS607) 周禮賢 +Rep 2024-04-23
408   Lo, Yuen Fun 盧婉芬 +Rep 2024-04-16
409 HANTEC WEALTH MANAGEMENT COMPANY LIMITED Chow, Lai Yin (SFC:AHS607) 周禮賢 +Rep 2024-04-23
410 HARMONY WEALTH MANAGEMENT LIMITED (HK) Yim, Tao Hop 嚴道合 +Rep 2024-04-15
411 Hash Blockchain Limited Ho, Wing Lung 何穎龍 +Rep 2024-04-24
412   Pan, Wang (SFC:BUS504) 潘望 +Rep 2024-04-24
413 HashKey Capital Limited Cheung, Bruce Heung Wing 張向榮 +RO 2024-04-12
414 Hong Kong BoYue Capital Management Co., Limited Wang, Yanchao (SFC:BTJ530) 王彦超 +Rep 2024-04-12
415 Hong Kong Broad Capital Limited Pong, Wing In 龐穎妍 -Rep 2021-05-26 2024-04-12
416     +RO 2024-04-12
417 HONGKONG GAOTEJIA INVESTMENT MANAGEMENT CO., LIMITED Zhu, Yuxiu 朱玉秀 +Rep 2024-04-17
418 Houlihan Lokey (China) Limited Yu, Qianwei 俞乾偉 +Rep 2024-04-18
419 HSBC Corporate Finance (Hong Kong) Limited Cao, Yiyun 曹逸云 -Rep 2023-03-15 2024-04-17
420   Chen, Tao (SFC:BSY258) 陳韜 -Rep 2022-10-14 2024-04-16
421   Choi, Karis Ka Hei 蔡嘉熹 -Rep 2017-01-17 2024-04-17
422   Chu, Chaoyang 儲朝陽 -Rep 2023-10-24 2024-04-12
423     +RO 2024-04-12
424   Deng, Yuan (SFC:BJS894) 鄧园 -Rep 2022-01-17 2024-04-18
425   Fan, Tsun Wai 范浚維 -Rep 2018-12-06 2024-04-16
426   Jiang, Chun (SFC:BNZ796) 姜淳 -Rep 2019-02-18 2024-04-16
427   Kan, Siting 闞斯汀 -Rep 2022-10-20 2024-04-16
428   Li, Maoze 李茂澤 +Rep 2024-04-12
429   Lin, Jinjun 林金俊 -Rep 2021-09-07 2024-04-17
430   Su, Yifan 蘇亦凡 -Rep 2023-04-11 2024-04-16
431   Xu, Jiaman 徐嘉曼 -Rep 2020-05-05 2024-04-16
432   Zhou, Nanjun 周南君 -Rep 2021-12-15 2024-04-16
433 HSBC Global Asset Management (Hong Kong) Limited de Coninck-Lopez, Cathrine (SFC:BUF609) -Rep 2024-04-05 2024-04-12
434   Dutta, Sabyasachi -Rep 2024-04-11 2024-04-12
435   Mitchell, Paul Stuart (SFC:BTK787) +Rep 2024-04-19
436 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED de Coninck-Lopez, Cathrine (SFC:BUF609) -Rep 2024-04-05 2024-04-12
437   Dutta, Sabyasachi -Rep 2024-04-11 2024-04-12
438   Mitchell, Paul Stuart (SFC:BTK787) +Rep 2024-04-19
439 Hua Liang Asset Management Limited Ho, Arion Man Yiu 何汶叡 +Rep 2024-04-23
440 Hua Liang Securities Limited   +Rep 2024-04-23
441 HUAJIN SECURITIES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-04-23
442 Huarong International Asset Management Limited Liu, Xinwen 劉馨文 -Rep 2021-08-05 2024-04-11
443 Huarong International Securities Limited   -Rep 2021-08-05 2024-04-11
444 Huatai (Hong Kong) Futures Limited Tam, Kenney 譚君禮 +Rep 2024-04-18
445   Yang, Dongyi 楊冬易 +Rep 2024-04-18
446 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Ke (SFC:BUT936) 曹珂 +Rep 2024-04-16
447   Chen, Jiebin 陈洁斌 +Rep 2024-04-15
448   Ding, Tao (SFC:BUU020) 丁韬 +Rep 2024-04-16
449   Dong, Shiyang 董世洋 +Rep 2024-04-18
450   Fang, Jiawen (SFC:BUU191) 方佳文 +Rep 2024-04-16
451   Fang, Zhou (SFC:BUS220) 方舟 +Rep 2024-04-16
452   Jin, Weifeng (SFC:BUT550) 金巍锋 +Rep 2024-04-16
453   Kong, Xiaoyu 孔晓宇 +Rep 2024-04-16
454   Li, Xuyang (SFC:BUT572) 李旭洋 +Rep 2024-04-16
455   Li, Yuxuan (SFC:BUS864) 李妤轩 +Rep 2024-04-15
456   Pu, Guiyang 蒲贵洋 +Rep 2024-04-16
457   Ruan, Yu 阮昱 +Rep 2024-04-15
458   So, Hing Fai 蘇慶輝 -Rep 2022-06-10 2024-04-19
459   Wang, Zixia 王子夏 +Rep 2024-04-16
460   Xiang, Chen (SFC:BUT061) 项晨 +Rep 2024-04-16
461   Yu, Haodong 于浩东 +Rep 2024-04-16
462   Zeng, Xianlin 曾宪麟 +Rep 2024-04-15
463   Zhang, Xinyu (SFC:BUS366) 张馨予 +Rep 2024-04-16
464 Hywin Asset Management (Hong Kong) Limited Wong, Chin Wing Michelle 王芊穎 +Rep 2024-04-18
465 ICBC Asset Management (Global) Company Limited Wang, Yumeng (SFC:BNM125) 王雨萌 -Rep 2021-09-17 2024-04-12
466 iFAST Financial (HK) Limited Chan, Joanna Sze Nok 陳思諾 +Rep 2024-04-19
467   Chow, Yiu Kei (SFC:BJQ827) 周曜基 -Rep 2017-07-10 2024-04-24
468     +RO 2024-04-24
469 iFAST Global Markets (HK) Limited Au Yeung, Kwun Yin 歐陽冠然 +Rep 2024-04-19
470   Kwan, Tsz Yin 關自然 +Rep 2024-04-19
471   Low, Siu Chu 劉小珠 +Rep 2024-04-17
472   Mak, Pui Lam 麥珮琳 +Rep 2024-04-18
473   So, Po Sim 蘇寶嬋 +Rep 2024-04-22
474 IMPERIUM INTERNATIONAL SECURITIES LIMITED Yau, Winson Chak Fung 邱澤峯 +Rep 2024-04-12
475 Impression Investment Limited Yin, Yue (SFC:BUL482) 印阅 -Rep 2024-02-15 2024-04-15
476     +RO 2024-04-15
477 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED Yuan, Runan 袁茹楠 +Rep 2024-04-12
478 INFINI CAPITAL MANAGEMENT LIMITED Jing, Yilin +Rep 2024-04-22
479 Infinitus Partners Asset Management Limited He, Furong 何芙蓉 -Rep 2023-08-28 2024-04-12
480 Innomed Capital (Hongkong) Co., Limited He, Xing (SFC:BUH533) 何邢 +RO 2024-04-22
481   Wu, Xihan 吳希罕 +RO 2024-04-22
482 Integrity Construction & Development Securities Group Limited Shao, Yanxia 邵豔霞 +RO 2024-04-18
483 INVESCO HONG KONG LIMITED Fin, Derek Dragon -Rep 2024-04-19 2024-04-24
484   Koh, Benjamin Zhi-Qiang +Rep 2024-04-15
485   Tam, Wai Sze Tiana 譚慧詩 +Rep 2024-04-24
486 IvyRock Asset Management (HK) Limited Huang, Jingying (SFC:BAI752) 黃晶瑩 +RO 2024-04-23
487 J.P. MORGAN BROKING (HONG KONG) LIMITED Fu, Weimeng 傅未萌 -Rep 2024-04-17 2024-04-19
488   Hsu, Huai-Tse 許懷哲 -Rep 2024-04-17 2024-04-19
489   Virdi, Kieran Singh +Rep 2024-04-24
490 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Dhupelia, Sunil -Rep 2022-09-26 2024-04-19
491     +RO 2024-04-19
492   Huang, Peihao 黃培皓 -Rep 2021-03-03 2024-04-12
493     +RO 2024-04-12
494 JANCHOR PARTNERS LIMITED Battenfeld, Brenton George +Rep 2024-04-22
495 Janus Henderson Investors Hong Kong Limited Mio, Chi Mei 繆子美 +Rep 2024-04-16
496 Jefferies Hong Kong Limited Wu, Qiong (SFC:APQ268) 吳琼 -Rep 2024-02-01 2024-04-16
497     +RO 2024-04-16
498 Jin Yi Financial Group Limited Wong, Cheong Ming 黃昌銘 +RO 2024-04-15
499 JK Capital Management Limited Ma, Ling (SFC:BPY342) 馬羚 -Rep 2021-09-23 2024-04-14
500   Tso, Eric Ka Chai 曹家齊 -Rep 2018-10-22 2024-04-19
501 JPMorgan Asset Management (Asia Pacific) Limited Chan, Frederick Wei Hin 陳瑋軒 -Rep 2023-12-18 2024-04-13
502 JPMorgan Funds (Asia) Limited   -Rep 2023-12-18 2024-04-13
503 JS CRESVALE CAPITAL LIMITED Kuo, Chia Hsuan 郭家瑄 +Rep 2024-04-18
504 JS CRESVALE SECURITIES INTERNATIONAL LIMITED   +Rep 2024-04-18
505 Jupiter Asset Management (Hong Kong) Limited Konrad, Samuel +Rep 2024-04-22
506 Kaisa Asset Management Limited Lam, Ka Ho (SFC:AXP757) 林家豪 -RO 2019-08-09 2024-04-20
507 Kaisa Financial Group Company Limited   -RO 2019-01-04 2024-04-20
508 Keptain Securities and Asset Management Limited Liu, Yuen Shan (SFC:ADC177) 廖婉珊 -RO 2019-08-14 2024-04-17
509 KEYSTONE CAPITAL LIMITED (HK) Ma, Hin Lap 馬衍立 -Rep 2023-08-14 2024-04-15
510   Tam, Kwok Fai 譚國輝 +Rep 2024-04-11
511 KGI ASIA LIMITED Lam, Chung Wai (SFC:AMJ507) 林忠偉 -Rep 2017-10-03 2024-04-12
512   Liu, Yucheng (SFC:BUU843) 劉禹呈 +Rep 2024-04-12
513   Tang, Johnson Chun Kuen 鄧振權 -Rep 2021-06-15 2024-04-12
514   Yeung, Pui Tak (SFC:AJI792) 楊培德 +Rep 2024-04-12
515 KGI FUTURES (HONG KONG) LIMITED Lam, Chung Wai (SFC:AMJ507) 林忠偉 -Rep 2009-08-24 2024-04-12
516   Liu, Yucheng (SFC:BUU843) 劉禹呈 +Rep 2024-04-12
517   Tang, Johnson Chun Kuen 鄧振權 -Rep 2021-06-15 2024-04-12
518   Yeung, Pui Tak (SFC:AJI792) 楊培德 +Rep 2024-04-12
519 KINGKEY ASSET MANAGEMENT LIMITED Kuo, Ki Hung 郭其紅 +Rep 2024-04-11
520 KOREA INVESTMENT & SECURITIES ASIA LIMITED Kang, Sion -Rep 2024-04-18 2024-04-19
521   Kim, Myoungjoo -Rep 2024-04-18 2024-04-19
522 LEE'S SECURITIES COMPANY LIMITED Yu, Chiu Kui 余潮駒 -RO 2005-01-03 2024-04-24
523 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Goeldi, Kirin +Rep 2024-04-23
524   Kastenholz, Mika Arnold -Rep 2023-07-24 2024-04-24
525     +RO 2024-04-24
526   Ren, May +Rep 2024-04-11
527   Tang, Lingling (SFC:BUU856) +Rep 2024-04-23
528   Wong, Ka Wai Clarie +Rep 2024-04-23
529 Linkways Asset Management Limited Hung, Chiu Tung 洪顥倫 +Rep 2024-04-12
530 Linkways Investment Management Limited   +Rep 2024-04-12
531 Lion Asset Management Limited (HK) Wang, Yujin 王宇瑾 -Rep 2018-09-12 2024-04-19
532 LOMBARD ODIER (HONG KONG) LIMITED Li, Kuo Lung 李國龍 -Rep 2023-04-04 2024-04-12
533 LSQ CAPITAL LIMITED Hu, Jing (SFC:BDI053) 胡靜 +RO 2024-04-11
534   Zhou, Yingjun 周英俊 +RO 2024-04-11
535 LUK FOOK FUTURES (HK) LIMITED Fan, Dingding 樊丁丁 +Rep 2024-04-19
536 LUK FOOK SECURITIES (HK) LIMITED   +Rep 2024-04-19
537 LUPU (HONG KONG) LIMITED Chen, Ye (SFC:BUV974) 陳燁 +Rep 2024-04-17
538 LW Asset Management Advisors Limited Cheung, Tsz Kin (SFC:BJQ669) 張子健 -Rep 2023-11-21 2024-04-19
539 M Science Hong Kong Limited Ho, Tammy 何恬明 +Rep 2024-04-16
540 Macquarie Asia Securities Limited Leung, Tong Fai 梁鏜煇 +Rep 2024-04-15
541 MACQUARIE CAPITAL LIMITED Dai, Yanbing 戴嫣冰 +Rep 2024-04-15
542   Leung, Tong Fai 梁鏜煇 +Rep 2024-04-15
543 Manulife Investment Management (Hong Kong) Limited Chiu, Alvin Pok Man 趙博文 -Rep 2024-02-08 2024-04-15
544     +RO 2024-04-15
545   Kaminaka, Asuka 神中明日香 +Rep 2024-04-15
546   Kwan, Yee Man 關依汶 +Rep 2024-04-15
547   Law, Mei Chi 羅美芝 +Rep 2024-04-15
548   Li, Sau Chun 李秀春 +Rep 2024-04-15
549   Tang, Wai Hung (SFC:BUS619) 鄧偉雄 +Rep 2024-04-15
550   Tse, Alan Shek Lun 謝錫倫 +Rep 2024-04-15
551   Tse, Pui Kwan (SFC:BUV065) 謝佩筠 +Rep 2024-04-15
552 MARSHALL WACE ASIA LIMITED Bhalla, Sumeet Kumar +Rep 2024-04-23
553   Lang, Yuanlin 郎媛琳 +Rep 2024-04-11
554 MAXA CAPITAL LIMITED Koid, Chee Ling 郭芷凌 +Rep 2024-04-19
555 MCM Asia Limited Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
556 MCM INVESTMENT PARTNERS LIMITED Chan, Crystal Hoi Yan 陳凱欣 -Rep 2023-07-04 2024-04-19
557   Goh, Joel Kian Liem 吳鍵林 +Rep 2024-04-23
558 Merit Asset Management Limited Wang, Haoyu (SFC:ARN562) 王浩宇 -Rep 2024-02-01 2024-04-12
559     +RO 2024-04-12
560   Woo, Kwok On 胡國安 -RO 2023-09-07 2024-04-12
561 Merrill Lynch (Asia Pacific) Limited Ang, Kai Wei +Rep 2024-04-19
562   Chang, Wen-I Phoebe -RO 2020-04-23 2024-04-19
563     +Rep 2024-04-19
564   Chen, Yusi 陈于思 +Rep 2024-04-15
565   Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
566   Enomoto, Takashi -Rep 2024-04-12 2024-04-17
567   Gupta, Abhay (SFC:BUC126) +Rep 2024-04-19
568   Hotta, Kenjin Tom -Rep 2024-04-12 2024-04-17
569   Lam, Ching Long 林靖朗 +Rep 2024-04-15
570   Liu, Jiayin (SFC:BUU102) 劉嘉茵 +Rep 2024-04-15
571   Lu, Sihan 卢思涵 +Rep 2024-04-15
572   Ryan, Alastair William -Rep 2024-04-15 2024-04-17
573   Schneider, Horst Bernd -Rep 2024-04-19 2024-04-22
574   Shi, Ruizhe 施睿哲 +Rep 2024-04-15
575   Wang, Zihan (SFC:BUU755) 王子涵 +Rep 2024-04-15
576   Xu, Yiyin (SFC:BUU808) 徐一吟 +Rep 2024-04-15
577   Yamada, Shusuke -Rep 2024-04-09 2024-04-12
578   Yang, Yufei (SFC:BNR142) 楊宇飛 -Rep 2021-06-08 2024-04-19
579 Merrill Lynch Far East Limited Ding, Hanzhang 丁涵章 -Rep 2022-07-26 2024-04-19
580   Lam, Ching Long 林靖朗 +Rep 2024-04-15
581   Shi, Ruizhe 施睿哲 +Rep 2024-04-15
582   Xie, Xinyan (SFC:BUU946) 谢欣妍 +Rep 2024-04-15
583   Xu, Yiyin (SFC:BUU808) 徐一吟 +Rep 2024-04-15
584 MIDLAND WEALTH MANAGEMENT LIMITED Lui, Wing Kin 呂永健 +Rep 2024-04-12
585 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Hung, Hoi Yee Heidi 孔愷貽 -Rep 2023-04-03 2024-04-15
586   Mutreja, Anuj -Rep 2023-04-03 2024-04-15
587   Patel, Jignesh (SFC:AGG884) +RO 2024-04-12
588   Sheth, Mihir Milindra -Rep 2023-04-03 2024-04-15
589   Shi, Zhiyuan (SFC:BUV714) 史致遠 +Rep 2024-04-24
590   Song, Wenzhi 宋文陟 +Rep 2024-04-23
591   Wong, Jee Chung 黃治璁 -Rep 2022-09-13 2024-04-12
592   Yao, Qian (SFC:BQV899) 姚茜 -Rep 2023-04-11 2024-04-15
593 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Cho, Young-Rae -Rep 2023-03-13 2024-04-18
594     +RO 2024-04-18
595   So, Ying Wai 蘇英煒 -Rep 2022-07-05 2024-04-18
596 MIZUHO SECURITIES ASIA LIMITED Chow, Chi Lun 周芷倫 -Rep 2023-06-09 2024-04-12
597   Hashimoto, Junichi (SFC:BTB960) -Rep 2022-11-01 2024-04-12
598   Hergesheimer, Niklaus Charles +Rep 2024-04-15
599   Kobayashi, Ryo -Rep 2023-05-30 2024-04-17
600   Lonnquist, Tobias +Rep 2024-04-12
601 MONEY CONCEPTS ASSET MANAGEMENT LIMITED Wong, Fanny Lai Kuen 黃麗娟 +Rep 2024-04-17
602 Morgan Stanley Asia Limited Apithy, Yenadjro Robert +Rep 2024-04-22
603   Chen, Yongyao (SFC:BUV388) +Rep 2024-04-15
604   Ekblom, Cedar Bronwen +Rep 2024-04-23
605   Hulse, Eli Brooks -Rep 2024-04-12 2024-04-17
606   Hung, Jen-Yi 洪任毅 -Rep 2024-04-05 2024-04-12
607   Ji, Jiechao 季婕超 +Rep 2024-04-23
608   Koh, Ying Wei -Rep 2024-04-05 2024-04-12
609   Kung, Kevin Holting +Rep 2024-04-17
610   Lee, Seung Eun (SFC:BUV900) 李昇恩 +Rep 2024-04-15
611   Meany, William Anthony -Rep 2024-04-12 2024-04-19
612   Perry, James Duncan -Rep 2024-04-09 2024-04-11
613   Ranasinghe, Dushan Hasitha -Rep 2024-04-02 2024-04-13
614   Sato, Wakako -Rep 2024-04-09 2024-04-12
615   Scott, Andrew Geoffrey (SFC:BBE397) +Rep 2024-04-23
616   Sinha, Shannon Jessye -Rep 2024-04-09 2024-04-12
617   Tng, Louis Yixu -Rep 2024-04-05 2024-04-11
618   Tse, Terry Michael 謝嘉豪 +Rep 2024-04-22
619 Morgan Stanley Hong Kong Securities Limited Chen, Yongyao (SFC:BUV388) +Rep 2024-04-15
620   Koh, Ying Wei -Rep 2024-04-05 2024-04-12
621   Kung, Kevin Holting +Rep 2024-04-17
622   Ranasinghe, Dushan Hasitha -Rep 2024-04-02 2024-04-13
623 MORGANS (HONG KONG) LIMITED Raymond, Matthew James +RO 2024-04-16
624 MP ASSET MANAGEMENT LIMITED Zhao, Yue (SFC:BTE303) 趙悅 -Rep 2024-02-28 2024-04-12
625     +RO 2024-04-12
626 MUFG Securities Asia Limited Chong, Zhi Xun Isaac -Rep 2022-08-10 2024-04-17
627   Wilmink, Jannis -Rep 2024-04-11 2024-04-12
628   Yamamoto, Naoki -Rep 2024-04-08 2024-04-12
629 Mulana Investment Management Limited Deng, Yabin 鄧雅彬 +Rep 2024-04-17
630 NAN FUNG TRINITY (HK) LIMITED Lee, Mong Hsi 李孟熹 +Rep 2024-04-12
631   Su, Wai 蘇偉 -Rep 2021-11-23 2024-04-12
632 Natixis Investment Managers Hong Kong Limited Claringbull, Daniel Charles -Rep 2024-01-24 2024-04-23
633   Yang, Zesi 楊澤司 -Rep 2024-01-30 2024-04-12
634     +RO 2024-04-12
635 NeoSpective Capital Limited Dong, Yu (SFC:BJC698) 董譽 +RO 2024-04-17
636 New Harvest Wealth Securities Company Limited Huang, Junxiao 黄俊霄 +Rep 2024-04-15
637   Yuan, Jie (SFC:BUT540) 袁婕 +Rep 2024-04-18
638 New Vision Asset Management Limited Li, Wenjie (SFC:BKP340) 李文捷 -Rep 2021-11-19 2024-04-19
639 Nittan Securities Asia Limited Lai, Brian Chi Fung 黎至峰 +Rep 2024-04-19
640 NOAH HOLDINGS (HONG KONG) LIMITED Wong, Hiu Yin Yvonne 黃曉燕 -Rep 2023-07-12 2024-04-12
641 Nomura Asset Management Hong Kong Limited Cheung, Kai Ho (SFC:BLY773) 張繼浩 +Rep 2024-04-11
642 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Lik Yee Jenny 陳力宜 +Rep 2024-04-19
643   Kandavel, Vishnu Vardhanan -Rep 2024-04-12 2024-04-22
644   Maekawa, Misaki +Rep 2024-04-22
645   Wako, Juichi -Rep 2022-05-03 2024-04-18
646 North Rock Capital Management (HK) Limited Chan, Ka Shing (SFC:APF285) 陳嘉誠 -Rep 2023-02-15 2024-04-12
647     +RO 2024-04-12
648   Wah, Chi Shing 華智誠 +Rep 2024-04-18
649 Novel Wealth Management Limited Tong, Ka Keung (SFC:BOT566) 湯家强 -Rep 2022-12-13 2024-04-12
650     +RO 2024-04-12
651 Nuveen Hong Kong Limited Zhou, Jing (SFC:BQS804) 周靜 -Rep 2021-02-25 2024-04-12
652     +RO 2024-04-12
653 Octo Rivers Asset Management (HK) Limited Ho, Kin On 何健安 -Rep 2022-07-06 2024-04-19
654 One Fund Management Limited (The) Yang, Xuan (SFC:BTG617) 楊軒 -RO 2023-06-14 2024-04-19
655     +Rep 2024-04-19
656 OnePlatform Asset Management Limited Chan, Ching (SFC:APD148) 陳菁 -Rep 2007-07-23 2024-04-12
657   Chan, Franki Ming Fai 陳明輝 -Rep 2015-02-05 2024-04-14
658   Chan, Yin Yin (SFC:BJI009) 陳燕燕 -Rep 2017-05-02 2024-04-19
659   Chau, Wing Po 周穎寶 -Rep 2014-04-14 2024-04-18
660   Cheuk, Hoi Ying Agnes 卓愷瑩 -Rep 2022-12-30 2024-04-17
661   Cheung, Ling Leung 張凌良 -Rep 2013-03-11 2024-04-17
662   Choi, Constantine King Lai 蔡景禮 -Rep 2005-05-25 2024-04-18
663   Ho, Suet Ying (SFC:BON560) 何雪凝 -Rep 2019-07-29 2024-04-19
664   Law, Mei Ki 羅美琪 -Rep 2017-10-30 2024-04-14
665   Lee, Bernard Kai Long 李啟朗 -Rep 2014-02-25 2024-04-19
666   Li, Po Ying 李寶盈 -Rep 2012-09-28 2024-04-12
667   Lo, Ching Ting (SFC:AOQ576) 盧靜婷 -Rep 2007-03-08 2024-04-17
668   Lui, Ka Kee 雷嘉淇 -Rep 2020-06-11 2024-04-20
669   Ng, Chui Man 吳翠文 -Rep 2021-04-19 2024-04-11
670   Ng, Tak Wai 吳德偉 -Rep 2011-06-28 2024-04-19
671   Ng, Tsz Chung (SFC:BPE987) 吳子聰 -Rep 2019-12-02 2024-04-19
672   Ngan, Yuen Fan 顏元勛 -Rep 2010-06-10 2024-04-17
673   So, Chi Bun 蘇志斌 -Rep 2003-07-16 2024-04-17
674   Ting, Ka Fung 丁嘉鳳 -Rep 2004-12-28 2024-04-18
675   Yang, Haiwen (SFC:BNI428) 楊海聞 -Rep 2018-08-15 2024-04-12
676   Yim, Tsz Kwan (SFC:BLN146) 嚴子坤 -Rep 2017-11-14 2024-04-17
677 OP INVESTMENT MANAGEMENT LIMITED Leung, Sophie Kit Man 梁潔雯 -RO 2016-08-15 2024-04-12
678 Optimas Capital Limited Huang, Xiang (SFC:ANI921) 黃翔 +Rep 2024-04-23
679 Oreana Financial Services Limited Chan, Chuak Hoan 陳澤鴻 -Rep 2021-10-22 2024-04-15
680   Huxley, Daniel William +Rep 2024-04-24
681   Sekar, Ashok Narsimhan +Rep 2024-04-15
682 ORIENT FUTURES (HONG KONG) LIMITED Chen, Rui (SFC:BOH233) 陳銳 +Rep 2024-04-19
683   Yeung, Sze Ho 楊思豪 -RO 2023-07-25 2024-04-19
684 ORIENT SECURITIES (HONG KONG) LIMITED Lee, Chun Yiu 李晉曜 -Rep 2022-01-13 2024-04-12
685   Yeung, Sze Ho 楊思豪 -RO 2023-07-25 2024-04-19
686 ORIENT SECURITIES LIMITED Shiu, Shu Ming 蕭恕明 +RO 2024-04-15
687 OSL Asset Management Limited Ng, Andrew Ka Chun 吳家竣 -RO 2023-11-23 2024-04-23
688 P.B. Global Asset Management Limited Chan, Chun Kong (SFC:AQH859) 陳振剛 +Rep 2024-04-15
689 Partners Asset Management (HK) Limited He, Tianzhong 何天仲 -RO 2023-01-19 2024-04-16
690 PARTNERS CAPITAL SECURITIES LIMITED   -RO 2024-02-29 2024-04-16
691 PEAK CAPITAL LIMITED (b2004-03-30) Wong, Arnold Tin Po 黃天保 -Rep 2022-08-19 2024-04-12
692 Petiole Management (Hong Kong) Limited Yip, Fat Kong 葉法江 +Rep 2024-04-17
693 PHILLIP SECURITIES (HONG KONG) LIMITED Chak, Shu Yan 翟樹仁 -Rep 2010-12-20 2024-04-15
694   Chan, Siu Ming (SFC:AEU968) 陳兆明 +Rep 2024-04-15
695 PICKERS CAPITAL MANAGEMENT LIMITED Lo, Ho Shun 盧晧信 -Rep 2018-06-11 2024-04-24
696     +RO 2024-04-24
697 Pictet Asset Management (Hong Kong) Limited Atkins, Edward Anthony James (SFC:BGH004) -Rep 2024-04-10 2024-04-12
698   Billot, Philippe Henri Pierre -Rep 2024-04-05 2024-04-12
699   Cogne, Tatiana Natalia +Rep 2024-04-17
700   Toh, Shikai -Rep 2024-04-12 2024-04-19
701 PineBridge Investments Asia Limited Yeung, Jennie Po Mei 楊寶美 +Rep 2024-04-19
702 PineBridge Investments Hong Kong Limited   +Rep 2024-04-19
703 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Wen, Xuanhao 文炫皓 -Rep 2023-08-15 2024-04-23
704 Ping An of China Capital (Hong Kong) Company Limited Li, Zhaoxiang (SFC:BUU905) 李兆翔 +Rep 2024-04-18
705 Pinpoint Asset Management Limited Dong, Wei (SFC:BEM064) 董煒 -Rep 2023-01-16 2024-04-16
706 Pixiu Asset Management Limited Cheng, Chi Ho (SFC:AOV370) 鄭志豪 +RO 2024-04-15
707 Planetree Futures Limited Lam, Kate Hiu Ha 林曉霞 -RO 2023-03-22 2024-04-22
708 Planetree Securities Limited   -RO 2023-03-22 2024-04-22
709 PLATINUM BROKING COMPANY LIMITED Chen, Kai Shun 陳繼舜 +Rep 2024-04-12
710 Point72 Hong Kong Limited Jim, Chi Tsun 詹子浚 +Rep 2024-04-15
711 Polymer Capital Management (HK) Limited Chan, Ashly Chi Yan 陳徵因 +Rep 2024-04-15
712   Miller, Elan +Rep 2024-04-23
713 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Ho, Yuen Ying (SFC:BPA537) 何宛螢 +Rep 2024-04-22
714 Premia Partners Company Limited Ng, Wai Fung (SFC:BUV824) 吳偉鋒 +Rep 2024-04-17
715 Primas Asset Management Limited Young, Chiu Yin Edward 楊昭賢 -Rep 2021-08-26 2024-04-19
716 PRUDENCE GLOBAL CAPITAL MANAGEMENT COMPANY LIMITED Zhou, Lei (SFC:BSZ874) 周磊 +RO 2024-04-19
717 Pulse Wealth Limited Rudd, Benjamin Jeremy Kenneth -RO 2022-08-17 2024-04-18
718 Pulun International Asset Management Limited Wong, Wing Hang (SFC:BDW769) 黃永恒 +Rep 2024-04-16
719 PV Capital (HK) Limited Zhang, Xinliang 張辛亮 -Rep 2024-04-18 2024-04-24
720     +RO 2024-04-24
721 PWH Capital Limited Tang, Chi Hong 鄧志康 +RO 2024-04-15
722 QDI LIMITED Scharff-Hansen, Jens +RO 2024-04-11
723   Zeng, Yu (SFC:BUK080) 曾郁 +RO 2024-04-11
724 Quam Capital Limited (b1994-08-04) Pang, Zilu 龐子璐 +Rep 2024-04-18
725 Quam Securities Limited Leung, Hoi Chun (SFC:BJK269) 梁凱俊 +Rep 2024-04-18
726 Qube Research & Technologies Hong Kong Limited Guo, Yuzhou 郭豫舟 +Rep 2024-04-22
727   Zeng, Cheng (SFC:BUT373) 曾程 +Rep 2024-04-18
728 Raffles Assets Management (HK) Co. Limited Yeung, Sai Hang 楊世衡 +Rep 2024-04-11
729 Realway (Hong Kong) Assets Management Limited Su, Yi (SFC:BNT909) 蘇怡 -RO 2020-01-16 2024-04-16
730 Red South Investment Management Limited Chow, Chun Kit (SFC:ALI715) 周俊傑 -Rep 2024-02-26 2024-04-18
731     +RO 2024-04-18
732 Richwood International Management Limited Chen, Hong Lin 陳紘箖 +Rep 2024-04-18
733 Rifa Securities Limited Wang, Judy Chang Yu 王常燏 +Rep 2024-04-15
734 Risen Family Office Limited Kwok, Hon Kuen 郭漢權 -RO 2020-06-23 2024-04-19
735 Robeco Hong Kong Limited Birmingham, John McElroy (SFC:BUV273) -Rep 2024-04-19 2024-04-24
736   Speetjens, Richard Petrus Elisabeth Gerardus +Rep 2024-04-18
737   White, Joshua Campbell -Rep 2024-04-19 2024-04-24
738 ROCKPOOL CAPITAL LIMITED Liang, Jia Jhen 梁家榛 -Rep 2022-10-05 2024-04-13
739 Sanford C. Bernstein (Hong Kong) Limited Dai, Hao (SFC:BAX544) 戴浩 +Rep 2024-04-16
740   Sogi, Miki -Rep 2024-04-15 2024-04-19
741   Solca, Luca Giuseppe -Rep 2024-04-10 2024-04-12
742 SBI China Capital Financial Services Limited Gao, Xuemei (SFC:BRP315) 高雪梅 -Rep 2023-08-11 2024-04-12
743 SBI China Capital Hong Kong Securities Limited   -Rep 2023-08-11 2024-04-12
744 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Carrell, Dorian William +Rep 2024-04-24
745   Cheung, Wing Wo 張永和 -Rep 2024-04-24
746   Chiu, Mei Fung (SFC:AGN586) 趙美鳳 -Rep 2008-10-27 2024-04-12
747 SDG Asset Management (HK) Limited Tong, Chung Sze 湯頌詩 -Rep 2022-09-14 2024-04-12
748 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Lai, David Ho Leung 黎浩樑 +Rep 2024-04-15
749   Lai, Hoi Fai 黎凱輝 +Rep 2024-04-15
750 SG SECURITIES (HK) LIMITED Irving, Jonathan David (SFC:BUV682) +Rep 2024-04-17
751   Jungers, Eric -RO 2017-09-12 2024-04-18
752     +Rep 2024-04-18
753   Okamura, Toshihiko -Rep 2011-03-14 2024-04-22
754   Oleron, Christophe Alexandre Pierrick -Rep 2024-01-24 2024-04-11
755     +RO 2024-04-11
756 Shangding International Asset Management Company Limited Lee, Wai Nam 李偉南 +Rep 2024-04-18
757 Shangding Topleap Capital Limited Cheung, Billy Chung Wai 張仲威 +RO 2024-04-16
758   Li, Chun Fung (SFC:BUH366) 李駿鋒 +RO 2024-04-16
759 Shanggu Securities Limited Leung, Wai Nam 梁偉南 -RO 2018-02-05 2024-04-17
760 ShanZe Asset Management (Hong Kong) Limited Leung, Kai Hung (SFC:AMX297) 梁啟洪 +RO 2024-04-24
761 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Hua, Zhongnan 華中南 -Rep 2022-11-04 2024-04-15
762   Yang, Liu (SFC:BUU895) 楊柳 +Rep 2024-04-17
763 Shinhan Investment Asia Limited Park, Ji Eun (SFC:BJG148) +Rep 2024-04-19
764 Sigma Capital Management Limited Tang, Qiao (SFC:BRR695) 唐喬 +RO 2024-04-18
765 SILVER NILE GLOBAL INVESTMENTS LIMITED Cheung, Maria Pui 張蓓 -RO 2023-11-07 2024-04-17
766   Wong, Sarah Lai 黃勵 +Rep 2024-04-17
767 SINO FINANCIAL ASSET MANAGEMENT LIMITED Cheng, William Chiu Hung 鄭超鴻 -RO 2023-04-27 2024-04-15
768 Sinohope Asset Management (Hong Kong) Limited Hui, Wing Kee 許詠淇 +Rep 2024-04-18
769 SINOPAC SECURITIES (ASIA) LIMITED Cheung, Yuen Chun 張源俊 +Rep 2024-04-17
770   Mak, Ka Ka 麥嘉嘉 +Rep 2024-04-17
771   Yang, Jian (SFC:BBH683) 楊劍 +Rep 2024-04-17
772   Zheng, Xutong 鄭旭彤 +Rep 2024-04-17
773 Soochow Securities International Brokerage Limited Leung, Kwok Wai (SFC:BTT107) 梁國偉 +Rep 2024-04-18
774 Soochow Securities International Futures Limited   +Rep 2024-04-18
775 SOUTH CHINA COMMODITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
776   Do, Rosario Sin Humberto 冼家偉 -Rep 2023-01-12 2024-04-14
777 South China Investment Management Limited Chak, Wai Wing 翟偉榮 -RO 2023-12-13 2024-04-18
778   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
779   Ng, Jonathan (SFC:BRK509) 伍麟凱 +Rep 2024-04-18
780   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
781 SOUTH CHINA RESEARCH LIMITED Wong, Allan Ding Pong 黃定邦 +RO 2024-04-24
782 SOUTH CHINA SECURITIES LIMITED Chak, Wai Wing 翟偉榮 -Rep 2023-09-01 2024-04-18
783   Chan, June Tung Hung 陳東紅 -Rep 2021-12-21 2024-04-22
784   Chan, Siu Lung (SFC:BTF208) 陳紹龍 -Rep 2023-09-07 2024-04-18
785   Do, Rosario Sin Humberto 冼家偉 -Rep 2022-08-18 2024-04-14
786   Ng, Jonathan (SFC:BRK509) 伍麟凱 +Rep 2024-04-18
787   Tuen, Hei Ching 段羲澄 -Rep 2023-11-06 2024-04-18
788 Stonepeak (Hong Kong) Limited Ng, Derek Kar Yin 伍嘉彥 -Rep 2021-10-12 2024-04-15
789     +RO 2024-04-15
790 Sunfund Capital Limited Li, Jianhao (SFC:BER124) 李建昊 -RO 2022-09-20 2024-04-15
791 T.F.S. Derivatives HK Limited Chan, Pui Ga 陳姵伽 +Rep 2024-04-19
792 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Li, Jian (SFC:BFU979) 李健 +Rep 2024-04-18
793 Taiping Securities (HK) Co Limited Dong, Yuhang 董宇航 -Rep 2022-01-18 2024-04-12
794   Yip, Chi Ching 葉志清 -Rep 2024-04-19
795 TC Capital International Limited Man, Chung Ho 文中豪 -RO 2023-02-28 2024-04-16
796 Templewater Hong Kong Limited Chin, Cheuk Yin 錢卓妍 +Rep 2024-04-19
797 TFI Securities and Futures Limited Feng, Mengyuan 馮梦媛 +Rep 2024-04-17
798 Tianqin International Asset Management Limited Mak, Pui Yee (SFC:BQM362) 麥佩儀 +Rep 2024-04-19
799   Qiu, Tingting 邱婷婷 +Rep 2024-04-15
800 Toroa Management (HK) Limited He, Jiawei (SFC:BPC121) 何家威 +Rep 2024-04-22
801 TradeGo Markets Limited Wang, Qian (SFC:BPH416) 王茜 +Rep 2024-04-24
802   Wang, Xianhui (SFC:BTP566) 王显晖 +Rep 2024-04-15
803 TRANSPAC CAPITAL LIMITED Cheung, Wing Shing Vincent 張永成 -Rep 2024-02-21 2024-04-11
804     +RO 2024-04-11
805 TSE'S SECURITIES LIMITED Cheng, Wai Yee (SFC:AFK665) 鄭惠儀 -Rep 2024-04-18
806 TX CAPITAL (HK) LIMITED Liang, Yunzhang -Rep 2020-09-18 2024-04-12
807 UBS Asset Management (Hong Kong) Limited Hiltabrand, David Blake -Rep 2024-04-16 2024-04-19
808   Reuter, Clemens -Rep 2024-04-12 2024-04-17
809   Van Riemsdijk, Adrianus Gijsbertus +Rep 2024-04-24
810 UBS SECURITIES ASIA LIMITED Cartwright, Edward Ian -Rep 2024-04-12 2024-04-20
811   Gershuni, Zalman Shneur -Rep 2024-04-09 2024-04-15
812   Hindocha, Raj Kumar (SFC:BOL529) +Rep 2024-04-19
813   Jain, Vivek Pawankumar -Rep 2024-04-05 2024-04-11
814   Kazahaya, Takahiro +Rep 2024-04-15
815   Kim, Minkyu (SFC:BEO107) 金旻奎 -Rep 2019-01-10 2024-04-12
816   Kim, Sang Uk -Rep 2024-04-05 2024-04-15
817   Mish, Matthew Joseph -Rep 2024-04-15 2024-04-19
818   Stolz, Sven Christian +Rep 2024-04-11
819   Tay, Ling Yin 郑琳颖 +Rep 2024-04-12
820   Yan, Yishu 嚴亦舒 +Rep 2024-04-15
821   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
822   Zhong, Tiantian 鐘田田 -Rep 2024-04-16 2024-04-19
823 UBS SECURITIES HONG KONG LIMITED Stolz, Sven Christian +Rep 2024-04-11
824   Tay, Ling Yin 郑琳颖 +Rep 2024-04-12
825   Zhang, Rui (SFC:AWU195) 張睿 -Rep 2023-12-04 2024-04-19
826 UCAP Securities (HK) Limited Chan, Hiu Lung (SFC:BGU842) 陳曉龍 +Rep 2024-04-11
827 UOB KAY HIAN (HONG KONG) LIMITED Cheung, Chung Ling 張頌翎 +Rep 2024-04-17
828   Kwok, Yiu Wa 郭耀華 -Rep 2009-07-20 2024-04-17
829   Yu, Yiting 俞伊婷 -Rep 2023-09-18 2024-04-15
830 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Cheung, Chung Ling 張頌翎 +Rep 2024-04-17
831   Kwok, Yiu Wa 郭耀華 -Rep 2009-07-20 2024-04-17
832   Lo, Yan Ki 盧恩娸 +Rep 2024-04-11
833   Yu, Yiting 俞伊婷 -Rep 2023-09-18 2024-04-15
834 VALUABLE CAPITAL LIMITED Yu, Shek Lun 余石麟 -Rep 2019-03-26 2024-04-12
835   Zhou, Lin (SFC:BTJ166) 周琳 -Rep 2023-02-17 2024-04-19
836 Vantage Capital Markets HK Limited Li, Xiaoting (SFC:AVS858) 李小婷 -RO 2022-09-06 2024-04-11
837 Vantum Futures Limited Chan, Kwok Hay 陳國禧 +RO 2024-04-23
838 VBG Capital Limited Chan, Hiu Shan 陳曉珊 +Rep 2024-04-19
839 VC BROKERAGE LIMITED Chan, Fung Chu 陳鳳珠 -RO 2023-07-19 2024-04-20
840 VC International Asset Management Limited   -Rep 2023-12-01 2024-04-20
841   Qian, Hua (SFC:BME617) 錢華 +Rep 2024-04-22
842 Venture Smart Asia Limited Chan, Shan Shan (SFC:AVM545) 陳珊珊 -RO 2021-09-17 2024-04-11
843 VMI Securities Limited Wong, Maffee Pak Yui 黃柏叡 -Rep 2024-04-16 2024-04-23
844     +RO 2024-04-23
845 VP Wealth Management (Hong Kong) Limited Chan, Kenneth Kam Kong 陳錦光 -Rep 2022-08-01 2024-04-22
846     +RO 2024-04-22
847 VS Partners (Hong Kong) Co., Limited Wang, Yi Peng 王亦蓬 +Rep 2024-04-15
848 Waton Securities International Limited Deng, Mengying 鄧梦盈 +Rep 2024-04-16
849 WEBULL SECURITIES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 -Rep 2022-11-07 2024-04-22
850 Wellington Management Hong Kong Limited (b2003-01-02) Dilkes, Ross Peter -Rep 2024-04-12 2024-04-19
851   Enderlein, Carl Dirk -Rep 2024-04-19 2024-04-23
852   Kergall, Boris Xavier Marie -Rep 2024-04-12 2024-04-16
853   Sanwal, Vasundhara (SFC:BLJ461) -Rep 2017-11-13 2024-04-12
854 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Ying, Cheung Wong 邢長旺 +Rep 2024-04-24
855 WING FUNG FUTURES LIMITED Cheng, Yingying (SFC:BUV020) 程穎莹 +Rep 2024-04-15
856   Qin, Qianwen 秦倩文 +Rep 2024-04-23
857 WING FUNG SECURITIES LIMITED Cheng, Yingying (SFC:BUV020) 程穎莹 +Rep 2024-04-15
858   Qin, Qianwen 秦倩文 +Rep 2024-04-23
859 Winner Zone Asset Management Limited Wan, Tin Yam 尹天任 +Rep 2024-04-11
860 Wisdom Asset Management Limited (HK) Au Law, Davina 歐羅瑞蘭 +Rep 2024-04-15
861   Lin, Shu Lin 林淑玲 +Rep 2024-04-23
862 WRise Wealth Management (Hong Kong) Limited Ko, Yvonne Chi Yuen 高志遠 +Rep 2024-04-18
863 XCap Partners Limited Chan, Terry Yick Kei 陳奕祺 -Rep 2024-01-12 2024-04-12
864     +RO 2024-04-12
865 XHK Limited Yeung, Anthony Yiu Bong 楊燿邦 +Rep 2024-04-18
866 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Leung, Chun Kit (SFC:BPL722) 梁俊傑 -Rep 2020-03-09 2024-04-17
867 XINHAI (HONG KONG) INTERNATIONAL INVESTMENT MANAGEMENT CO., LIMITED Liao, Han (SFC:BTH174) 廖晗 +Rep 2024-04-12
868 Yaw Kai Financial Group Limited Yip, Tsz Fung 葉梓鋒 +Rep 2024-04-16
869 YUANTA FUTURES (HK) CO., LIMITED Gan, Yuqi 甘鈺琪 -Rep 2022-10-17 2024-04-12
870 Yuanta Securities (Hong Kong) Company Limited Leung, Lai Ling 梁麗玲 -Rep 2019-07-29 2024-04-23
871 ZEAL ASSET MANAGEMENT LIMITED Wang, Li (SFC:BUS720) 王麗 +Rep 2024-04-24
872 Zentific Investment Management Limited Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 +Rep 2024-04-23
873 ZH SECURITIES LIMITED Wong, Chun Ho (SFC:ACP345) 黃俊豪 +Rep 2024-04-19
874 ZHONG JIA SECURITIES LIMITED Tse, Mei Wah (SFC:BQT337) 謝美華 -Rep 2021-03-09 2024-04-24
875     +RO 2024-04-24
876 Zhong Ou Asset Management International Limited Zhou, Jiejin 周洁瑾 -Rep 2023-09-29 2024-04-21
877 Zhongfu International Futures Co., Limited Tian, Zhijun 田智君 -Rep 2023-12-22 2024-04-16
878     +RO 2024-04-16
879 Zhonghui International Securities Limited Hong, Jiajie 洪家捷 +RO 2024-04-23
880 ZHONGMING SECURITIES LIMITED Yu, Zihuang 俞子煌 +Rep 2024-04-24
881 Zircon Securities (HK) Limited Cheng, Kevin Hon Kit 鄭漢傑 +RO 2024-04-16

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