CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-01 23 184 207 88.89%
2024-05-31 23 184 207 88.89%
2024-04-30 22 181 203 89.16%
2024-03-31 21 181 202 89.60%
2024-02-29 22 178 200 89.00%
2024-01-31 22 177 199 88.94%
2023-12-31 22 178 200 89.00%
2023-11-30 23 181 204 88.73%
2023-10-31 23 176 199 88.44%
2023-09-30 23 179 202 88.61%
2023-08-31 24 178 202 88.12%
2023-07-31 25 183 208 87.98%
2023-06-30 25 188 213 88.26%
2023-05-31 27 187 214 87.38%
2023-04-30 26 188 214 87.85%
2023-03-31 25 188 213 88.26%
2023-02-28 24 191 215 88.84%
2023-01-31 23 195 218 89.45%
2022-12-31 23 196 219 89.50%
2022-11-30 23 201 224 89.73%
2022-10-31 24 204 228 89.47%
2022-09-30 26 213 239 89.12%
2022-08-31 26 211 237 89.03%
2022-07-31 26 209 235 88.94%
2022-06-30 27 204 231 88.31%
2022-05-31 23 201 224 89.73%
2022-04-30 23 205 228 89.91%
2022-03-31 23 209 232 90.09%
2022-02-28 22 213 235 90.64%
2022-01-31 21 217 238 91.18%
2021-12-31 21 216 237 91.14%
2021-11-30 18 217 235 92.34%
2021-10-31 18 210 228 92.11%
2021-09-30 18 206 224 91.96%
2021-08-31 19 202 221 91.40%
2021-07-31 19 201 220 91.36%
2021-06-30 18 200 218 91.74%
2021-05-31 17 202 219 92.24%
2021-04-30 17 200 217 92.17%
2021-03-31 16 187 203 92.12%
2021-02-28 15 170 185 91.89%
2021-01-31 15 170 185 91.89%
2020-12-31 15 171 186 91.94%
2020-11-30 15 170 185 91.89%
2020-10-31 14 172 186 92.47%
2020-09-30 15 168 183 91.80%
2020-08-31 15 161 176 91.48%
2020-07-31 14 158 172 91.86%
2020-06-30 14 155 169 91.72%
2020-05-31 14 155 169 91.72%
2020-04-30 14 157 171 91.81%
2020-03-31 14 156 170 91.76%
2020-02-29 16 157 173 90.75%
2020-01-31 17 156 173 90.17%
2019-12-31 17 157 174 90.23%
2019-11-30 17 156 173 90.17%
2019-10-31 16 160 176 90.91%
2019-09-30 16 161 177 90.96%
2019-08-31 16 161 177 90.96%
2019-07-31 17 158 175 90.29%
2019-06-30 17 158 175 90.29%
2019-05-31 18 162 180 90.00%
2019-04-30 18 157 175 89.71%
2019-03-31 17 155 172 90.12%
2019-02-28 17 152 169 89.94%
2019-01-31 15 155 170 91.18%
2018-12-31 15 160 175 91.43%
2018-11-30 17 161 178 90.45%
2018-10-31 15 162 177 91.53%
2018-09-30 16 163 179 91.06%
2018-08-31 17 176 193 91.19%
2018-07-31 18 177 195 90.77%
2018-06-30 21 180 201 89.55%
2018-05-31 21 174 195 89.23%
2018-04-30 20 170 190 89.47%
2018-03-31 19 169 188 89.89%
2018-02-28 19 173 192 90.10%
2018-01-31 19 175 194 90.21%
2017-12-31 21 182 203 89.66%
2017-11-30 20 188 208 90.38%
2017-10-31 21 182 203 89.66%
2017-09-30 23 189 212 89.15%
2017-08-31 25 197 222 88.74%
2017-07-31 25 205 230 89.13%
2017-06-30 25 210 235 89.36%
2017-05-31 25 209 234 89.32%
2017-04-30 25 208 233 89.27%
2017-03-31 23 208 231 90.04%
2017-02-28 27 203 230 88.26%
2017-01-31 27 206 233 88.41%
2016-12-31 25 206 231 89.18%
2016-11-30 22 207 229 90.39%
2016-10-31 22 195 217 89.86%
2016-09-30 21 195 216 90.28%
2016-08-31 23 179 202 88.61%
2016-07-31 22 185 207 89.37%
2016-06-30 22 191 213 89.67%
2016-05-31 22 187 209 89.47%
2016-04-30 22 186 208 89.42%
2016-03-31 23 184 207 88.89%
2016-02-29 23 186 209 89.00%
2016-01-31 22 186 208 89.42%
2015-12-31 22 190 212 89.62%
2015-11-30 25 192 217 88.48%
2015-10-31 26 192 218 88.07%
2015-09-30 27 188 215 87.44%
2015-08-31 28 184 212 86.79%
2015-07-31 28 184 212 86.79%
2015-06-30 31 182 213 85.45%
2015-05-31 30 182 212 85.85%
2015-04-30 30 178 208 85.58%
2015-03-31 29 177 206 85.92%
2015-02-28 28 169 197 85.79%
2015-01-31 28 168 196 85.71%
2014-12-31 27 164 191 85.86%
2014-11-30 25 165 190 86.84%
2014-10-31 25 165 190 86.84%
2014-09-30 25 163 188 86.70%
2014-08-31 26 161 187 86.10%
2014-07-31 27 153 180 85.00%
2014-06-30 27 156 183 85.25%
2014-05-31 25 156 181 86.19%
2014-04-30 24 152 176 86.36%
2014-03-31 24 156 180 86.67%
2014-02-28 25 158 183 86.34%
2014-01-31 25 156 181 86.19%
2013-12-31 24 163 187 87.17%
2013-11-30 23 158 181 87.29%
2013-10-31 22 155 177 87.57%
2013-09-30 22 154 176 87.50%
2013-08-31 23 149 172 86.63%
2013-07-31 23 146 169 86.39%
2013-06-30 23 131 154 85.06%
2013-05-31 23 128 151 84.77%
2013-04-30 23 129 152 84.87%
2013-03-31 24 135 159 84.91%
2013-02-28 24 137 161 85.09%
2013-01-31 24 140 164 85.37%
2012-12-31 25 144 169 85.21%
2012-11-30 26 144 170 84.71%
2012-10-31 25 150 175 85.71%
2012-09-30 28 149 177 84.18%
2012-08-31 23 152 175 86.86%
2012-07-31 23 140 163 85.89%
2012-06-30 24 144 168 85.71%
2012-05-31 24 147 171 85.96%
2012-04-30 24 146 170 85.88%
2012-03-31 24 150 174 86.21%
2012-02-29 24 151 175 86.29%
2012-01-31 25 152 177 85.88%
2011-12-31 26 152 178 85.39%
2011-11-30 25 149 174 85.63%
2011-10-31 25 146 171 85.38%
2011-09-30 25 142 167 85.03%
2011-08-31 25 141 166 84.94%
2011-07-31 23 139 162 85.80%
2011-06-30 23 138 161 85.71%
2011-05-31 23 145 168 86.31%
2011-04-30 23 142 165 86.06%
2011-03-31 22 146 168 86.90%
2011-02-28 21 144 165 87.27%
2011-01-31 21 142 163 87.12%
2010-12-31 21 139 160 86.88%
2010-11-30 18 135 153 88.24%
2010-10-31 17 133 150 88.67%
2010-09-30 17 134 151 88.74%
2010-08-31 16 132 148 89.19%
2010-07-31 15 128 143 89.51%
2010-06-30 16 126 142 88.73%
2010-05-31 16 123 139 88.49%
2010-04-30 15 122 137 89.05%
2010-03-31 15 123 138 89.13%
2010-02-28 15 123 138 89.13%
2010-01-31 15 123 138 89.13%
2009-12-31 15 123 138 89.13%
2009-11-30 15 122 137 89.05%
2009-10-31 15 119 134 88.81%
2009-09-30 15 113 128 88.28%
2009-08-31 15 110 125 88.00%
2009-07-31 15 111 126 88.10%
2009-06-30 15 114 129 88.37%
2009-05-31 16 112 128 87.50%
2009-04-30 16 110 126 87.30%
2009-03-31 17 111 128 86.72%
2009-02-28 16 108 124 87.10%
2009-01-31 15 108 123 87.80%
2008-12-31 14 102 116 87.93%
2008-11-30 14 100 114 87.72%
2008-10-31 13 101 114 88.60%
2008-09-30 13 95 108 87.96%
2008-08-31 13 94 107 87.85%
2008-07-31 13 91 104 87.50%
2008-06-30 13 93 106 87.74%
2008-05-31 14 91 105 86.67%
2008-04-30 13 87 100 87.00%
2008-03-31 12 87 99 87.88%
2008-02-29 12 81 93 87.10%
2008-01-31 12 79 91 86.81%
2007-12-31 12 79 91 86.81%
2007-11-30 11 80 91 87.91%
2007-10-31 9 77 86 89.53%
2007-09-30 9 73 82 89.02%
2007-08-31 8 70 78 89.74%
2007-07-31 7 65 72 90.28%
2007-06-30 7 60 67 89.55%
2007-05-31 7 55 62 88.71%
2007-04-30 5 57 62 91.94%
2007-03-31 6 56 62 90.32%
2007-02-28 6 50 56 89.29%
2007-01-31 6 49 55 89.09%
2006-12-31 6 49 55 89.09%
2006-11-30 5 50 55 90.91%
2006-10-31 5 49 54 90.74%
2006-09-30 5 48 53 90.57%
2006-08-31 5 47 52 90.38%
2006-07-31 5 44 49 89.80%
2006-06-30 5 44 49 89.80%
2006-05-31 5 45 50 90.00%
2006-04-30 5 44 49 89.80%
2006-03-31 5 44 49 89.80%
2006-02-28 5 41 46 89.13%
2006-01-31 5 39 44 88.64%
2005-12-31 5 37 42 88.10%
2005-11-30 5 37 42 88.10%
2005-10-31 5 37 42 88.10%
2005-09-30 5 37 42 88.10%
2005-08-31 5 37 42 88.10%
2005-07-31 5 37 42 88.10%
2005-06-30 5 34 39 87.18%
2005-05-31 5 34 39 87.18%
2005-04-30 5 34 39 87.18%
2005-03-31 5 34 39 87.18%
2005-02-28 5 36 41 87.80%
2005-01-31 4 38 42 90.48%
2004-12-31 4 37 41 90.24%
2004-11-30 6 38 44 86.36%
2004-10-31 6 38 44 86.36%
2004-09-30 6 39 45 86.67%
2004-08-31 5 38 43 88.37%
2004-07-31 5 39 44 88.64%
2004-06-30 4 40 44 90.91%
2004-05-31 4 36 40 90.00%
2004-04-30 4 35 39 89.74%
2004-03-31 4 35 39 89.74%
2004-02-29 4 33 37 89.19%
2004-01-31 4 31 35 88.57%
2003-12-31 4 32 36 88.89%
2003-11-30 4 32 36 88.89%
2003-10-31 4 33 37 89.19%
2003-09-30 4 32 36 88.89%
2003-08-31 4 32 36 88.89%
2003-07-31 4 33 37 89.19%
2003-06-30 4 33 37 89.19%
2003-05-31 3 33 36 91.67%
2003-04-30 3 34 37 91.89%
2003-03-31 3 34 37 91.89%

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