CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-01 10 110 120 91.67%
2024-05-31 10 110 120 91.67%
2024-04-30 10 106 116 91.38%
2024-03-31 10 106 116 91.38%
2024-02-29 11 106 117 90.60%
2024-01-31 11 105 116 90.52%
2023-12-31 11 105 116 90.52%
2023-11-30 11 105 116 90.52%
2023-10-31 11 107 118 90.68%
2023-09-30 11 106 117 90.60%
2023-08-31 11 105 116 90.52%
2023-07-31 11 105 116 90.52%
2023-06-30 11 105 116 90.52%
2023-05-31 11 105 116 90.52%
2023-04-30 11 107 118 90.68%
2023-03-31 11 107 118 90.68%
2023-02-28 11 107 118 90.68%
2023-01-31 11 107 118 90.68%
2022-12-31 11 104 115 90.43%
2022-11-30 11 101 112 90.18%
2022-10-31 11 98 109 89.91%
2022-09-30 11 94 105 89.52%
2022-08-31 11 92 103 89.32%
2022-07-31 11 92 103 89.32%
2022-06-30 11 91 102 89.22%
2022-05-31 11 93 104 89.42%
2022-04-30 11 93 104 89.42%
2022-03-31 11 91 102 89.22%
2022-02-28 11 91 102 89.22%
2022-01-31 9 90 99 90.91%
2021-12-31 9 92 101 91.09%
2021-11-30 9 93 102 91.18%
2021-10-31 9 91 100 91.00%
2021-09-30 10 85 95 89.47%
2021-08-31 8 85 93 91.40%
2021-07-31 8 85 93 91.40%
2021-06-30 8 83 91 91.21%
2021-05-31 9 81 90 90.00%
2021-04-30 10 78 88 88.64%
2021-03-31 10 76 86 88.37%
2021-02-28 10 74 84 88.10%
2021-01-31 9 73 82 89.02%
2020-12-31 8 73 81 90.12%
2020-11-30 8 75 83 90.36%
2020-10-31 8 76 84 90.48%
2020-09-30 8 78 86 90.70%
2020-08-31 7 76 83 91.57%
2020-07-31 8 77 85 90.59%
2020-06-30 6 77 83 92.77%
2020-05-31 6 80 86 93.02%
2020-04-30 6 79 85 92.94%
2020-03-31 6 79 85 92.94%
2020-02-29 6 79 85 92.94%
2020-01-31 7 77 84 91.67%
2019-12-31 6 79 85 92.94%
2019-11-30 6 77 83 92.77%
2019-10-31 6 75 81 92.59%
2019-09-30 6 71 77 92.21%
2019-08-31 6 71 77 92.21%
2019-07-31 6 71 77 92.21%
2019-06-30 6 67 73 91.78%
2019-05-31 6 67 73 91.78%
2019-04-30 6 59 65 90.77%
2019-03-31 6 61 67 91.04%
2019-02-28 6 60 66 90.91%
2019-01-31 6 60 66 90.91%
2018-12-31 5 61 66 92.42%
2018-11-30 5 59 64 92.19%
2018-10-31 5 58 63 92.06%
2018-09-30 5 58 63 92.06%
2018-08-31 5 56 61 91.80%
2018-07-31 5 52 57 91.23%
2018-06-30 5 52 57 91.23%
2018-05-31 6 51 57 89.47%
2018-04-30 7 51 58 87.93%
2018-03-31 7 52 59 88.14%
2018-02-28 7 51 58 87.93%
2018-01-31 6 51 57 89.47%
2017-12-31 3 53 56 94.64%
2017-11-30 3 51 54 94.44%
2017-10-31 3 46 49 93.88%
2017-09-30 4 43 47 91.49%
2017-08-31 4 38 42 90.48%
2017-07-31 3 39 42 92.86%
2017-06-30 3 36 39 92.31%
2017-05-31 3 0 3 0.00%
2017-04-30 0 0 0 0.00%

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