orientiert XYZ Securities Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-27 2 1 3 33.33%
2024-04-30 2 1 3 33.33%
2024-03-31 2 1 3 33.33%
2024-02-29 2 1 3 33.33%
2024-01-31 2 1 3 33.33%
2023-12-31 2 1 3 33.33%
2023-11-30 2 1 3 33.33%
2023-10-31 2 1 3 33.33%
2023-09-30 3 1 4 25.00%
2023-08-31 3 1 4 25.00%
2023-07-31 3 1 4 25.00%
2023-06-30 3 1 4 25.00%
2023-05-31 3 1 4 25.00%
2023-04-30 3 0 3 0.00%
2023-03-31 5 0 5 0.00%
2023-02-28 5 11 16 68.75%
2023-01-31 5 11 16 68.75%
2022-12-31 5 11 16 68.75%
2022-11-30 5 11 16 68.75%
2022-10-31 5 11 16 68.75%
2022-09-30 5 11 16 68.75%
2022-08-31 5 12 17 70.59%
2022-07-31 5 13 18 72.22%
2022-06-30 6 14 20 70.00%
2022-05-31 6 16 22 72.73%
2022-04-30 6 17 23 73.91%
2022-03-31 6 17 23 73.91%
2022-02-28 6 17 23 73.91%
2022-01-31 6 20 26 76.92%
2021-12-31 6 20 26 76.92%
2021-11-30 6 20 26 76.92%
2021-10-31 6 20 26 76.92%
2021-09-30 6 22 28 78.57%
2021-08-31 6 19 25 76.00%
2021-07-31 8 23 31 74.19%
2021-06-30 8 23 31 74.19%
2021-05-31 8 23 31 74.19%
2021-04-30 8 24 32 75.00%
2021-03-31 8 25 33 75.76%
2021-02-28 8 25 33 75.76%
2021-01-31 8 27 35 77.14%
2020-12-31 9 27 36 75.00%
2020-11-30 9 27 36 75.00%
2020-10-31 10 30 40 75.00%
2020-09-30 10 29 39 74.36%
2020-08-31 9 31 40 77.50%
2020-07-31 9 30 39 76.92%
2020-06-30 9 30 39 76.92%
2020-05-31 9 30 39 76.92%
2020-04-30 9 33 42 78.57%
2020-03-31 9 34 43 79.07%
2020-02-29 9 34 43 79.07%
2020-01-31 9 35 44 79.55%
2019-12-31 9 34 43 79.07%
2019-11-30 9 35 44 79.55%
2019-10-31 9 36 45 80.00%
2019-09-30 9 35 44 79.55%
2019-08-31 9 33 42 78.57%
2019-07-31 9 29 38 76.32%
2019-06-30 9 28 37 75.68%
2019-05-31 8 28 36 77.78%
2019-04-30 9 25 34 73.53%
2019-03-31 9 24 33 72.73%
2019-02-28 9 23 32 71.88%
2019-01-31 10 25 35 71.43%
2018-12-31 9 27 36 75.00%
2018-11-30 9 26 35 74.29%
2018-10-31 9 24 33 72.73%
2018-09-30 9 24 33 72.73%
2018-08-31 8 28 36 77.78%
2018-07-31 10 26 36 72.22%
2018-06-30 9 28 37 75.68%
2018-05-31 9 28 37 75.68%
2018-04-30 11 33 44 75.00%
2018-03-31 11 32 43 74.42%
2018-02-28 10 34 44 77.27%
2018-01-31 9 34 43 79.07%
2017-12-31 8 33 41 80.49%
2017-11-30 9 26 35 74.29%
2017-10-31 9 25 34 73.53%
2017-09-30 9 24 33 72.73%
2017-08-31 9 23 32 71.88%
2017-07-31 9 22 31 70.97%
2017-06-30 9 24 33 72.73%
2017-05-31 9 25 34 73.53%
2017-04-30 9 22 31 70.97%
2017-03-31 8 24 32 75.00%
2017-02-28 8 24 32 75.00%
2017-01-31 7 27 34 79.41%
2016-12-31 7 28 35 80.00%
2016-11-30 8 27 35 77.14%
2016-10-31 8 25 33 75.76%
2016-09-30 9 25 34 73.53%
2016-08-31 9 22 31 70.97%
2016-07-31 9 24 33 72.73%
2016-06-30 8 24 32 75.00%
2016-05-31 9 23 32 71.88%
2016-04-30 8 23 31 74.19%
2016-03-31 5 57 62 91.94%
2016-02-29 7 57 64 89.06%
2016-01-31 8 58 66 87.88%
2015-12-31 8 62 70 88.57%
2015-11-30 8 62 70 88.57%
2015-10-31 8 62 70 88.57%
2015-09-30 8 65 73 89.04%
2015-08-31 7 65 72 90.28%
2015-07-31 6 64 70 91.43%
2015-06-30 6 67 73 91.78%
2015-05-31 6 66 72 91.67%
2015-04-30 6 66 72 91.67%
2015-03-31 5 67 72 93.06%
2015-02-28 5 67 72 93.06%
2015-01-31 4 69 73 94.52%
2014-12-31 4 66 70 94.29%
2014-11-30 4 72 76 94.74%
2014-10-31 4 75 79 94.94%
2014-09-30 5 78 83 93.98%
2014-08-31 5 77 82 93.90%
2014-07-31 5 79 84 94.05%
2014-06-30 5 82 87 94.25%
2014-05-31 6 96 102 94.12%
2014-04-30 6 101 107 94.39%
2014-03-31 6 105 111 94.59%
2014-02-28 6 106 112 94.64%
2014-01-31 6 107 113 94.69%
2013-12-31 6 111 117 94.87%
2013-11-30 6 114 120 95.00%
2013-10-31 5 113 118 95.76%
2013-09-30 6 115 121 95.04%
2013-08-31 5 117 122 95.90%
2013-07-31 5 117 122 95.90%
2013-06-30 5 123 128 96.09%
2013-05-31 5 123 128 96.09%
2013-04-30 5 125 130 96.15%
2013-03-31 4 127 131 96.95%
2013-02-28 4 130 134 97.01%
2013-01-31 4 132 136 97.06%
2012-12-31 4 135 139 97.12%
2012-11-30 4 137 141 97.16%
2012-10-31 4 137 141 97.16%
2012-09-30 4 136 140 97.14%
2012-08-31 4 136 140 97.14%
2012-07-31 4 140 144 97.22%
2012-06-30 4 138 142 97.18%
2012-05-31 4 135 139 97.12%
2012-04-30 3 136 139 97.84%
2012-03-31 3 134 137 97.81%
2012-02-29 3 132 135 97.78%
2012-01-31 3 129 132 97.73%
2011-12-31 3 128 131 97.71%
2011-11-30 3 130 133 97.74%
2011-10-31 4 126 130 96.92%
2011-09-30 4 119 123 96.75%
2011-08-31 4 115 119 96.64%
2011-07-31 4 95 99 95.96%
2011-06-30 3 90 93 96.77%
2011-05-31 2 85 87 97.70%
2011-04-30 2 86 88 97.73%
2011-03-31 2 82 84 97.62%
2011-02-28 2 76 78 97.44%
2011-01-31 2 66 68 97.06%
2010-12-31 2 66 68 97.06%
2010-11-30 2 55 57 96.49%
2010-10-31 2 57 59 96.61%
2010-09-30 2 56 58 96.55%
2010-08-31 2 56 58 96.55%
2010-07-31 2 59 61 96.72%
2010-06-30 2 60 62 96.77%
2010-05-31 2 62 64 96.88%
2010-04-30 2 61 63 96.83%
2010-03-31 2 56 58 96.55%
2010-02-28 2 56 58 96.55%
2010-01-31 2 55 57 96.49%
2009-12-31 2 54 56 96.43%
2009-11-30 2 54 56 96.43%
2009-10-31 2 55 57 96.49%
2009-09-30 2 54 56 96.43%
2009-08-31 2 48 50 96.00%
2009-07-31 2 48 50 96.00%
2009-06-30 2 47 49 95.92%
2009-05-31 2 46 48 95.83%
2009-04-30 2 46 48 95.83%
2009-03-31 2 43 45 95.56%
2009-02-28 2 46 48 95.83%
2009-01-31 2 43 45 95.56%
2008-12-31 2 43 45 95.56%
2008-11-30 2 43 45 95.56%
2008-10-31 2 42 44 95.45%
2008-09-30 2 42 44 95.45%
2008-08-31 2 41 43 95.35%
2008-07-31 2 40 42 95.24%
2008-06-30 2 39 41 95.12%
2008-05-31 2 35 37 94.59%
2008-04-30 2 32 34 94.12%
2008-03-31 2 32 34 94.12%
2008-02-29 2 31 33 93.94%
2008-01-31 2 25 27 92.59%
2007-12-31 2 26 28 92.86%
2007-11-30 2 25 27 92.59%
2007-10-31 2 25 27 92.59%
2007-09-30 2 24 26 92.31%
2007-08-31 2 25 27 92.59%
2007-07-31 2 22 24 91.67%
2007-06-30 2 20 22 90.91%
2007-05-31 2 20 22 90.91%
2007-04-30 2 19 21 90.48%
2007-03-31 2 19 21 90.48%
2007-02-28 2 20 22 90.91%
2007-01-31 2 19 21 90.48%
2006-12-31 2 19 21 90.48%
2006-11-30 2 19 21 90.48%
2006-10-31 2 20 22 90.91%
2006-09-30 2 23 25 92.00%
2006-08-31 2 27 29 93.10%
2006-07-31 2 27 29 93.10%
2006-06-30 2 28 30 93.33%
2006-05-31 2 24 26 92.31%
2006-04-30 2 23 25 92.00%
2006-03-31 2 21 23 91.30%
2006-02-28 2 22 24 91.67%
2006-01-31 2 35 37 94.59%
2005-12-31 2 34 36 94.44%
2005-11-30 2 32 34 94.12%
2005-10-31 2 32 34 94.12%
2005-09-30 3 29 32 90.63%
2005-08-31 3 25 28 89.29%
2005-07-31 3 19 22 86.36%
2005-06-30 3 19 22 86.36%
2005-05-31 3 18 21 85.71%
2005-04-30 3 12 15 80.00%
2005-03-31 2 3 5 60.00%
2005-02-28 2 0 2 0.00%
2005-01-31 2 0 2 0.00%
2004-12-31 2 0 2 0.00%
2004-11-30 0 0 0 0.00%

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