MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-01 8 60 68 88.24%
2024-05-31 8 60 68 88.24%
2024-04-30 8 60 68 88.24%
2024-03-31 8 58 66 87.88%
2024-02-29 8 58 66 87.88%
2024-01-31 8 57 65 87.69%
2023-12-31 8 54 62 87.10%
2023-11-30 8 57 65 87.69%
2023-10-31 8 60 68 88.24%
2023-09-30 8 62 70 88.57%
2023-08-31 8 63 71 88.73%
2023-07-31 8 60 68 88.24%
2023-06-30 8 65 73 89.04%
2023-05-31 8 66 74 89.19%
2023-04-30 8 64 72 88.89%
2023-03-31 8 64 72 88.89%
2023-02-28 8 63 71 88.73%
2023-01-31 8 62 70 88.57%
2022-12-31 8 62 70 88.57%
2022-11-30 8 61 69 88.41%
2022-10-31 8 59 67 88.06%
2022-09-30 8 56 64 87.50%
2022-08-31 7 57 64 89.06%
2022-07-31 7 59 66 89.39%
2022-06-30 7 58 65 89.23%
2022-05-31 7 58 65 89.23%
2022-04-30 7 56 63 88.89%
2022-03-31 8 57 65 87.69%
2022-02-28 8 56 64 87.50%
2022-01-31 8 58 66 87.88%
2021-12-31 8 58 66 87.88%
2021-11-30 8 58 66 87.88%
2021-10-31 8 59 67 88.06%
2021-09-30 8 59 67 88.06%
2021-08-31 8 59 67 88.06%
2021-07-31 8 55 63 87.30%
2021-06-30 8 53 61 86.89%
2021-05-31 8 55 63 87.30%
2021-04-30 8 55 63 87.30%
2021-03-31 8 56 64 87.50%
2021-02-28 7 55 62 88.71%
2021-01-31 7 56 63 88.89%
2020-12-31 7 56 63 88.89%
2020-11-30 8 56 64 87.50%
2020-10-31 8 55 63 87.30%
2020-09-30 8 55 63 87.30%
2020-08-31 7 58 65 89.23%
2020-07-31 7 58 65 89.23%
2020-06-30 8 58 66 87.88%
2020-05-31 8 78 86 90.70%
2020-04-30 8 79 87 90.80%
2020-03-31 8 80 88 90.91%
2020-02-29 8 89 97 91.75%
2020-01-31 8 88 96 91.67%
2019-12-31 9 90 99 90.91%
2019-11-30 10 96 106 90.57%
2019-10-31 10 98 108 90.74%
2019-09-30 10 97 107 90.65%
2019-08-31 10 97 107 90.65%
2019-07-31 10 97 107 90.65%
2019-06-30 10 95 105 90.48%
2019-05-31 10 97 107 90.65%
2019-04-30 10 96 106 90.57%
2019-03-31 10 101 111 90.99%
2019-02-28 9 102 111 91.89%
2019-01-31 9 102 111 91.89%
2018-12-31 9 101 110 91.82%
2018-11-30 9 102 111 91.89%
2018-10-31 9 95 104 91.35%
2018-09-30 9 98 107 91.59%
2018-08-31 8 88 96 91.67%
2018-07-31 8 89 97 91.75%
2018-06-30 9 87 96 90.63%
2018-05-31 9 84 93 90.32%
2018-04-30 10 78 88 88.64%
2018-03-31 10 72 82 87.80%
2018-02-28 10 63 73 86.30%
2018-01-31 9 63 72 87.50%
2017-12-31 9 59 68 86.76%
2017-11-30 9 59 68 86.76%
2017-10-31 9 59 68 86.76%
2017-09-30 9 59 68 86.76%
2017-08-31 10 57 67 85.07%
2017-07-31 10 55 65 84.62%
2017-06-30 10 50 60 83.33%
2017-05-31 9 51 60 85.00%
2017-04-30 9 51 60 85.00%
2017-03-31 9 51 60 85.00%
2017-02-28 9 48 57 84.21%
2017-01-31 9 46 55 83.64%
2016-12-31 9 46 55 83.64%
2016-11-30 8 47 55 85.45%
2016-10-31 8 47 55 85.45%
2016-09-30 8 46 54 85.19%
2016-08-31 8 46 54 85.19%
2016-07-31 8 47 55 85.45%
2016-06-30 8 48 56 85.71%
2016-05-31 8 43 51 84.31%
2016-04-30 8 44 52 84.62%
2016-03-31 9 43 52 82.69%
2016-02-29 8 43 51 84.31%
2016-01-31 8 42 50 84.00%
2015-12-31 9 48 57 84.21%
2015-11-30 8 52 60 86.67%
2015-10-31 8 52 60 86.67%
2015-09-30 8 54 62 87.10%
2015-08-31 8 53 61 86.89%
2015-07-31 8 50 58 86.21%
2015-06-30 7 54 61 88.52%
2015-05-31 7 53 60 88.33%
2015-04-30 7 53 60 88.33%
2015-03-31 7 56 63 88.89%
2015-02-28 8 55 63 87.30%
2015-01-31 8 57 65 87.69%
2014-12-31 8 56 64 87.50%
2014-11-30 9 56 65 86.15%
2014-10-31 9 56 65 86.15%
2014-09-30 9 56 65 86.15%
2014-08-31 9 55 64 85.94%
2014-07-31 9 53 62 85.48%
2014-06-30 8 54 62 87.10%
2014-05-31 8 52 60 86.67%
2014-04-30 8 52 60 86.67%
2014-03-31 8 52 60 86.67%
2014-02-28 8 51 59 86.44%
2014-01-31 8 52 60 86.67%
2013-12-31 8 51 59 86.44%
2013-11-30 8 51 59 86.44%
2013-10-31 8 53 61 86.89%
2013-09-30 8 52 60 86.67%
2013-08-31 8 50 58 86.21%
2013-07-31 9 48 57 84.21%
2013-06-30 9 47 56 83.93%
2013-05-31 8 46 54 85.19%
2013-04-30 8 47 55 85.45%
2013-03-31 8 47 55 85.45%
2013-02-28 8 46 54 85.19%
2013-01-31 8 45 53 84.91%
2012-12-31 9 43 52 82.69%
2012-11-30 10 45 55 81.82%
2012-10-31 9 47 56 83.93%
2012-09-30 9 47 56 83.93%
2012-08-31 9 46 55 83.64%
2012-07-31 8 48 56 85.71%
2012-06-30 8 56 64 87.50%
2012-05-31 9 56 65 86.15%
2012-04-30 9 60 69 86.96%
2012-03-31 9 60 69 86.96%
2012-02-29 9 58 67 86.57%
2012-01-31 9 57 66 86.36%
2011-12-31 8 58 66 87.88%
2011-11-30 8 59 67 88.06%
2011-10-31 9 59 68 86.76%
2011-09-30 9 60 69 86.96%
2011-08-31 9 57 66 86.36%
2011-07-31 9 56 65 86.15%
2011-06-30 9 57 66 86.36%
2011-05-31 9 56 65 86.15%
2011-04-30 9 53 62 85.48%
2011-03-31 12 53 65 81.54%
2011-02-28 13 52 65 80.00%
2011-01-31 14 48 62 77.42%
2010-12-31 14 31 45 68.89%
2010-11-30 0 0 0 0.00%

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