CCB INTERNATIONAL SECURITIES LIMITED 建銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-29 | 14 | 58 | 72 | 80.56% |
| 2024-04-30 | 14 | 58 | 72 | 80.56% |
| 2024-03-31 | 15 | 61 | 76 | 80.26% |
| 2024-02-29 | 15 | 60 | 75 | 80.00% |
| 2024-01-31 | 13 | 61 | 74 | 82.43% |
| 2023-12-31 | 13 | 61 | 74 | 82.43% |
| 2023-11-30 | 13 | 62 | 75 | 82.67% |
| 2023-10-31 | 15 | 62 | 77 | 80.52% |
| 2023-09-30 | 15 | 62 | 77 | 80.52% |
| 2023-08-31 | 15 | 65 | 80 | 81.25% |
| 2023-07-31 | 15 | 63 | 78 | 80.77% |
| 2023-06-30 | 16 | 63 | 79 | 79.75% |
| 2023-05-31 | 18 | 63 | 81 | 77.78% |
| 2023-04-30 | 18 | 62 | 80 | 77.50% |
| 2023-03-31 | 19 | 62 | 81 | 76.54% |
| 2023-02-28 | 19 | 62 | 81 | 76.54% |
| 2023-01-31 | 21 | 63 | 84 | 75.00% |
| 2022-12-31 | 21 | 64 | 85 | 75.29% |
| 2022-11-30 | 21 | 67 | 88 | 76.14% |
| 2022-10-31 | 20 | 69 | 89 | 77.53% |
| 2022-09-30 | 21 | 71 | 92 | 77.17% |
| 2022-08-31 | 21 | 72 | 93 | 77.42% |
| 2022-07-31 | 20 | 74 | 94 | 78.72% |
| 2022-06-30 | 20 | 73 | 93 | 78.49% |
| 2022-05-31 | 20 | 68 | 88 | 77.27% |
| 2022-04-30 | 20 | 66 | 86 | 76.74% |
| 2022-03-31 | 20 | 67 | 87 | 77.01% |
| 2022-02-28 | 20 | 66 | 86 | 76.74% |
| 2022-01-31 | 21 | 68 | 89 | 76.40% |
| 2021-12-31 | 22 | 67 | 89 | 75.28% |
| 2021-11-30 | 21 | 63 | 84 | 75.00% |
| 2021-10-31 | 21 | 64 | 85 | 75.29% |
| 2021-09-30 | 21 | 64 | 85 | 75.29% |
| 2021-08-31 | 21 | 69 | 90 | 76.67% |
| 2021-07-31 | 21 | 68 | 89 | 76.40% |
| 2021-06-30 | 20 | 68 | 88 | 77.27% |
| 2021-05-31 | 20 | 68 | 88 | 77.27% |
| 2021-04-30 | 21 | 68 | 89 | 76.40% |
| 2021-03-31 | 22 | 66 | 88 | 75.00% |
| 2021-02-28 | 22 | 66 | 88 | 75.00% |
| 2021-01-31 | 22 | 67 | 89 | 75.28% |
| 2020-12-31 | 22 | 66 | 88 | 75.00% |
| 2020-11-30 | 24 | 66 | 90 | 73.33% |
| 2020-10-31 | 24 | 66 | 90 | 73.33% |
| 2020-09-30 | 24 | 65 | 89 | 73.03% |
| 2020-08-31 | 24 | 66 | 90 | 73.33% |
| 2020-07-31 | 24 | 67 | 91 | 73.63% |
| 2020-06-30 | 24 | 67 | 91 | 73.63% |
| 2020-05-31 | 24 | 67 | 91 | 73.63% |
| 2020-04-30 | 24 | 66 | 90 | 73.33% |
| 2020-03-31 | 23 | 68 | 91 | 74.73% |
| 2020-02-29 | 23 | 69 | 92 | 75.00% |
| 2020-01-31 | 23 | 68 | 91 | 74.73% |
| 2019-12-31 | 23 | 69 | 92 | 75.00% |
| 2019-11-30 | 23 | 69 | 92 | 75.00% |
| 2019-10-31 | 24 | 68 | 92 | 73.91% |
| 2019-09-30 | 24 | 68 | 92 | 73.91% |
| 2019-08-31 | 24 | 69 | 93 | 74.19% |
| 2019-07-31 | 24 | 67 | 91 | 73.63% |
| 2019-06-30 | 22 | 69 | 91 | 75.82% |
| 2019-05-31 | 22 | 70 | 92 | 76.09% |
| 2019-04-30 | 22 | 72 | 94 | 76.60% |
| 2019-03-31 | 22 | 72 | 94 | 76.60% |
| 2019-02-28 | 22 | 72 | 94 | 76.60% |
| 2019-01-31 | 22 | 73 | 95 | 76.84% |
| 2018-12-31 | 21 | 71 | 92 | 77.17% |
| 2018-11-30 | 22 | 67 | 89 | 75.28% |
| 2018-10-31 | 23 | 69 | 92 | 75.00% |
| 2018-09-30 | 23 | 66 | 89 | 74.16% |
| 2018-08-31 | 23 | 68 | 91 | 74.73% |
| 2018-07-31 | 23 | 66 | 89 | 74.16% |
| 2018-06-30 | 23 | 64 | 87 | 73.56% |
| 2018-05-31 | 23 | 62 | 85 | 72.94% |
| 2018-04-30 | 22 | 61 | 83 | 73.49% |
| 2018-03-31 | 20 | 61 | 81 | 75.31% |
| 2018-02-28 | 19 | 64 | 83 | 77.11% |
| 2018-01-31 | 19 | 65 | 84 | 77.38% |
| 2017-12-31 | 20 | 66 | 86 | 76.74% |
| 2017-11-30 | 20 | 61 | 81 | 75.31% |
| 2017-10-31 | 21 | 63 | 84 | 75.00% |
| 2017-09-30 | 21 | 61 | 82 | 74.39% |
| 2017-08-31 | 21 | 59 | 80 | 73.75% |
| 2017-07-31 | 20 | 59 | 79 | 74.68% |
| 2017-06-30 | 20 | 60 | 80 | 75.00% |
| 2017-05-31 | 20 | 58 | 78 | 74.36% |
| 2017-04-30 | 20 | 58 | 78 | 74.36% |
| 2017-03-31 | 21 | 60 | 81 | 74.07% |
| 2017-02-28 | 21 | 62 | 83 | 74.70% |
| 2017-01-31 | 21 | 63 | 84 | 75.00% |
| 2016-12-31 | 21 | 62 | 83 | 74.70% |
| 2016-11-30 | 21 | 61 | 82 | 74.39% |
| 2016-10-31 | 21 | 59 | 80 | 73.75% |
| 2016-09-30 | 20 | 60 | 80 | 75.00% |
| 2016-08-31 | 20 | 60 | 80 | 75.00% |
| 2016-07-31 | 20 | 61 | 81 | 75.31% |
| 2016-06-30 | 20 | 61 | 81 | 75.31% |
| 2016-05-31 | 20 | 61 | 81 | 75.31% |
| 2016-04-30 | 20 | 61 | 81 | 75.31% |
| 2016-03-31 | 20 | 58 | 78 | 74.36% |
| 2016-02-29 | 20 | 58 | 78 | 74.36% |
| 2016-01-31 | 20 | 56 | 76 | 73.68% |
| 2015-12-31 | 20 | 54 | 74 | 72.97% |
| 2015-11-30 | 20 | 56 | 76 | 73.68% |
| 2015-10-31 | 20 | 53 | 73 | 72.60% |
| 2015-09-30 | 21 | 53 | 74 | 71.62% |
| 2015-08-31 | 20 | 54 | 74 | 72.97% |
| 2015-07-31 | 19 | 53 | 72 | 73.61% |
| 2015-06-30 | 19 | 53 | 72 | 73.61% |
| 2015-05-31 | 20 | 48 | 68 | 70.59% |
| 2015-04-30 | 21 | 53 | 74 | 71.62% |
| 2015-03-31 | 19 | 55 | 74 | 74.32% |
| 2015-02-28 | 19 | 56 | 75 | 74.67% |
| 2015-01-31 | 19 | 55 | 74 | 74.32% |
| 2014-12-31 | 18 | 56 | 74 | 75.68% |
| 2014-11-30 | 18 | 59 | 77 | 76.62% |
| 2014-10-31 | 20 | 64 | 84 | 76.19% |
| 2014-09-30 | 20 | 63 | 83 | 75.90% |
| 2014-08-31 | 18 | 63 | 81 | 77.78% |
| 2014-07-31 | 16 | 63 | 79 | 79.75% |
| 2014-06-30 | 15 | 62 | 77 | 80.52% |
| 2014-05-31 | 14 | 63 | 77 | 81.82% |
| 2014-04-30 | 15 | 62 | 77 | 80.52% |
| 2014-03-31 | 15 | 61 | 76 | 80.26% |
| 2014-02-28 | 17 | 60 | 77 | 77.92% |
| 2014-01-31 | 17 | 59 | 76 | 77.63% |
| 2013-12-31 | 17 | 56 | 73 | 76.71% |
| 2013-11-30 | 16 | 57 | 73 | 78.08% |
| 2013-10-31 | 17 | 51 | 68 | 75.00% |
| 2013-09-30 | 18 | 52 | 70 | 74.29% |
| 2013-08-31 | 18 | 52 | 70 | 74.29% |
| 2013-07-31 | 17 | 51 | 68 | 75.00% |
| 2013-06-30 | 16 | 50 | 66 | 75.76% |
| 2013-05-31 | 16 | 51 | 67 | 76.12% |
| 2013-04-30 | 14 | 53 | 67 | 79.10% |
| 2013-03-31 | 15 | 55 | 70 | 78.57% |
| 2013-02-28 | 14 | 55 | 69 | 79.71% |
| 2013-01-31 | 14 | 54 | 68 | 79.41% |
| 2012-12-31 | 15 | 54 | 69 | 78.26% |
| 2012-11-30 | 15 | 55 | 70 | 78.57% |
| 2012-10-31 | 15 | 54 | 69 | 78.26% |
| 2012-09-30 | 12 | 57 | 69 | 82.61% |
| 2012-08-31 | 11 | 60 | 71 | 84.51% |
| 2012-07-31 | 11 | 61 | 72 | 84.72% |
| 2012-06-30 | 9 | 63 | 72 | 87.50% |
| 2012-05-31 | 10 | 67 | 77 | 87.01% |
| 2012-04-30 | 10 | 68 | 78 | 87.18% |
| 2012-03-31 | 10 | 70 | 80 | 87.50% |
| 2012-02-29 | 10 | 76 | 86 | 88.37% |
| 2012-01-31 | 10 | 80 | 90 | 88.89% |
| 2011-12-31 | 9 | 81 | 90 | 90.00% |
| 2011-11-30 | 8 | 80 | 88 | 90.91% |
| 2011-10-31 | 7 | 82 | 89 | 92.13% |
| 2011-09-30 | 7 | 80 | 87 | 91.95% |
| 2011-08-31 | 7 | 82 | 89 | 92.13% |
| 2011-07-31 | 7 | 81 | 88 | 92.05% |
| 2011-06-30 | 7 | 79 | 86 | 91.86% |
| 2011-05-31 | 7 | 80 | 87 | 91.95% |
| 2011-04-30 | 7 | 78 | 85 | 91.76% |
| 2011-03-31 | 7 | 78 | 85 | 91.76% |
| 2011-02-28 | 7 | 78 | 85 | 91.76% |
| 2011-01-31 | 7 | 77 | 84 | 91.67% |
| 2010-12-31 | 8 | 74 | 82 | 90.24% |
| 2010-11-30 | 8 | 72 | 80 | 90.00% |
| 2010-10-31 | 8 | 71 | 79 | 89.87% |
| 2010-09-30 | 9 | 66 | 75 | 88.00% |
| 2010-08-31 | 9 | 65 | 74 | 87.84% |
| 2010-07-31 | 10 | 63 | 73 | 86.30% |
| 2010-06-30 | 10 | 56 | 66 | 84.85% |
| 2010-05-31 | 10 | 46 | 56 | 82.14% |
| 2010-04-30 | 9 | 47 | 56 | 83.93% |
| 2010-03-31 | 9 | 47 | 56 | 83.93% |
| 2010-02-28 | 9 | 43 | 52 | 82.69% |
| 2010-01-31 | 9 | 44 | 53 | 83.02% |
| 2009-12-31 | 9 | 42 | 51 | 82.35% |
| 2009-11-30 | 9 | 41 | 50 | 82.00% |
| 2009-10-31 | 9 | 38 | 47 | 80.85% |
| 2009-09-30 | 10 | 37 | 47 | 78.72% |
| 2009-08-31 | 9 | 35 | 44 | 79.55% |
| 2009-07-31 | 8 | 33 | 41 | 80.49% |
| 2009-06-30 | 8 | 30 | 38 | 78.95% |
| 2009-05-31 | 8 | 30 | 38 | 78.95% |
| 2009-04-30 | 8 | 30 | 38 | 78.95% |
| 2009-03-31 | 9 | 29 | 38 | 76.32% |
| 2009-02-28 | 8 | 31 | 39 | 79.49% |
| 2009-01-31 | 8 | 30 | 38 | 78.95% |
| 2008-12-31 | 7 | 31 | 38 | 81.58% |
| 2008-11-30 | 7 | 31 | 38 | 81.58% |
| 2008-10-31 | 7 | 29 | 36 | 80.56% |
| 2008-09-30 | 7 | 31 | 38 | 81.58% |
| 2008-08-31 | 6 | 28 | 34 | 82.35% |
| 2008-07-31 | 6 | 28 | 34 | 82.35% |
| 2008-06-30 | 6 | 25 | 31 | 80.65% |
| 2008-05-31 | 6 | 24 | 30 | 80.00% |
| 2008-04-30 | 6 | 22 | 28 | 78.57% |
| 2008-03-31 | 6 | 23 | 29 | 79.31% |
| 2008-02-29 | 6 | 22 | 28 | 78.57% |
| 2008-01-31 | 6 | 21 | 27 | 77.78% |
| 2007-12-31 | 6 | 21 | 27 | 77.78% |
| 2007-11-30 | 6 | 21 | 27 | 77.78% |
| 2007-10-31 | 5 | 22 | 27 | 81.48% |
| 2007-09-30 | 5 | 21 | 26 | 80.77% |
| 2007-08-31 | 5 | 18 | 23 | 78.26% |
| 2007-07-31 | 5 | 15 | 20 | 75.00% |
| 2007-06-30 | 5 | 12 | 17 | 70.59% |
| 2007-05-31 | 5 | 5 | 10 | 50.00% |
| 2007-04-30 | 5 | 4 | 9 | 44.44% |
| 2007-03-31 | 5 | 2 | 7 | 28.57% |
| 2007-02-28 | 5 | 1 | 6 | 16.67% |
| 2007-01-31 | 4 | 1 | 5 | 20.00% |
| 2006-12-31 | 4 | 1 | 5 | 20.00% |
| 2006-11-30 | 4 | 1 | 5 | 20.00% |
| 2006-10-31 | 4 | 2 | 6 | 33.33% |
| 2006-09-30 | 4 | 2 | 6 | 33.33% |
| 2006-08-31 | 4 | 2 | 6 | 33.33% |
| 2006-07-31 | 4 | 0 | 4 | 0.00% |
| 2006-06-30 | 4 | 0 | 4 | 0.00% |
| 2006-05-31 | 4 | 1 | 5 | 20.00% |
| 2006-04-30 | 4 | 3 | 7 | 42.86% |
| 2006-03-31 | 4 | 4 | 8 | 50.00% |
| 2006-02-28 | 3 | 4 | 7 | 57.14% |
| 2006-01-31 | 3 | 4 | 7 | 57.14% |
| 2005-12-31 | 3 | 4 | 7 | 57.14% |
| 2005-11-30 | 3 | 4 | 7 | 57.14% |
| 2005-10-31 | 3 | 4 | 7 | 57.14% |
| 2005-09-30 | 2 | 2 | 4 | 50.00% |
| 2005-08-31 | 2 | 2 | 4 | 50.00% |
| 2005-07-31 | 0 | 0 | 0 | 0.00% |
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