MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 13 255 268 95.15%
2024-05-31 13 255 268 95.15%
2024-04-30 12 255 267 95.51%
2024-03-31 11 257 268 95.90%
2024-02-29 11 258 269 95.91%
2024-01-31 11 251 262 95.80%
2023-12-31 11 247 258 95.74%
2023-11-30 11 248 259 95.75%
2023-10-31 11 245 256 95.70%
2023-09-30 11 236 247 95.55%
2023-08-31 11 236 247 95.55%
2023-07-31 12 240 252 95.24%
2023-06-30 12 236 248 95.16%
2023-05-31 12 232 244 95.08%
2023-04-30 12 228 240 95.00%
2023-03-31 12 221 233 94.85%
2023-02-28 12 198 210 94.29%
2023-01-31 12 191 203 94.09%
2022-12-31 11 193 204 94.61%
2022-11-30 11 191 202 94.55%
2022-10-31 10 192 202 95.05%
2022-09-30 10 194 204 95.10%
2022-08-31 10 170 180 94.44%
2022-07-31 10 167 177 94.35%
2022-06-30 10 168 178 94.38%
2022-05-31 9 170 179 94.97%
2022-04-30 9 168 177 94.92%
2022-03-31 9 171 180 95.00%
2022-02-28 10 169 179 94.41%
2022-01-31 10 172 182 94.51%
2021-12-31 11 174 185 94.05%
2021-11-30 11 174 185 94.05%
2021-10-31 11 176 187 94.12%
2021-09-30 12 174 186 93.55%
2021-08-31 12 173 185 93.51%
2021-07-31 12 174 186 93.55%
2021-06-30 12 170 182 93.41%
2021-05-31 12 165 177 93.22%
2021-04-30 12 168 180 93.33%
2021-03-31 13 175 188 93.09%
2021-02-28 13 179 192 93.23%
2021-01-31 13 180 193 93.26%
2020-12-31 13 181 194 93.30%
2020-11-30 13 181 194 93.30%
2020-10-31 14 186 200 93.00%
2020-09-30 14 188 202 93.07%
2020-08-31 15 185 200 92.50%
2020-07-31 15 185 200 92.50%
2020-06-30 15 186 201 92.54%
2020-05-31 14 185 199 92.96%
2020-04-30 15 187 202 92.57%
2020-03-31 14 190 204 93.14%
2020-02-29 13 188 201 93.53%
2020-01-31 13 187 200 93.50%
2019-12-31 13 188 201 93.53%
2019-11-30 13 186 199 93.47%
2019-10-31 13 187 200 93.50%
2019-09-30 14 186 200 93.00%
2019-08-31 13 190 203 93.60%
2019-07-31 13 186 199 93.47%
2019-06-30 14 188 202 93.07%
2019-05-31 14 185 199 92.96%
2019-04-30 14 185 199 92.96%
2019-03-31 13 185 198 93.43%
2019-02-28 13 184 197 93.40%
2019-01-31 14 188 202 93.07%
2018-12-31 15 188 203 92.61%
2018-11-30 15 190 205 92.68%
2018-10-31 15 189 204 92.65%
2018-09-30 15 182 197 92.39%
2018-08-31 15 180 195 92.31%
2018-07-31 15 181 196 92.35%
2018-06-30 16 172 188 91.49%
2018-05-31 16 172 188 91.49%
2018-04-30 16 173 189 91.53%
2018-03-31 16 172 188 91.49%
2018-02-28 15 176 191 92.15%
2018-01-31 15 177 192 92.19%
2017-12-31 13 175 188 93.09%
2017-11-30 13 175 188 93.09%
2017-10-31 12 176 188 93.62%
2017-09-30 13 177 190 93.16%
2017-08-31 13 173 186 93.01%
2017-07-31 12 173 185 93.51%
2017-06-30 13 166 179 92.74%
2017-05-31 13 168 181 92.82%
2017-04-30 13 167 180 92.78%
2017-03-31 13 161 174 92.53%
2017-02-28 13 158 171 92.40%
2017-01-31 13 156 169 92.31%
2016-12-31 13 155 168 92.26%
2016-11-30 13 153 166 92.17%
2016-10-31 12 153 165 92.73%
2016-09-30 12 157 169 92.90%
2016-08-31 12 154 166 92.77%
2016-07-31 10 153 163 93.87%
2016-06-30 10 151 161 93.79%
2016-05-31 11 143 154 92.86%
2016-04-30 12 140 152 92.11%
2016-03-31 15 137 152 90.13%
2016-02-29 13 137 150 91.33%
2016-01-31 13 138 151 91.39%
2015-12-31 13 137 150 91.33%
2015-11-30 13 138 151 91.39%
2015-10-31 13 138 151 91.39%
2015-09-30 15 137 152 90.13%
2015-08-31 15 132 147 89.80%
2015-07-31 15 129 144 89.58%
2015-06-30 15 126 141 89.36%
2015-05-31 15 125 140 89.29%
2015-04-30 15 119 134 88.81%
2015-03-31 17 123 140 87.86%
2015-02-28 18 123 141 87.23%
2015-01-31 18 123 141 87.23%
2014-12-31 18 120 138 86.96%
2014-11-30 18 119 137 86.86%
2014-10-31 18 118 136 86.76%
2014-09-30 18 121 139 87.05%
2014-08-31 18 119 137 86.86%
2014-07-31 18 112 130 86.15%
2014-06-30 19 114 133 85.71%
2014-05-31 17 116 133 87.22%
2014-04-30 14 115 129 89.15%
2014-03-31 15 115 130 88.46%
2014-02-28 16 115 131 87.79%
2014-01-31 16 112 128 87.50%
2013-12-31 17 108 125 86.40%
2013-11-30 17 105 122 86.07%
2013-10-31 17 103 120 85.83%
2013-09-30 17 101 118 85.59%
2013-08-31 17 81 98 82.65%
2013-07-31 17 79 96 82.29%
2013-06-30 16 74 90 82.22%
2013-05-31 16 75 91 82.42%
2013-04-30 16 71 87 81.61%
2013-03-31 16 71 87 81.61%
2013-02-28 17 77 94 81.91%
2013-01-31 17 76 93 81.72%
2012-12-31 19 79 98 80.61%
2012-11-30 19 81 100 81.00%
2012-10-31 19 81 100 81.00%
2012-09-30 18 84 102 82.35%
2012-08-31 17 90 107 84.11%
2012-07-31 16 89 105 84.76%
2012-06-30 13 89 102 87.25%
2012-05-31 14 89 103 86.41%
2012-04-30 14 85 99 85.86%
2012-03-31 14 84 98 85.71%
2012-02-29 14 84 98 85.71%
2012-01-31 16 90 106 84.91%
2011-12-31 16 95 111 85.59%
2011-11-30 17 94 111 84.68%
2011-10-31 17 95 112 84.82%
2011-09-30 17 94 111 84.68%
2011-08-31 17 97 114 85.09%
2011-07-31 15 92 107 85.98%
2011-06-30 15 90 105 85.71%
2011-05-31 15 89 104 85.58%
2011-04-30 17 88 105 83.81%
2011-03-31 17 86 103 83.50%
2011-02-28 17 83 100 83.00%
2011-01-31 18 84 102 82.35%
2010-12-31 17 83 100 83.00%
2010-11-30 17 80 97 82.47%
2010-10-31 14 79 93 84.95%
2010-09-30 15 79 94 84.04%
2010-08-31 15 78 93 83.87%
2010-07-31 14 74 88 84.09%
2010-06-30 13 71 84 84.52%
2010-05-31 11 71 82 86.59%
2010-04-30 11 68 79 86.08%
2010-03-31 13 68 81 83.95%
2010-02-28 13 69 82 84.15%
2010-01-31 14 67 81 82.72%
2009-12-31 14 64 78 82.05%
2009-11-30 15 61 76 80.26%
2009-10-31 15 61 76 80.26%
2009-09-30 15 58 73 79.45%
2009-08-31 14 56 70 80.00%
2009-07-31 14 54 68 79.41%
2009-06-30 12 55 67 82.09%
2009-05-31 12 55 67 82.09%
2009-04-30 13 49 62 79.03%
2009-03-31 11 49 60 81.67%
2009-02-28 10 51 61 83.61%
2009-01-31 10 53 63 84.13%
2008-12-31 9 52 61 85.25%
2008-11-30 8 52 60 86.67%
2008-10-31 7 48 55 87.27%
2008-09-30 7 48 55 87.27%
2008-08-31 7 45 52 86.54%
2008-07-31 7 43 50 86.00%
2008-06-30 7 44 51 86.27%
2008-05-31 7 45 52 86.54%
2008-04-30 7 44 51 86.27%
2008-03-31 8 43 51 84.31%
2008-02-29 8 43 51 84.31%
2008-01-31 8 41 49 83.67%
2007-12-31 8 40 48 83.33%
2007-11-30 8 43 51 84.31%
2007-10-31 8 43 51 84.31%
2007-09-30 8 42 50 84.00%
2007-08-31 8 40 48 83.33%
2007-07-31 9 35 44 79.55%
2007-06-30 9 33 42 78.57%
2007-05-31 9 37 46 80.43%
2007-04-30 9 37 46 80.43%
2007-03-31 9 37 46 80.43%
2007-02-28 8 37 45 82.22%
2007-01-31 7 35 42 83.33%
2006-12-31 7 32 39 82.05%
2006-11-30 7 32 39 82.05%
2006-10-31 6 34 40 85.00%
2006-09-30 6 34 40 85.00%
2006-08-31 6 31 37 83.78%
2006-07-31 6 32 38 84.21%
2006-06-30 6 33 39 84.62%
2006-05-31 6 32 38 84.21%
2006-04-30 6 28 34 82.35%
2006-03-31 6 25 31 80.65%
2006-02-28 6 24 30 80.00%
2006-01-31 6 23 29 79.31%
2005-12-31 6 23 29 79.31%
2005-11-30 7 22 29 75.86%
2005-10-31 7 21 28 75.00%
2005-09-30 7 19 26 73.08%
2005-08-31 7 19 26 73.08%
2005-07-31 7 20 27 74.07%
2005-06-30 6 21 27 77.78%
2005-05-31 6 21 27 77.78%
2005-04-30 6 22 28 78.57%
2005-03-31 5 21 26 80.77%
2005-02-28 4 22 26 84.62%
2005-01-31 3 23 26 88.46%
2004-12-31 3 22 25 88.00%
2004-11-30 3 21 24 87.50%
2004-10-31 3 19 22 86.36%
2004-09-30 3 19 22 86.36%
2004-08-31 3 18 21 85.71%
2004-07-31 3 18 21 85.71%
2004-06-30 3 16 19 84.21%
2004-05-31 3 14 17 82.35%
2004-04-30 3 13 16 81.25%
2004-03-31 3 10 13 76.92%
2004-02-29 3 10 13 76.92%
2004-01-31 3 11 14 78.57%
2003-12-31 3 11 14 78.57%
2003-11-30 3 11 14 78.57%
2003-10-31 3 11 14 78.57%
2003-09-30 2 12 14 85.71%
2003-08-31 2 12 14 85.71%
2003-07-31 2 12 14 85.71%
2003-06-30 2 13 15 86.67%
2003-05-31 2 14 16 87.50%
2003-04-30 2 13 15 86.67%
2003-03-31 2 13 15 86.67%

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