KGI FUTURES (HONG KONG) LIMITED 凱基期貨(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 18 279 297 93.94%
2024-05-31 18 279 297 93.94%
2024-04-30 18 276 294 93.88%
2024-03-31 18 277 295 93.90%
2024-02-29 18 283 301 94.02%
2024-01-31 17 283 300 94.33%
2023-12-31 17 282 299 94.31%
2023-11-30 18 282 300 94.00%
2023-10-31 18 283 301 94.02%
2023-09-30 18 284 302 94.04%
2023-08-31 18 284 302 94.04%
2023-07-31 18 291 309 94.17%
2023-06-30 18 292 310 94.19%
2023-05-31 16 295 311 94.86%
2023-04-30 16 296 312 94.87%
2023-03-31 16 293 309 94.82%
2023-02-28 16 294 310 94.84%
2023-01-31 16 300 316 94.94%
2022-12-31 16 299 315 94.92%
2022-11-30 16 301 317 94.95%
2022-10-31 16 299 315 94.92%
2022-09-30 15 302 317 95.27%
2022-08-31 14 309 323 95.67%
2022-07-31 14 309 323 95.67%
2022-06-30 14 313 327 95.72%
2022-05-31 14 315 329 95.74%
2022-04-30 15 316 331 95.47%
2022-03-31 15 318 333 95.50%
2022-02-28 15 322 337 95.55%
2022-01-31 14 343 357 96.08%
2021-12-31 14 359 373 96.25%
2021-11-30 14 360 374 96.26%
2021-10-31 14 362 376 96.28%
2021-09-30 14 360 374 96.26%
2021-08-31 14 366 380 96.32%
2021-07-31 14 371 385 96.36%
2021-06-30 14 377 391 96.42%
2021-05-31 14 385 399 96.49%
2021-04-30 14 384 398 96.48%
2021-03-31 14 388 402 96.52%
2021-02-28 14 388 402 96.52%
2021-01-31 14 385 399 96.49%
2020-12-31 14 383 397 96.47%
2020-11-30 14 386 400 96.50%
2020-10-31 14 388 402 96.52%
2020-09-30 14 387 401 96.51%
2020-08-31 14 388 402 96.52%
2020-07-31 14 389 403 96.53%
2020-06-30 14 395 409 96.58%
2020-05-31 15 400 415 96.39%
2020-04-30 15 399 414 96.38%
2020-03-31 15 405 420 96.43%
2020-02-29 15 409 424 96.46%
2020-01-31 16 419 435 96.32%
2019-12-31 16 425 441 96.37%
2019-11-30 16 428 444 96.40%
2019-10-31 15 430 445 96.63%
2019-09-30 14 430 444 96.85%
2019-08-31 15 434 449 96.66%
2019-07-31 15 434 449 96.66%
2019-06-30 14 439 453 96.91%
2019-05-31 14 451 465 96.99%
2019-04-30 14 471 485 97.11%
2019-03-31 14 473 487 97.13%
2019-02-28 14 472 486 97.12%
2019-01-31 14 477 491 97.15%
2018-12-31 13 475 488 97.34%
2018-11-30 13 485 498 97.39%
2018-10-31 13 487 500 97.40%
2018-09-30 13 486 499 97.39%
2018-08-31 14 485 499 97.19%
2018-07-31 14 483 497 97.18%
2018-06-30 14 484 498 97.19%
2018-05-31 14 481 495 97.17%
2018-04-30 15 476 491 96.95%
2018-03-31 15 482 497 96.98%
2018-02-28 13 484 497 97.38%
2018-01-31 13 483 496 97.38%
2017-12-31 13 482 495 97.37%
2017-11-30 13 484 497 97.38%
2017-10-31 13 483 496 97.38%
2017-09-30 13 481 494 97.37%
2017-08-31 13 478 491 97.35%
2017-07-31 13 476 489 97.34%
2017-06-30 13 474 487 97.33%
2017-05-31 13 471 484 97.31%
2017-04-30 13 476 489 97.34%
2017-03-31 13 474 487 97.33%
2017-02-28 13 472 485 97.32%
2017-01-31 13 468 481 97.30%
2016-12-31 13 469 482 97.30%
2016-11-30 13 473 486 97.33%
2016-10-31 13 474 487 97.33%
2016-09-30 12 474 486 97.53%
2016-08-31 12 470 482 97.51%
2016-07-31 12 468 480 97.50%
2016-06-30 12 469 481 97.51%
2016-05-31 12 468 480 97.50%
2016-04-30 12 469 481 97.51%
2016-03-31 12 467 479 97.49%
2016-02-29 11 467 478 97.70%
2016-01-31 11 463 474 97.68%
2015-12-31 11 462 473 97.67%
2015-11-30 11 468 479 97.70%
2015-10-31 12 466 478 97.49%
2015-09-30 12 462 474 97.47%
2015-08-31 12 454 466 97.42%
2015-07-31 12 451 463 97.41%
2015-06-30 11 450 461 97.61%
2015-05-31 11 444 455 97.58%
2015-04-30 11 442 453 97.57%
2015-03-31 10 443 453 97.79%
2015-02-28 10 442 452 97.79%
2015-01-31 10 439 449 97.77%
2014-12-31 10 434 444 97.75%
2014-11-30 9 433 442 97.96%
2014-10-31 9 434 443 97.97%
2014-09-30 9 430 439 97.95%
2014-08-31 10 427 437 97.71%
2014-07-31 10 424 434 97.70%
2014-06-30 10 417 427 97.66%
2014-05-31 10 410 420 97.62%
2014-04-30 9 414 423 97.87%
2014-03-31 9 408 417 97.84%
2014-02-28 9 406 415 97.83%
2014-01-31 9 404 413 97.82%
2013-12-31 10 402 412 97.57%
2013-11-30 10 398 408 97.55%
2013-10-31 10 399 409 97.56%
2013-09-30 8 400 408 98.04%
2013-08-31 9 400 409 97.80%
2013-07-31 9 394 403 97.77%
2013-06-30 10 393 403 97.52%
2013-05-31 10 390 400 97.50%
2013-04-30 10 385 395 97.47%
2013-03-31 10 382 392 97.45%
2013-02-28 9 388 397 97.73%
2013-01-31 9 382 391 97.70%
2012-12-31 9 378 387 97.67%
2012-11-30 9 376 385 97.66%
2012-10-31 9 378 387 97.67%
2012-09-30 9 373 382 97.64%
2012-08-31 9 372 381 97.64%
2012-07-31 9 370 379 97.63%
2012-06-30 9 373 382 97.64%
2012-05-31 9 370 379 97.63%
2012-04-30 9 375 384 97.66%
2012-03-31 9 374 383 97.65%
2012-02-29 8 373 381 97.90%
2012-01-31 8 364 372 97.85%
2011-12-31 8 363 371 97.84%
2011-11-30 7 368 375 98.13%
2011-10-31 8 362 370 97.84%
2011-09-30 8 359 367 97.82%
2011-08-31 8 356 364 97.80%
2011-07-31 8 355 363 97.80%
2011-06-30 8 354 362 97.79%
2011-05-31 8 350 358 97.77%
2011-04-30 8 357 365 97.81%
2011-03-31 8 360 368 97.83%
2011-02-28 8 358 366 97.81%
2011-01-31 8 357 365 97.81%
2010-12-31 8 352 360 97.78%
2010-11-30 8 347 355 97.75%
2010-10-31 8 349 357 97.76%
2010-09-30 8 350 358 97.77%
2010-08-31 8 348 356 97.75%
2010-07-31 8 345 353 97.73%
2010-06-30 8 341 349 97.71%
2010-05-31 8 340 348 97.70%
2010-04-30 8 337 345 97.68%
2010-03-31 10 338 348 97.13%
2010-02-28 10 328 338 97.04%
2010-01-31 10 327 337 97.03%
2009-12-31 10 328 338 97.04%
2009-11-30 10 324 334 97.01%
2009-10-31 10 321 331 96.98%
2009-09-30 10 313 323 96.90%
2009-08-31 9 309 318 97.17%
2009-07-31 9 300 309 97.09%
2009-06-30 10 290 300 96.67%
2009-05-31 10 281 291 96.56%
2009-04-30 10 271 281 96.44%
2009-03-31 11 265 276 96.01%
2009-02-28 11 270 281 96.09%
2009-01-31 11 271 282 96.10%
2008-12-31 10 268 278 96.40%
2008-11-30 10 264 274 96.35%
2008-10-31 10 257 267 96.25%
2008-09-30 8 253 261 96.93%
2008-08-31 8 251 259 96.91%
2008-07-31 8 246 254 96.85%
2008-06-30 8 245 253 96.84%
2008-05-31 9 238 247 96.36%
2008-04-30 9 232 241 96.27%
2008-03-31 9 231 240 96.25%
2008-02-29 9 225 234 96.15%
2008-01-31 8 222 230 96.52%
2007-12-31 8 215 223 96.41%
2007-11-30 8 217 225 96.44%
2007-10-31 8 218 226 96.46%
2007-09-30 9 217 226 96.02%
2007-08-31 9 211 220 95.91%
2007-07-31 9 203 212 95.75%
2007-06-30 8 199 207 96.14%
2007-05-31 8 196 204 96.08%
2007-04-30 8 194 202 96.04%
2007-03-31 8 194 202 96.04%
2007-02-28 8 189 197 95.94%
2007-01-31 8 188 196 95.92%
2006-12-31 8 187 195 95.90%
2006-11-30 8 187 195 95.90%
2006-10-31 8 182 190 95.79%
2006-09-30 8 180 188 95.74%
2006-08-31 8 177 185 95.68%
2006-07-31 8 170 178 95.51%
2006-06-30 6 172 178 96.63%
2006-05-31 6 173 179 96.65%
2006-04-30 6 173 179 96.65%
2006-03-31 6 170 176 96.59%
2006-02-28 6 172 178 96.63%
2006-01-31 7 172 179 96.09%
2005-12-31 7 171 178 96.07%
2005-11-30 7 169 176 96.02%
2005-10-31 7 168 175 96.00%
2005-09-30 7 169 176 96.02%
2005-08-31 7 169 176 96.02%
2005-07-31 6 167 173 96.53%
2005-06-30 6 164 170 96.47%
2005-05-31 6 160 166 96.39%
2005-04-30 6 160 166 96.39%
2005-03-31 7 159 166 95.78%
2005-02-28 6 155 161 96.27%
2005-01-31 6 150 156 96.15%
2004-12-31 6 150 156 96.15%
2004-11-30 6 143 149 95.97%
2004-10-31 5 143 148 96.62%
2004-09-30 4 146 150 97.33%
2004-08-31 4 143 147 97.28%
2004-07-31 4 143 147 97.28%
2004-06-30 4 144 148 97.30%
2004-05-31 4 142 146 97.26%
2004-04-30 4 139 143 97.20%
2004-03-31 4 141 145 97.24%
2004-02-29 4 138 142 97.18%
2004-01-31 4 141 145 97.24%
2003-12-31 4 136 140 97.14%
2003-11-30 3 128 131 97.71%
2003-10-31 3 123 126 97.62%
2003-09-30 3 125 128 97.66%
2003-08-31 4 126 130 96.92%
2003-07-31 4 127 131 96.95%
2003-06-30 4 128 132 96.97%
2003-05-31 1 139 140 99.29%
2003-04-30 1 141 142 99.30%
2003-03-31 1 142 143 99.30%

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