Fidelity Management & Research (Hong Kong) Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-18 10 29 39 74.36%
2024-04-30 10 29 39 74.36%
2024-03-31 10 29 39 74.36%
2024-02-29 10 29 39 74.36%
2024-01-31 10 28 38 73.68%
2023-12-31 10 28 38 73.68%
2023-11-30 10 29 39 74.36%
2023-10-31 10 29 39 74.36%
2023-09-30 10 30 40 75.00%
2023-08-31 10 28 38 73.68%
2023-07-31 10 32 42 76.19%
2023-06-30 10 32 42 76.19%
2023-05-31 10 34 44 77.27%
2023-04-30 10 33 43 76.74%
2023-03-31 10 33 43 76.74%
2023-02-28 10 33 43 76.74%
2023-01-31 10 33 43 76.74%
2022-12-31 10 31 41 75.61%
2022-11-30 10 32 42 76.19%
2022-10-31 10 31 41 75.61%
2022-09-30 10 36 46 78.26%
2022-08-31 10 36 46 78.26%
2022-07-31 8 39 47 82.98%
2022-06-30 8 38 46 82.61%
2022-05-31 8 38 46 82.61%
2022-04-30 8 38 46 82.61%
2022-03-31 8 38 46 82.61%
2022-02-28 8 38 46 82.61%
2022-01-31 8 38 46 82.61%
2021-12-31 8 37 45 82.22%
2021-11-30 9 37 46 80.43%
2021-10-31 9 37 46 80.43%
2021-09-30 9 38 47 80.85%
2021-08-31 9 40 49 81.63%
2021-07-31 9 40 49 81.63%
2021-06-30 9 40 49 81.63%
2021-05-31 9 40 49 81.63%
2021-04-30 9 40 49 81.63%
2021-03-31 9 40 49 81.63%
2021-02-28 9 40 49 81.63%
2021-01-31 8 42 50 84.00%
2020-12-31 8 43 51 84.31%
2020-11-30 8 43 51 84.31%
2020-10-31 8 43 51 84.31%
2020-09-30 9 42 51 82.35%
2020-08-31 10 43 53 81.13%
2020-07-31 10 43 53 81.13%
2020-06-30 10 43 53 81.13%
2020-05-31 10 43 53 81.13%
2020-04-30 10 43 53 81.13%
2020-03-31 10 42 52 80.77%
2020-02-29 8 43 51 84.31%
2020-01-31 8 43 51 84.31%
2019-12-31 8 44 52 84.62%
2019-11-30 8 44 52 84.62%
2019-10-31 8 44 52 84.62%
2019-09-30 8 46 54 85.19%
2019-08-31 8 46 54 85.19%
2019-07-31 8 46 54 85.19%
2019-06-30 8 46 54 85.19%
2019-05-31 8 47 55 85.45%
2019-04-30 8 47 55 85.45%
2019-03-31 8 47 55 85.45%
2019-02-28 8 47 55 85.45%
2019-01-31 8 47 55 85.45%
2018-12-31 8 47 55 85.45%
2018-11-30 8 48 56 85.71%
2018-10-31 8 47 55 85.45%
2018-09-30 8 47 55 85.45%
2018-08-31 8 45 53 84.91%
2018-07-31 9 44 53 83.02%
2018-06-30 9 43 52 82.69%
2018-05-31 11 43 54 79.63%
2018-04-30 11 44 55 80.00%
2018-03-31 11 45 56 80.36%
2018-02-28 11 45 56 80.36%
2018-01-31 11 45 56 80.36%
2017-12-31 11 45 56 80.36%
2017-11-30 11 45 56 80.36%
2017-10-31 11 45 56 80.36%
2017-09-30 10 48 58 82.76%
2017-08-31 10 48 58 82.76%
2017-07-31 9 49 58 84.48%
2017-06-30 9 48 57 84.21%
2017-05-31 9 48 57 84.21%
2017-04-30 9 48 57 84.21%
2017-03-31 9 48 57 84.21%
2017-02-28 9 48 57 84.21%
2017-01-31 9 48 57 84.21%
2016-12-31 10 47 57 82.46%
2016-11-30 10 47 57 82.46%
2016-10-31 9 48 57 84.21%
2016-09-30 9 48 57 84.21%
2016-08-31 9 48 57 84.21%
2016-07-31 9 48 57 84.21%
2016-06-30 10 46 56 82.14%
2016-05-31 10 45 55 81.82%
2016-04-30 10 46 56 82.14%
2016-03-31 9 47 56 83.93%
2016-02-29 9 48 57 84.21%
2016-01-31 9 49 58 84.48%
2015-12-31 9 49 58 84.48%
2015-11-30 9 49 58 84.48%
2015-10-31 9 49 58 84.48%
2015-09-30 9 47 56 83.93%
2015-08-31 9 48 57 84.21%
2015-07-31 9 49 58 84.48%
2015-06-30 9 49 58 84.48%
2015-05-31 9 49 58 84.48%
2015-04-30 9 49 58 84.48%
2015-03-31 9 47 56 83.93%
2015-02-28 9 46 55 83.64%
2015-01-31 9 46 55 83.64%
2014-12-31 9 46 55 83.64%
2014-11-30 9 46 55 83.64%
2014-10-31 9 45 54 83.33%
2014-09-30 9 43 52 82.69%
2014-08-31 9 42 51 82.35%
2014-07-31 9 41 50 82.00%
2014-06-30 9 40 49 81.63%
2014-05-31 9 41 50 82.00%
2014-04-30 9 35 44 79.55%
2014-03-31 6 35 41 85.37%
2014-02-28 6 35 41 85.37%
2014-01-31 6 33 39 84.62%
2013-12-31 6 33 39 84.62%
2013-11-30 6 34 40 85.00%
2013-10-31 6 34 40 85.00%
2013-09-30 6 34 40 85.00%
2013-08-31 6 33 39 84.62%
2013-07-31 6 31 37 83.78%
2013-06-30 6 32 38 84.21%
2013-05-31 7 33 40 82.50%
2013-04-30 7 31 38 81.58%
2013-03-31 7 28 35 80.00%
2013-02-28 5 27 32 84.38%
2013-01-31 5 26 31 83.87%
2012-12-31 5 26 31 83.87%
2012-11-30 5 24 29 82.76%
2012-10-31 5 23 28 82.14%
2012-09-30 5 22 27 81.48%
2012-08-31 5 17 22 77.27%
2012-07-31 5 18 23 78.26%
2012-06-30 4 18 22 81.82%
2012-05-31 4 18 22 81.82%
2012-04-30 3 19 22 86.36%
2012-03-31 3 19 22 86.36%
2012-02-29 3 19 22 86.36%
2012-01-31 3 19 22 86.36%
2011-12-31 3 19 22 86.36%
2011-11-30 3 20 23 86.96%
2011-10-31 3 20 23 86.96%
2011-09-30 3 19 22 86.36%
2011-08-31 3 18 21 85.71%
2011-07-31 3 15 18 83.33%
2011-06-30 3 14 17 82.35%
2011-05-31 3 14 17 82.35%
2011-04-30 3 14 17 82.35%
2011-03-31 3 14 17 82.35%
2011-02-28 3 13 16 81.25%
2011-01-31 3 13 16 81.25%
2010-12-31 3 13 16 81.25%
2010-11-30 3 13 16 81.25%
2010-10-31 3 13 16 81.25%
2010-09-30 3 13 16 81.25%
2010-08-31 4 9 13 69.23%
2010-07-31 4 9 13 69.23%
2010-06-30 4 9 13 69.23%
2010-05-31 4 9 13 69.23%
2010-04-30 4 9 13 69.23%
2010-03-31 5 9 14 64.29%
2010-02-28 5 8 13 61.54%
2010-01-31 5 8 13 61.54%
2009-12-31 5 8 13 61.54%
2009-11-30 5 8 13 61.54%
2009-10-31 5 8 13 61.54%
2009-09-30 5 8 13 61.54%
2009-08-31 5 7 12 58.33%
2009-07-31 5 7 12 58.33%
2009-06-30 5 5 10 50.00%
2009-05-31 5 5 10 50.00%
2009-04-30 5 4 9 44.44%
2009-03-31 5 4 9 44.44%
2009-02-28 5 4 9 44.44%
2009-01-31 5 3 8 37.50%
2008-12-31 4 4 8 50.00%
2008-11-30 4 4 8 50.00%
2008-10-31 4 4 8 50.00%
2008-09-30 4 2 6 33.33%
2008-08-31 0 0 0 0.00%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top