Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 11 | 50 | 61 | 81.97% |
| 2023-12-31 | 12 | 48 | 60 | 80.00% |
| 2022-12-31 | 11 | 45 | 56 | 80.36% |
| 2021-12-31 | 10 | 49 | 59 | 83.05% |
| 2020-12-31 | 9 | 51 | 60 | 85.00% |
| 2019-12-31 | 8 | 52 | 60 | 86.67% |
| 2018-12-31 | 6 | 47 | 53 | 88.68% |
| 2017-12-31 | 9 | 47 | 56 | 83.93% |
| 2016-12-31 | 10 | 45 | 55 | 81.82% |
| 2015-12-31 | 7 | 46 | 53 | 86.79% |
| 2014-12-31 | 7 | 45 | 52 | 86.54% |
| 2013-12-31 | 7 | 41 | 48 | 85.42% |
| 2012-12-31 | 6 | 33 | 39 | 84.62% |
| 2011-12-31 | 5 | 26 | 31 | 83.87% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
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