CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 10 | 106 | 116 | 91.38% |
| 2023-12-31 | 11 | 96 | 107 | 89.72% |
| 2022-12-31 | 11 | 81 | 92 | 88.04% |
| 2021-12-31 | 14 | 88 | 102 | 86.27% |
| 2020-12-31 | 11 | 110 | 121 | 90.91% |
| 2019-12-31 | 14 | 155 | 169 | 91.72% |
| 2018-12-31 | 12 | 159 | 171 | 92.98% |
| 2017-12-31 | 12 | 139 | 151 | 92.05% |
| 2016-12-31 | 10 | 112 | 122 | 91.80% |
| 2015-12-31 | 9 | 90 | 99 | 90.91% |
| 2014-12-31 | 4 | 33 | 37 | 89.19% |
| 2013-12-31 | 4 | 11 | 15 | 73.33% |
| 2012-12-31 | 4 | 12 | 16 | 75.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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