NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 26 | 529 | 555 | 95.32% |
| 2023-12-31 | 28 | 534 | 562 | 95.02% |
| 2022-12-31 | 29 | 534 | 563 | 94.85% |
| 2021-12-31 | 25 | 512 | 537 | 95.34% |
| 2020-12-31 | 21 | 507 | 528 | 96.02% |
| 2019-12-31 | 15 | 522 | 537 | 97.21% |
| 2018-12-31 | 16 | 544 | 560 | 97.14% |
| 2017-12-31 | 15 | 530 | 545 | 97.25% |
| 2016-12-31 | 18 | 520 | 538 | 96.65% |
| 2015-12-31 | 16 | 503 | 519 | 96.92% |
| 2014-12-31 | 15 | 465 | 480 | 96.88% |
| 2013-12-31 | 16 | 428 | 444 | 96.40% |
| 2012-12-31 | 13 | 508 | 521 | 97.50% |
| 2011-12-31 | 15 | 557 | 572 | 97.38% |
| 2010-12-31 | 11 | 562 | 573 | 98.08% |
| 2009-12-31 | 15 | 584 | 599 | 97.50% |
| 2008-12-31 | 13 | 658 | 671 | 98.06% |
| 2007-12-31 | 11 | 266 | 277 | 96.03% |
| 2006-12-31 | 11 | 202 | 213 | 94.84% |
| 2005-12-31 | 12 | 177 | 189 | 93.65% |
| 2004-12-31 | 2 | 153 | 155 | 98.71% |
| 2003-12-31 | 2 | 138 | 140 | 98.57% |
| 2003-03-31 | 2 | 127 | 129 | 98.45% |
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