NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-18 27 528 555 95.14%
2024-04-30 26 528 554 95.31%
2024-03-31 26 529 555 95.32%
2024-02-29 27 529 556 95.14%
2024-01-31 27 529 556 95.14%
2023-12-31 28 534 562 95.02%
2023-11-30 29 529 558 94.80%
2023-10-31 29 523 552 94.75%
2023-09-30 30 536 566 94.70%
2023-08-31 31 525 556 94.42%
2023-07-31 29 513 542 94.65%
2023-06-30 29 516 545 94.68%
2023-05-31 31 516 547 94.33%
2023-04-30 29 525 554 94.77%
2023-03-31 29 518 547 94.70%
2023-02-28 28 523 551 94.92%
2023-01-31 27 519 546 95.05%
2022-12-31 29 534 563 94.85%
2022-11-30 29 529 558 94.80%
2022-10-31 28 531 559 94.99%
2022-09-30 27 537 564 95.21%
2022-08-31 27 536 563 95.20%
2022-07-31 27 529 556 95.14%
2022-06-30 27 529 556 95.14%
2022-05-31 27 533 560 95.18%
2022-04-30 25 529 554 95.49%
2022-03-31 25 525 550 95.45%
2022-02-28 25 521 546 95.42%
2022-01-31 25 515 540 95.37%
2021-12-31 25 512 537 95.34%
2021-11-30 26 502 528 95.08%
2021-10-31 26 499 525 95.05%
2021-09-30 25 489 514 95.14%
2021-08-31 24 494 518 95.37%
2021-07-31 24 474 498 95.18%
2021-06-30 27 475 502 94.62%
2021-05-31 27 491 518 94.79%
2021-04-30 24 496 520 95.38%
2021-03-31 23 498 521 95.59%
2021-02-28 22 507 529 95.84%
2021-01-31 22 506 528 95.83%
2020-12-31 21 507 528 96.02%
2020-11-30 22 504 526 95.82%
2020-10-31 22 508 530 95.85%
2020-09-30 21 516 537 96.09%
2020-08-31 22 518 540 95.93%
2020-07-31 21 515 536 96.08%
2020-06-30 19 521 540 96.48%
2020-05-31 20 519 539 96.29%
2020-04-30 16 523 539 97.03%
2020-03-31 16 525 541 97.04%
2020-02-29 15 525 540 97.22%
2020-01-31 14 525 539 97.40%
2019-12-31 15 522 537 97.21%
2019-11-30 15 518 533 97.19%
2019-10-31 15 515 530 97.17%
2019-09-30 15 518 533 97.19%
2019-08-31 16 521 537 97.02%
2019-07-31 16 510 526 96.96%
2019-06-30 16 503 519 96.92%
2019-05-31 17 513 530 96.79%
2019-04-30 17 515 532 96.80%
2019-03-31 17 539 556 96.94%
2019-02-28 16 544 560 97.14%
2019-01-31 16 544 560 97.14%
2018-12-31 16 544 560 97.14%
2018-11-30 16 543 559 97.14%
2018-10-31 16 543 559 97.14%
2018-09-30 17 547 564 96.99%
2018-08-31 17 535 552 96.92%
2018-07-31 16 530 546 97.07%
2018-06-30 15 532 547 97.26%
2018-05-31 15 554 569 97.36%
2018-04-30 14 544 558 97.49%
2018-03-31 15 541 556 97.30%
2018-02-28 16 537 553 97.11%
2018-01-31 15 538 553 97.29%
2017-12-31 15 530 545 97.25%
2017-11-30 16 527 543 97.05%
2017-10-31 15 528 543 97.24%
2017-09-30 15 527 542 97.23%
2017-08-31 15 524 539 97.22%
2017-07-31 17 504 521 96.74%
2017-06-30 17 510 527 96.77%
2017-05-31 18 517 535 96.64%
2017-04-30 19 527 546 96.52%
2017-03-31 19 525 544 96.51%
2017-02-28 18 528 546 96.70%
2017-01-31 18 526 544 96.69%
2016-12-31 18 520 538 96.65%
2016-11-30 18 518 536 96.64%
2016-10-31 18 516 534 96.63%
2016-09-30 17 514 531 96.80%
2016-08-31 17 510 527 96.77%
2016-07-31 16 495 511 96.87%
2016-06-30 16 490 506 96.84%
2016-05-31 17 493 510 96.67%
2016-04-30 17 500 517 96.71%
2016-03-31 18 507 525 96.57%
2016-02-29 19 510 529 96.41%
2016-01-31 16 507 523 96.94%
2015-12-31 16 503 519 96.92%
2015-11-30 16 495 511 96.87%
2015-10-31 16 482 498 96.79%
2015-09-30 17 475 492 96.54%
2015-08-31 16 481 497 96.78%
2015-07-31 15 464 479 96.87%
2015-06-30 16 463 479 96.66%
2015-05-31 17 464 481 96.47%
2015-04-30 17 455 472 96.40%
2015-03-31 16 457 473 96.62%
2015-02-28 14 459 473 97.04%
2015-01-31 14 454 468 97.01%
2014-12-31 15 465 480 96.88%
2014-11-30 16 459 475 96.63%
2014-10-31 16 459 475 96.63%
2014-09-30 17 456 473 96.41%
2014-08-31 18 447 465 96.13%
2014-07-31 17 449 466 96.35%
2014-06-30 17 449 466 96.35%
2014-05-31 17 443 460 96.30%
2014-04-30 16 440 456 96.49%
2014-03-31 17 433 450 96.22%
2014-02-28 17 431 448 96.21%
2014-01-31 16 431 447 96.42%
2013-12-31 16 428 444 96.40%
2013-11-30 15 422 437 96.57%
2013-10-31 17 416 433 96.07%
2013-09-30 17 419 436 96.10%
2013-08-31 15 438 453 96.69%
2013-07-31 15 436 451 96.67%
2013-06-30 15 433 448 96.65%
2013-05-31 15 449 464 96.77%
2013-04-30 14 453 467 97.00%
2013-03-31 13 460 473 97.25%
2013-02-28 14 492 506 97.23%
2013-01-31 12 499 511 97.65%
2012-12-31 13 508 521 97.50%
2012-11-30 14 525 539 97.40%
2012-10-31 14 520 534 97.38%
2012-09-30 15 523 538 97.21%
2012-08-31 16 546 562 97.15%
2012-07-31 16 545 561 97.15%
2012-06-30 17 542 559 96.96%
2012-05-31 17 547 564 96.99%
2012-04-30 16 548 564 97.16%
2012-03-31 16 550 566 97.17%
2012-02-29 14 557 571 97.55%
2012-01-31 14 561 575 97.57%
2011-12-31 15 557 572 97.38%
2011-11-30 15 557 572 97.38%
2011-10-31 16 581 597 97.32%
2011-09-30 16 568 584 97.26%
2011-08-31 16 549 565 97.17%
2011-07-31 14 528 542 97.42%
2011-06-30 14 545 559 97.50%
2011-05-31 14 569 583 97.60%
2011-04-30 13 586 599 97.83%
2011-03-31 13 584 597 97.82%
2011-02-28 12 577 589 97.96%
2011-01-31 11 570 581 98.11%
2010-12-31 11 562 573 98.08%
2010-11-30 12 571 583 97.94%
2010-10-31 11 571 582 98.11%
2010-09-30 11 566 577 98.09%
2010-08-31 12 561 573 97.91%
2010-07-31 13 545 558 97.67%
2010-06-30 14 561 575 97.57%
2010-05-31 13 573 586 97.78%
2010-04-30 14 612 626 97.76%
2010-03-31 14 600 614 97.72%
2010-02-28 15 598 613 97.55%
2010-01-31 15 596 611 97.55%
2009-12-31 15 584 599 97.50%
2009-11-30 15 582 597 97.49%
2009-10-31 13 580 593 97.81%
2009-09-30 13 596 609 97.87%
2009-08-31 12 599 611 98.04%
2009-07-31 12 602 614 98.05%
2009-06-30 11 617 628 98.25%
2009-05-31 11 625 636 98.27%
2009-04-30 10 636 646 98.45%
2009-03-31 12 699 711 98.31%
2009-02-28 12 687 699 98.28%
2009-01-31 12 670 682 98.24%
2008-12-31 13 658 671 98.06%
2008-11-30 12 716 728 98.35%
2008-10-31 11 706 717 98.47%
2008-09-30 10 311 321 96.88%
2008-08-31 10 312 322 96.89%
2008-07-31 9 299 308 97.08%
2008-06-30 9 289 298 96.98%
2008-05-31 9 292 301 97.01%
2008-04-30 9 290 299 96.99%
2008-03-31 11 289 300 96.33%
2008-02-29 10 278 288 96.53%
2008-01-31 10 272 282 96.45%
2007-12-31 11 266 277 96.03%
2007-11-30 11 254 265 95.85%
2007-10-31 12 244 256 95.31%
2007-09-30 11 229 240 95.42%
2007-08-31 11 228 239 95.40%
2007-07-31 11 213 224 95.09%
2007-06-30 11 215 226 95.13%
2007-05-31 12 219 231 94.81%
2007-04-30 12 219 231 94.81%
2007-03-31 12 219 231 94.81%
2007-02-28 12 215 227 94.71%
2007-01-31 12 209 221 94.57%
2006-12-31 11 202 213 94.84%
2006-11-30 10 202 212 95.28%
2006-10-31 10 197 207 95.17%
2006-09-30 10 196 206 95.15%
2006-08-31 10 198 208 95.19%
2006-07-31 10 195 205 95.12%
2006-06-30 13 196 209 93.78%
2006-05-31 12 195 207 94.20%
2006-04-30 12 197 209 94.26%
2006-03-31 12 199 211 94.31%
2006-02-28 12 200 212 94.34%
2006-01-31 12 195 207 94.20%
2005-12-31 12 177 189 93.65%
2005-11-30 13 171 184 92.93%
2005-10-31 13 163 176 92.61%
2005-09-30 13 163 176 92.61%
2005-08-31 13 159 172 92.44%
2005-07-31 13 154 167 92.22%
2005-06-30 13 150 163 92.02%
2005-05-31 13 148 161 91.93%
2005-04-30 12 149 161 92.55%
2005-03-31 8 150 158 94.94%
2005-02-28 4 151 155 97.42%
2005-01-31 3 154 157 98.09%
2004-12-31 2 153 155 98.71%
2004-11-30 2 153 155 98.71%
2004-10-31 2 153 155 98.71%
2004-09-30 2 148 150 98.67%
2004-08-31 1 146 147 99.32%
2004-07-31 1 147 148 99.32%
2004-06-30 2 148 150 98.67%
2004-05-31 2 145 147 98.64%
2004-04-30 2 146 148 98.65%
2004-03-31 2 142 144 98.61%
2004-02-29 2 141 143 98.60%
2004-01-31 2 139 141 98.58%
2003-12-31 2 138 140 98.57%
2003-11-30 2 141 143 98.60%
2003-10-31 2 143 145 98.62%
2003-09-30 2 137 139 98.56%
2003-08-31 2 136 138 98.55%
2003-07-31 2 133 135 98.52%
2003-06-30 2 132 134 98.51%
2003-05-31 2 128 130 98.46%
2003-04-30 2 122 124 98.39%
2003-03-31 2 127 129 98.45%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top