BOCI SECURITIES LIMITED 中銀國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 15 315 330 95.45%
2024-04-30 15 314 329 95.44%
2024-03-31 14 313 327 95.72%
2024-02-29 15 315 330 95.45%
2024-01-31 14 320 334 95.81%
2023-12-31 14 320 334 95.81%
2023-11-30 12 323 335 96.42%
2023-10-31 12 323 335 96.42%
2023-09-30 12 324 336 96.43%
2023-08-31 13 332 345 96.23%
2023-07-31 14 332 346 95.95%
2023-06-30 13 337 350 96.29%
2023-05-31 12 335 347 96.54%
2023-04-30 11 335 346 96.82%
2023-03-31 11 334 345 96.81%
2023-02-28 12 332 344 96.51%
2023-01-31 12 336 348 96.55%
2022-12-31 12 333 345 96.52%
2022-11-30 12 340 352 96.59%
2022-10-31 12 342 354 96.61%
2022-09-30 13 347 360 96.39%
2022-08-31 14 344 358 96.09%
2022-07-31 13 350 363 96.42%
2022-06-30 13 355 368 96.47%
2022-05-31 14 355 369 96.21%
2022-04-30 14 352 366 96.17%
2022-03-31 14 351 365 96.16%
2022-02-28 15 345 360 95.83%
2022-01-31 15 347 362 95.86%
2021-12-31 16 357 373 95.71%
2021-11-30 16 355 371 95.69%
2021-10-31 16 354 370 95.68%
2021-09-30 16 356 372 95.70%
2021-08-31 15 348 363 95.87%
2021-07-31 15 349 364 95.88%
2021-06-30 15 348 363 95.87%
2021-05-31 15 350 365 95.89%
2021-04-30 15 351 366 95.90%
2021-03-31 15 349 364 95.88%
2021-02-28 15 346 361 95.84%
2021-01-31 15 348 363 95.87%
2020-12-31 15 334 349 95.70%
2020-11-30 15 337 352 95.74%
2020-10-31 15 335 350 95.71%
2020-09-30 15 337 352 95.74%
2020-08-31 15 331 346 95.66%
2020-07-31 15 333 348 95.69%
2020-06-30 15 333 348 95.69%
2020-05-31 15 332 347 95.68%
2020-04-30 15 331 346 95.66%
2020-03-31 15 333 348 95.69%
2020-02-29 15 328 343 95.63%
2020-01-31 15 322 337 95.55%
2019-12-31 15 327 342 95.61%
2019-11-30 16 323 339 95.28%
2019-10-31 17 326 343 95.04%
2019-09-30 17 324 341 95.01%
2019-08-31 17 327 344 95.06%
2019-07-31 17 327 344 95.06%
2019-06-30 17 328 345 95.07%
2019-05-31 17 325 342 95.03%
2019-04-30 17 326 343 95.04%
2019-03-31 17 331 348 95.11%
2019-02-28 17 333 350 95.14%
2019-01-31 17 339 356 95.22%
2018-12-31 17 341 358 95.25%
2018-11-30 18 343 361 95.01%
2018-10-31 18 344 362 95.03%
2018-09-30 18 344 362 95.03%
2018-08-31 18 350 368 95.11%
2018-07-31 18 358 376 95.21%
2018-06-30 18 359 377 95.23%
2018-05-31 18 361 379 95.25%
2018-04-30 18 357 375 95.20%
2018-03-31 18 360 378 95.24%
2018-02-28 18 364 382 95.29%
2018-01-31 19 371 390 95.13%
2017-12-31 19 370 389 95.12%
2017-11-30 19 365 384 95.05%
2017-10-31 19 369 388 95.10%
2017-09-30 19 370 389 95.12%
2017-08-31 19 374 393 95.17%
2017-07-31 20 377 397 94.96%
2017-06-30 20 379 399 94.99%
2017-05-31 20 380 400 95.00%
2017-04-30 20 378 398 94.97%
2017-03-31 20 379 399 94.99%
2017-02-28 19 381 400 95.25%
2017-01-31 19 388 407 95.33%
2016-12-31 20 398 418 95.22%
2016-11-30 21 398 419 94.99%
2016-10-31 19 402 421 95.49%
2016-09-30 19 406 425 95.53%
2016-08-31 20 413 433 95.38%
2016-07-31 21 419 440 95.23%
2016-06-30 22 420 442 95.02%
2016-05-31 22 421 443 95.03%
2016-04-30 22 422 444 95.05%
2016-03-31 22 423 445 95.06%
2016-02-29 22 426 448 95.09%
2016-01-31 22 424 446 95.07%
2015-12-31 21 420 441 95.24%
2015-11-30 23 422 445 94.83%
2015-10-31 23 421 444 94.82%
2015-09-30 23 418 441 94.78%
2015-08-31 23 416 439 94.76%
2015-07-31 22 415 437 94.97%
2015-06-30 21 413 434 95.16%
2015-05-31 20 418 438 95.43%
2015-04-30 19 417 436 95.64%
2015-03-31 19 416 435 95.63%
2015-02-28 19 416 435 95.63%
2015-01-31 20 416 436 95.41%
2014-12-31 20 417 437 95.42%
2014-11-30 20 411 431 95.36%
2014-10-31 20 409 429 95.34%
2014-09-30 20 410 430 95.35%
2014-08-31 20 412 432 95.37%
2014-07-31 20 417 437 95.42%
2014-06-30 20 420 440 95.45%
2014-05-31 20 420 440 95.45%
2014-04-30 20 422 442 95.48%
2014-03-31 20 428 448 95.54%
2014-02-28 20 433 453 95.58%
2014-01-31 18 434 452 96.02%
2013-12-31 19 399 418 95.45%
2013-11-30 19 398 417 95.44%
2013-10-31 16 401 417 96.16%
2013-09-30 17 397 414 95.89%
2013-08-31 17 396 413 95.88%
2013-07-31 16 391 407 96.07%
2013-06-30 15 389 404 96.29%
2013-05-31 15 384 399 96.24%
2013-04-30 15 381 396 96.21%
2013-03-31 15 371 386 96.11%
2013-02-28 15 375 390 96.15%
2013-01-31 15 376 391 96.16%
2012-12-31 15 376 391 96.16%
2012-11-30 16 373 389 95.89%
2012-10-31 16 371 387 95.87%
2012-09-30 16 367 383 95.82%
2012-08-31 16 364 380 95.79%
2012-07-31 15 360 375 96.00%
2012-06-30 15 359 374 95.99%
2012-05-31 14 361 375 96.27%
2012-04-30 14 364 378 96.30%
2012-03-31 14 357 371 96.23%
2012-02-29 14 353 367 96.19%
2012-01-31 14 356 370 96.22%
2011-12-31 15 355 370 95.95%
2011-11-30 15 354 369 95.93%
2011-10-31 15 351 366 95.90%
2011-09-30 15 348 363 95.87%
2011-08-31 16 348 364 95.60%
2011-07-31 16 340 356 95.51%
2011-06-30 16 339 355 95.49%
2011-05-31 18 339 357 94.96%
2011-04-30 18 340 358 94.97%
2011-03-31 18 335 353 94.90%
2011-02-28 18 334 352 94.89%
2011-01-31 17 333 350 95.14%
2010-12-31 17 322 339 94.99%
2010-11-30 17 320 337 94.96%
2010-10-31 17 314 331 94.86%
2010-09-30 17 314 331 94.86%
2010-08-31 15 306 321 95.33%
2010-07-31 14 300 314 95.54%
2010-06-30 14 302 316 95.57%
2010-05-31 15 295 310 95.16%
2010-04-30 15 292 307 95.11%
2010-03-31 15 291 306 95.10%
2010-02-28 13 293 306 95.75%
2010-01-31 13 293 306 95.75%
2009-12-31 12 293 305 96.07%
2009-11-30 12 286 298 95.97%
2009-10-31 12 284 296 95.95%
2009-09-30 12 282 294 95.92%
2009-08-31 12 280 292 95.89%
2009-07-31 11 278 289 96.19%
2009-06-30 11 280 291 96.22%
2009-05-31 11 272 283 96.11%
2009-04-30 11 272 283 96.11%
2009-03-31 11 265 276 96.01%
2009-02-28 11 266 277 96.03%
2009-01-31 11 266 277 96.03%
2008-12-31 11 266 277 96.03%
2008-11-30 11 263 274 95.99%
2008-10-31 11 261 272 95.96%
2008-09-30 11 260 271 95.94%
2008-08-31 11 255 266 95.86%
2008-07-31 10 256 266 96.24%
2008-06-30 10 256 266 96.24%
2008-05-31 10 250 260 96.15%
2008-04-30 10 250 260 96.15%
2008-03-31 10 242 252 96.03%
2008-02-29 10 242 252 96.03%
2008-01-31 10 240 250 96.00%
2007-12-31 10 219 229 95.63%
2007-11-30 10 202 212 95.28%
2007-10-31 10 185 195 94.87%
2007-09-30 10 177 187 94.65%
2007-08-31 9 170 179 94.97%
2007-07-31 9 162 171 94.74%
2007-06-30 9 154 163 94.48%
2007-05-31 9 151 160 94.38%
2007-04-30 9 142 151 94.04%
2007-03-31 9 142 151 94.04%
2007-02-28 9 140 149 93.96%
2007-01-31 8 140 148 94.59%
2006-12-31 8 132 140 94.29%
2006-11-30 7 132 139 94.96%
2006-10-31 7 133 140 95.00%
2006-09-30 7 133 140 95.00%
2006-08-31 7 127 134 94.78%
2006-07-31 7 123 130 94.62%
2006-06-30 5 116 121 95.87%
2006-05-31 5 116 121 95.87%
2006-04-30 6 119 125 95.20%
2006-03-31 7 118 125 94.40%
2006-02-28 7 123 130 94.62%
2006-01-31 7 127 134 94.78%
2005-12-31 7 128 135 94.81%
2005-11-30 7 126 133 94.74%
2005-10-31 8 127 135 94.07%
2005-09-30 8 127 135 94.07%
2005-08-31 8 133 141 94.33%
2005-07-31 8 129 137 94.16%
2005-06-30 8 122 130 93.85%
2005-05-31 8 121 129 93.80%
2005-04-30 8 120 128 93.75%
2005-03-31 8 118 126 93.65%
2005-02-28 8 116 124 93.55%
2005-01-31 8 117 125 93.60%
2004-12-31 8 112 120 93.33%
2004-11-30 7 114 121 94.21%
2004-10-31 7 109 116 93.97%
2004-09-30 7 100 107 93.46%
2004-08-31 7 99 106 93.40%
2004-07-31 7 95 102 93.14%
2004-06-30 7 96 103 93.20%
2004-05-31 7 92 99 92.93%
2004-04-30 7 91 98 92.86%
2004-03-31 7 92 99 92.93%
2004-02-29 7 79 86 91.86%
2004-01-31 5 75 80 93.75%
2003-12-31 4 62 66 93.94%
2003-11-30 4 67 71 94.37%
2003-10-31 4 67 71 94.37%
2003-09-30 4 66 70 94.29%
2003-08-31 4 65 69 94.20%
2003-07-31 4 65 69 94.20%
2003-06-30 4 66 70 94.29%
2003-05-31 5 66 71 92.96%
2003-04-30 5 70 75 93.33%
2003-03-31 5 70 75 93.33%

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