BOCI SECURITIES LIMITED 中銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-19 | 15 | 315 | 330 | 95.45% |
2024-04-30 | 15 | 314 | 329 | 95.44% |
2024-03-31 | 14 | 313 | 327 | 95.72% |
2024-02-29 | 15 | 315 | 330 | 95.45% |
2024-01-31 | 14 | 320 | 334 | 95.81% |
2023-12-31 | 14 | 320 | 334 | 95.81% |
2023-11-30 | 12 | 323 | 335 | 96.42% |
2023-10-31 | 12 | 323 | 335 | 96.42% |
2023-09-30 | 12 | 324 | 336 | 96.43% |
2023-08-31 | 13 | 332 | 345 | 96.23% |
2023-07-31 | 14 | 332 | 346 | 95.95% |
2023-06-30 | 13 | 337 | 350 | 96.29% |
2023-05-31 | 12 | 335 | 347 | 96.54% |
2023-04-30 | 11 | 335 | 346 | 96.82% |
2023-03-31 | 11 | 334 | 345 | 96.81% |
2023-02-28 | 12 | 332 | 344 | 96.51% |
2023-01-31 | 12 | 336 | 348 | 96.55% |
2022-12-31 | 12 | 333 | 345 | 96.52% |
2022-11-30 | 12 | 340 | 352 | 96.59% |
2022-10-31 | 12 | 342 | 354 | 96.61% |
2022-09-30 | 13 | 347 | 360 | 96.39% |
2022-08-31 | 14 | 344 | 358 | 96.09% |
2022-07-31 | 13 | 350 | 363 | 96.42% |
2022-06-30 | 13 | 355 | 368 | 96.47% |
2022-05-31 | 14 | 355 | 369 | 96.21% |
2022-04-30 | 14 | 352 | 366 | 96.17% |
2022-03-31 | 14 | 351 | 365 | 96.16% |
2022-02-28 | 15 | 345 | 360 | 95.83% |
2022-01-31 | 15 | 347 | 362 | 95.86% |
2021-12-31 | 16 | 357 | 373 | 95.71% |
2021-11-30 | 16 | 355 | 371 | 95.69% |
2021-10-31 | 16 | 354 | 370 | 95.68% |
2021-09-30 | 16 | 356 | 372 | 95.70% |
2021-08-31 | 15 | 348 | 363 | 95.87% |
2021-07-31 | 15 | 349 | 364 | 95.88% |
2021-06-30 | 15 | 348 | 363 | 95.87% |
2021-05-31 | 15 | 350 | 365 | 95.89% |
2021-04-30 | 15 | 351 | 366 | 95.90% |
2021-03-31 | 15 | 349 | 364 | 95.88% |
2021-02-28 | 15 | 346 | 361 | 95.84% |
2021-01-31 | 15 | 348 | 363 | 95.87% |
2020-12-31 | 15 | 334 | 349 | 95.70% |
2020-11-30 | 15 | 337 | 352 | 95.74% |
2020-10-31 | 15 | 335 | 350 | 95.71% |
2020-09-30 | 15 | 337 | 352 | 95.74% |
2020-08-31 | 15 | 331 | 346 | 95.66% |
2020-07-31 | 15 | 333 | 348 | 95.69% |
2020-06-30 | 15 | 333 | 348 | 95.69% |
2020-05-31 | 15 | 332 | 347 | 95.68% |
2020-04-30 | 15 | 331 | 346 | 95.66% |
2020-03-31 | 15 | 333 | 348 | 95.69% |
2020-02-29 | 15 | 328 | 343 | 95.63% |
2020-01-31 | 15 | 322 | 337 | 95.55% |
2019-12-31 | 15 | 327 | 342 | 95.61% |
2019-11-30 | 16 | 323 | 339 | 95.28% |
2019-10-31 | 17 | 326 | 343 | 95.04% |
2019-09-30 | 17 | 324 | 341 | 95.01% |
2019-08-31 | 17 | 327 | 344 | 95.06% |
2019-07-31 | 17 | 327 | 344 | 95.06% |
2019-06-30 | 17 | 328 | 345 | 95.07% |
2019-05-31 | 17 | 325 | 342 | 95.03% |
2019-04-30 | 17 | 326 | 343 | 95.04% |
2019-03-31 | 17 | 331 | 348 | 95.11% |
2019-02-28 | 17 | 333 | 350 | 95.14% |
2019-01-31 | 17 | 339 | 356 | 95.22% |
2018-12-31 | 17 | 341 | 358 | 95.25% |
2018-11-30 | 18 | 343 | 361 | 95.01% |
2018-10-31 | 18 | 344 | 362 | 95.03% |
2018-09-30 | 18 | 344 | 362 | 95.03% |
2018-08-31 | 18 | 350 | 368 | 95.11% |
2018-07-31 | 18 | 358 | 376 | 95.21% |
2018-06-30 | 18 | 359 | 377 | 95.23% |
2018-05-31 | 18 | 361 | 379 | 95.25% |
2018-04-30 | 18 | 357 | 375 | 95.20% |
2018-03-31 | 18 | 360 | 378 | 95.24% |
2018-02-28 | 18 | 364 | 382 | 95.29% |
2018-01-31 | 19 | 371 | 390 | 95.13% |
2017-12-31 | 19 | 370 | 389 | 95.12% |
2017-11-30 | 19 | 365 | 384 | 95.05% |
2017-10-31 | 19 | 369 | 388 | 95.10% |
2017-09-30 | 19 | 370 | 389 | 95.12% |
2017-08-31 | 19 | 374 | 393 | 95.17% |
2017-07-31 | 20 | 377 | 397 | 94.96% |
2017-06-30 | 20 | 379 | 399 | 94.99% |
2017-05-31 | 20 | 380 | 400 | 95.00% |
2017-04-30 | 20 | 378 | 398 | 94.97% |
2017-03-31 | 20 | 379 | 399 | 94.99% |
2017-02-28 | 19 | 381 | 400 | 95.25% |
2017-01-31 | 19 | 388 | 407 | 95.33% |
2016-12-31 | 20 | 398 | 418 | 95.22% |
2016-11-30 | 21 | 398 | 419 | 94.99% |
2016-10-31 | 19 | 402 | 421 | 95.49% |
2016-09-30 | 19 | 406 | 425 | 95.53% |
2016-08-31 | 20 | 413 | 433 | 95.38% |
2016-07-31 | 21 | 419 | 440 | 95.23% |
2016-06-30 | 22 | 420 | 442 | 95.02% |
2016-05-31 | 22 | 421 | 443 | 95.03% |
2016-04-30 | 22 | 422 | 444 | 95.05% |
2016-03-31 | 22 | 423 | 445 | 95.06% |
2016-02-29 | 22 | 426 | 448 | 95.09% |
2016-01-31 | 22 | 424 | 446 | 95.07% |
2015-12-31 | 21 | 420 | 441 | 95.24% |
2015-11-30 | 23 | 422 | 445 | 94.83% |
2015-10-31 | 23 | 421 | 444 | 94.82% |
2015-09-30 | 23 | 418 | 441 | 94.78% |
2015-08-31 | 23 | 416 | 439 | 94.76% |
2015-07-31 | 22 | 415 | 437 | 94.97% |
2015-06-30 | 21 | 413 | 434 | 95.16% |
2015-05-31 | 20 | 418 | 438 | 95.43% |
2015-04-30 | 19 | 417 | 436 | 95.64% |
2015-03-31 | 19 | 416 | 435 | 95.63% |
2015-02-28 | 19 | 416 | 435 | 95.63% |
2015-01-31 | 20 | 416 | 436 | 95.41% |
2014-12-31 | 20 | 417 | 437 | 95.42% |
2014-11-30 | 20 | 411 | 431 | 95.36% |
2014-10-31 | 20 | 409 | 429 | 95.34% |
2014-09-30 | 20 | 410 | 430 | 95.35% |
2014-08-31 | 20 | 412 | 432 | 95.37% |
2014-07-31 | 20 | 417 | 437 | 95.42% |
2014-06-30 | 20 | 420 | 440 | 95.45% |
2014-05-31 | 20 | 420 | 440 | 95.45% |
2014-04-30 | 20 | 422 | 442 | 95.48% |
2014-03-31 | 20 | 428 | 448 | 95.54% |
2014-02-28 | 20 | 433 | 453 | 95.58% |
2014-01-31 | 18 | 434 | 452 | 96.02% |
2013-12-31 | 19 | 399 | 418 | 95.45% |
2013-11-30 | 19 | 398 | 417 | 95.44% |
2013-10-31 | 16 | 401 | 417 | 96.16% |
2013-09-30 | 17 | 397 | 414 | 95.89% |
2013-08-31 | 17 | 396 | 413 | 95.88% |
2013-07-31 | 16 | 391 | 407 | 96.07% |
2013-06-30 | 15 | 389 | 404 | 96.29% |
2013-05-31 | 15 | 384 | 399 | 96.24% |
2013-04-30 | 15 | 381 | 396 | 96.21% |
2013-03-31 | 15 | 371 | 386 | 96.11% |
2013-02-28 | 15 | 375 | 390 | 96.15% |
2013-01-31 | 15 | 376 | 391 | 96.16% |
2012-12-31 | 15 | 376 | 391 | 96.16% |
2012-11-30 | 16 | 373 | 389 | 95.89% |
2012-10-31 | 16 | 371 | 387 | 95.87% |
2012-09-30 | 16 | 367 | 383 | 95.82% |
2012-08-31 | 16 | 364 | 380 | 95.79% |
2012-07-31 | 15 | 360 | 375 | 96.00% |
2012-06-30 | 15 | 359 | 374 | 95.99% |
2012-05-31 | 14 | 361 | 375 | 96.27% |
2012-04-30 | 14 | 364 | 378 | 96.30% |
2012-03-31 | 14 | 357 | 371 | 96.23% |
2012-02-29 | 14 | 353 | 367 | 96.19% |
2012-01-31 | 14 | 356 | 370 | 96.22% |
2011-12-31 | 15 | 355 | 370 | 95.95% |
2011-11-30 | 15 | 354 | 369 | 95.93% |
2011-10-31 | 15 | 351 | 366 | 95.90% |
2011-09-30 | 15 | 348 | 363 | 95.87% |
2011-08-31 | 16 | 348 | 364 | 95.60% |
2011-07-31 | 16 | 340 | 356 | 95.51% |
2011-06-30 | 16 | 339 | 355 | 95.49% |
2011-05-31 | 18 | 339 | 357 | 94.96% |
2011-04-30 | 18 | 340 | 358 | 94.97% |
2011-03-31 | 18 | 335 | 353 | 94.90% |
2011-02-28 | 18 | 334 | 352 | 94.89% |
2011-01-31 | 17 | 333 | 350 | 95.14% |
2010-12-31 | 17 | 322 | 339 | 94.99% |
2010-11-30 | 17 | 320 | 337 | 94.96% |
2010-10-31 | 17 | 314 | 331 | 94.86% |
2010-09-30 | 17 | 314 | 331 | 94.86% |
2010-08-31 | 15 | 306 | 321 | 95.33% |
2010-07-31 | 14 | 300 | 314 | 95.54% |
2010-06-30 | 14 | 302 | 316 | 95.57% |
2010-05-31 | 15 | 295 | 310 | 95.16% |
2010-04-30 | 15 | 292 | 307 | 95.11% |
2010-03-31 | 15 | 291 | 306 | 95.10% |
2010-02-28 | 13 | 293 | 306 | 95.75% |
2010-01-31 | 13 | 293 | 306 | 95.75% |
2009-12-31 | 12 | 293 | 305 | 96.07% |
2009-11-30 | 12 | 286 | 298 | 95.97% |
2009-10-31 | 12 | 284 | 296 | 95.95% |
2009-09-30 | 12 | 282 | 294 | 95.92% |
2009-08-31 | 12 | 280 | 292 | 95.89% |
2009-07-31 | 11 | 278 | 289 | 96.19% |
2009-06-30 | 11 | 280 | 291 | 96.22% |
2009-05-31 | 11 | 272 | 283 | 96.11% |
2009-04-30 | 11 | 272 | 283 | 96.11% |
2009-03-31 | 11 | 265 | 276 | 96.01% |
2009-02-28 | 11 | 266 | 277 | 96.03% |
2009-01-31 | 11 | 266 | 277 | 96.03% |
2008-12-31 | 11 | 266 | 277 | 96.03% |
2008-11-30 | 11 | 263 | 274 | 95.99% |
2008-10-31 | 11 | 261 | 272 | 95.96% |
2008-09-30 | 11 | 260 | 271 | 95.94% |
2008-08-31 | 11 | 255 | 266 | 95.86% |
2008-07-31 | 10 | 256 | 266 | 96.24% |
2008-06-30 | 10 | 256 | 266 | 96.24% |
2008-05-31 | 10 | 250 | 260 | 96.15% |
2008-04-30 | 10 | 250 | 260 | 96.15% |
2008-03-31 | 10 | 242 | 252 | 96.03% |
2008-02-29 | 10 | 242 | 252 | 96.03% |
2008-01-31 | 10 | 240 | 250 | 96.00% |
2007-12-31 | 10 | 219 | 229 | 95.63% |
2007-11-30 | 10 | 202 | 212 | 95.28% |
2007-10-31 | 10 | 185 | 195 | 94.87% |
2007-09-30 | 10 | 177 | 187 | 94.65% |
2007-08-31 | 9 | 170 | 179 | 94.97% |
2007-07-31 | 9 | 162 | 171 | 94.74% |
2007-06-30 | 9 | 154 | 163 | 94.48% |
2007-05-31 | 9 | 151 | 160 | 94.38% |
2007-04-30 | 9 | 142 | 151 | 94.04% |
2007-03-31 | 9 | 142 | 151 | 94.04% |
2007-02-28 | 9 | 140 | 149 | 93.96% |
2007-01-31 | 8 | 140 | 148 | 94.59% |
2006-12-31 | 8 | 132 | 140 | 94.29% |
2006-11-30 | 7 | 132 | 139 | 94.96% |
2006-10-31 | 7 | 133 | 140 | 95.00% |
2006-09-30 | 7 | 133 | 140 | 95.00% |
2006-08-31 | 7 | 127 | 134 | 94.78% |
2006-07-31 | 7 | 123 | 130 | 94.62% |
2006-06-30 | 5 | 116 | 121 | 95.87% |
2006-05-31 | 5 | 116 | 121 | 95.87% |
2006-04-30 | 6 | 119 | 125 | 95.20% |
2006-03-31 | 7 | 118 | 125 | 94.40% |
2006-02-28 | 7 | 123 | 130 | 94.62% |
2006-01-31 | 7 | 127 | 134 | 94.78% |
2005-12-31 | 7 | 128 | 135 | 94.81% |
2005-11-30 | 7 | 126 | 133 | 94.74% |
2005-10-31 | 8 | 127 | 135 | 94.07% |
2005-09-30 | 8 | 127 | 135 | 94.07% |
2005-08-31 | 8 | 133 | 141 | 94.33% |
2005-07-31 | 8 | 129 | 137 | 94.16% |
2005-06-30 | 8 | 122 | 130 | 93.85% |
2005-05-31 | 8 | 121 | 129 | 93.80% |
2005-04-30 | 8 | 120 | 128 | 93.75% |
2005-03-31 | 8 | 118 | 126 | 93.65% |
2005-02-28 | 8 | 116 | 124 | 93.55% |
2005-01-31 | 8 | 117 | 125 | 93.60% |
2004-12-31 | 8 | 112 | 120 | 93.33% |
2004-11-30 | 7 | 114 | 121 | 94.21% |
2004-10-31 | 7 | 109 | 116 | 93.97% |
2004-09-30 | 7 | 100 | 107 | 93.46% |
2004-08-31 | 7 | 99 | 106 | 93.40% |
2004-07-31 | 7 | 95 | 102 | 93.14% |
2004-06-30 | 7 | 96 | 103 | 93.20% |
2004-05-31 | 7 | 92 | 99 | 92.93% |
2004-04-30 | 7 | 91 | 98 | 92.86% |
2004-03-31 | 7 | 92 | 99 | 92.93% |
2004-02-29 | 7 | 79 | 86 | 91.86% |
2004-01-31 | 5 | 75 | 80 | 93.75% |
2003-12-31 | 4 | 62 | 66 | 93.94% |
2003-11-30 | 4 | 67 | 71 | 94.37% |
2003-10-31 | 4 | 67 | 71 | 94.37% |
2003-09-30 | 4 | 66 | 70 | 94.29% |
2003-08-31 | 4 | 65 | 69 | 94.20% |
2003-07-31 | 4 | 65 | 69 | 94.20% |
2003-06-30 | 4 | 66 | 70 | 94.29% |
2003-05-31 | 5 | 66 | 71 | 92.96% |
2003-04-30 | 5 | 70 | 75 | 93.33% |
2003-03-31 | 5 | 70 | 75 | 93.33% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy