Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-19 | 52 | 916 | 968 | 94.63% |
2024-04-30 | 52 | 915 | 967 | 94.62% |
2024-03-31 | 54 | 945 | 999 | 94.59% |
2024-02-29 | 53 | 958 | 1011 | 94.76% |
2024-01-31 | 51 | 964 | 1015 | 94.98% |
2023-12-31 | 51 | 955 | 1006 | 94.93% |
2023-11-30 | 51 | 957 | 1008 | 94.94% |
2023-10-31 | 51 | 959 | 1010 | 94.95% |
2023-09-30 | 52 | 976 | 1028 | 94.94% |
2023-08-31 | 52 | 983 | 1035 | 94.98% |
2023-07-31 | 52 | 958 | 1010 | 94.85% |
2023-06-30 | 53 | 943 | 996 | 94.68% |
2023-05-31 | 53 | 945 | 998 | 94.69% |
2023-04-30 | 57 | 993 | 1050 | 94.57% |
2023-03-31 | 59 | 979 | 1038 | 94.32% |
2023-02-28 | 60 | 984 | 1044 | 94.25% |
2023-01-31 | 62 | 968 | 1030 | 93.98% |
2022-12-31 | 62 | 973 | 1035 | 94.01% |
2022-11-30 | 63 | 982 | 1045 | 93.97% |
2022-10-31 | 63 | 994 | 1057 | 94.04% |
2022-09-30 | 63 | 983 | 1046 | 93.98% |
2022-08-31 | 62 | 958 | 1020 | 93.92% |
2022-07-31 | 61 | 962 | 1023 | 94.04% |
2022-06-30 | 59 | 960 | 1019 | 94.21% |
2022-05-31 | 56 | 967 | 1023 | 94.53% |
2022-04-30 | 56 | 962 | 1018 | 94.50% |
2022-03-31 | 55 | 968 | 1023 | 94.62% |
2022-02-28 | 53 | 965 | 1018 | 94.79% |
2022-01-31 | 52 | 975 | 1027 | 94.94% |
2021-12-31 | 53 | 980 | 1033 | 94.87% |
2021-11-30 | 52 | 980 | 1032 | 94.96% |
2021-10-31 | 50 | 988 | 1038 | 95.18% |
2021-09-30 | 50 | 977 | 1027 | 95.13% |
2021-08-31 | 48 | 970 | 1018 | 95.28% |
2021-07-31 | 47 | 945 | 992 | 95.26% |
2021-06-30 | 46 | 940 | 986 | 95.33% |
2021-05-31 | 48 | 919 | 967 | 95.04% |
2021-04-30 | 48 | 910 | 958 | 94.99% |
2021-03-31 | 48 | 915 | 963 | 95.02% |
2021-02-28 | 47 | 916 | 963 | 95.12% |
2021-01-31 | 49 | 929 | 978 | 94.99% |
2020-12-31 | 48 | 941 | 989 | 95.15% |
2020-11-30 | 50 | 938 | 988 | 94.94% |
2020-10-31 | 48 | 944 | 992 | 95.16% |
2020-09-30 | 48 | 924 | 972 | 95.06% |
2020-08-31 | 48 | 921 | 969 | 95.05% |
2020-07-31 | 48 | 921 | 969 | 95.05% |
2020-06-30 | 47 | 921 | 968 | 95.14% |
2020-05-31 | 47 | 922 | 969 | 95.15% |
2020-04-30 | 47 | 910 | 957 | 95.09% |
2020-03-31 | 45 | 915 | 960 | 95.31% |
2020-02-29 | 44 | 929 | 973 | 95.48% |
2020-01-31 | 44 | 925 | 969 | 95.46% |
2019-12-31 | 41 | 925 | 966 | 95.76% |
2019-11-30 | 42 | 937 | 979 | 95.71% |
2019-10-31 | 41 | 942 | 983 | 95.83% |
2019-09-30 | 42 | 947 | 989 | 95.75% |
2019-08-31 | 42 | 947 | 989 | 95.75% |
2019-07-31 | 44 | 933 | 977 | 95.50% |
2019-06-30 | 44 | 911 | 955 | 95.39% |
2019-05-31 | 44 | 928 | 972 | 95.47% |
2019-04-30 | 45 | 948 | 993 | 95.47% |
2019-03-31 | 45 | 949 | 994 | 95.47% |
2019-02-28 | 44 | 947 | 991 | 95.56% |
2019-01-31 | 44 | 945 | 989 | 95.55% |
2018-12-31 | 43 | 938 | 981 | 95.62% |
2018-11-30 | 43 | 950 | 993 | 95.67% |
2018-10-31 | 44 | 943 | 987 | 95.54% |
2018-09-30 | 44 | 929 | 973 | 95.48% |
2018-08-31 | 44 | 926 | 970 | 95.46% |
2018-07-31 | 43 | 923 | 966 | 95.55% |
2018-06-30 | 42 | 887 | 929 | 95.48% |
2018-05-31 | 40 | 899 | 939 | 95.74% |
2018-04-30 | 39 | 896 | 935 | 95.83% |
2018-03-31 | 37 | 895 | 932 | 96.03% |
2018-02-28 | 36 | 897 | 933 | 96.14% |
2018-01-31 | 37 | 907 | 944 | 96.08% |
2017-12-31 | 36 | 905 | 941 | 96.17% |
2017-11-30 | 37 | 911 | 948 | 96.10% |
2017-10-31 | 36 | 902 | 938 | 96.16% |
2017-09-30 | 33 | 908 | 941 | 96.49% |
2017-08-31 | 32 | 905 | 937 | 96.58% |
2017-07-31 | 32 | 889 | 921 | 96.53% |
2017-06-30 | 32 | 882 | 914 | 96.50% |
2017-05-31 | 32 | 884 | 916 | 96.51% |
2017-04-30 | 34 | 888 | 922 | 96.31% |
2017-03-31 | 34 | 893 | 927 | 96.33% |
2017-02-28 | 35 | 898 | 933 | 96.25% |
2017-01-31 | 36 | 900 | 936 | 96.15% |
2016-12-31 | 35 | 907 | 942 | 96.28% |
2016-11-30 | 35 | 903 | 938 | 96.27% |
2016-10-31 | 35 | 914 | 949 | 96.31% |
2016-09-30 | 35 | 910 | 945 | 96.30% |
2016-08-31 | 35 | 914 | 949 | 96.31% |
2016-07-31 | 35 | 908 | 943 | 96.29% |
2016-06-30 | 36 | 892 | 928 | 96.12% |
2016-05-31 | 36 | 892 | 928 | 96.12% |
2016-04-30 | 36 | 912 | 948 | 96.20% |
2016-03-31 | 36 | 916 | 952 | 96.22% |
2016-02-29 | 36 | 918 | 954 | 96.23% |
2016-01-31 | 36 | 933 | 969 | 96.28% |
2015-12-31 | 37 | 951 | 988 | 96.26% |
2015-11-30 | 35 | 973 | 1008 | 96.53% |
2015-10-31 | 36 | 979 | 1015 | 96.45% |
2015-09-30 | 37 | 959 | 996 | 96.29% |
2015-08-31 | 37 | 958 | 995 | 96.28% |
2015-07-31 | 37 | 937 | 974 | 96.20% |
2015-06-30 | 38 | 919 | 957 | 96.03% |
2015-05-31 | 38 | 905 | 943 | 95.97% |
2015-04-30 | 38 | 906 | 944 | 95.97% |
2015-03-31 | 38 | 915 | 953 | 96.01% |
2015-02-28 | 38 | 921 | 959 | 96.04% |
2015-01-31 | 38 | 919 | 957 | 96.03% |
2014-12-31 | 39 | 912 | 951 | 95.90% |
2014-11-30 | 37 | 919 | 956 | 96.13% |
2014-10-31 | 36 | 923 | 959 | 96.25% |
2014-09-30 | 36 | 916 | 952 | 96.22% |
2014-08-31 | 37 | 910 | 947 | 96.09% |
2014-07-31 | 37 | 902 | 939 | 96.06% |
2014-06-30 | 37 | 880 | 917 | 95.97% |
2014-05-31 | 36 | 889 | 925 | 96.11% |
2014-04-30 | 35 | 899 | 934 | 96.25% |
2014-03-31 | 36 | 915 | 951 | 96.21% |
2014-02-28 | 37 | 909 | 946 | 96.09% |
2014-01-31 | 36 | 900 | 936 | 96.15% |
2013-12-31 | 36 | 897 | 933 | 96.14% |
2013-11-30 | 36 | 900 | 936 | 96.15% |
2013-10-31 | 34 | 900 | 934 | 96.36% |
2013-09-30 | 34 | 897 | 931 | 96.35% |
2013-08-31 | 34 | 895 | 929 | 96.34% |
2013-07-31 | 35 | 900 | 935 | 96.26% |
2013-06-30 | 33 | 892 | 925 | 96.43% |
2013-05-31 | 33 | 899 | 932 | 96.46% |
2013-04-30 | 34 | 898 | 932 | 96.35% |
2013-03-31 | 35 | 902 | 937 | 96.26% |
2013-02-28 | 37 | 914 | 951 | 96.11% |
2013-01-31 | 38 | 915 | 953 | 96.01% |
2012-12-31 | 39 | 960 | 999 | 96.10% |
2012-11-30 | 38 | 964 | 1002 | 96.21% |
2012-10-31 | 37 | 968 | 1005 | 96.32% |
2012-09-30 | 37 | 973 | 1010 | 96.34% |
2012-08-31 | 37 | 963 | 1000 | 96.30% |
2012-07-31 | 37 | 978 | 1015 | 96.35% |
2012-06-30 | 37 | 953 | 990 | 96.26% |
2012-05-31 | 37 | 962 | 999 | 96.30% |
2012-04-30 | 35 | 1198 | 1233 | 97.16% |
2012-03-31 | 35 | 1210 | 1245 | 97.19% |
2012-02-29 | 34 | 1217 | 1251 | 97.28% |
2012-01-31 | 34 | 1222 | 1256 | 97.29% |
2011-12-31 | 34 | 1263 | 1297 | 97.38% |
2011-11-30 | 33 | 1267 | 1300 | 97.46% |
2011-10-31 | 31 | 1262 | 1293 | 97.60% |
2011-09-30 | 26 | 1269 | 1295 | 97.99% |
2011-08-31 | 28 | 1248 | 1276 | 97.81% |
2011-07-31 | 27 | 1216 | 1243 | 97.83% |
2011-06-30 | 29 | 1186 | 1215 | 97.61% |
2011-05-31 | 30 | 1178 | 1208 | 97.52% |
2011-04-30 | 30 | 1174 | 1204 | 97.51% |
2011-03-31 | 29 | 1174 | 1203 | 97.59% |
2011-02-28 | 26 | 1169 | 1195 | 97.82% |
2011-01-31 | 26 | 1173 | 1199 | 97.83% |
2010-12-31 | 26 | 1163 | 1189 | 97.81% |
2010-11-30 | 26 | 1159 | 1185 | 97.81% |
2010-10-31 | 24 | 1161 | 1185 | 97.97% |
2010-09-30 | 20 | 1167 | 1187 | 98.32% |
2010-08-31 | 21 | 1159 | 1180 | 98.22% |
2010-07-31 | 21 | 1154 | 1175 | 98.21% |
2010-06-30 | 21 | 1112 | 1133 | 98.15% |
2010-05-31 | 23 | 1090 | 1113 | 97.93% |
2010-04-30 | 23 | 1066 | 1089 | 97.89% |
2010-03-31 | 22 | 1054 | 1076 | 97.96% |
2010-02-28 | 21 | 1051 | 1072 | 98.04% |
2010-01-31 | 19 | 1041 | 1060 | 98.21% |
2009-12-31 | 18 | 1019 | 1037 | 98.26% |
2009-11-30 | 18 | 1006 | 1024 | 98.24% |
2009-10-31 | 18 | 999 | 1017 | 98.23% |
2009-09-30 | 19 | 988 | 1007 | 98.11% |
2009-08-31 | 20 | 984 | 1004 | 98.01% |
2009-07-31 | 20 | 969 | 989 | 97.98% |
2009-06-30 | 20 | 967 | 987 | 97.97% |
2009-05-31 | 20 | 972 | 992 | 97.98% |
2009-04-30 | 21 | 969 | 990 | 97.88% |
2009-03-31 | 20 | 959 | 979 | 97.96% |
2009-02-28 | 19 | 990 | 1009 | 98.12% |
2009-01-31 | 20 | 1032 | 1052 | 98.10% |
2008-12-31 | 20 | 1032 | 1052 | 98.10% |
2008-11-30 | 20 | 1034 | 1054 | 98.10% |
2008-10-31 | 22 | 1112 | 1134 | 98.06% |
2008-09-30 | 22 | 1110 | 1132 | 98.06% |
2008-08-31 | 22 | 1092 | 1114 | 98.03% |
2008-07-31 | 22 | 1063 | 1085 | 97.97% |
2008-06-30 | 19 | 1042 | 1061 | 98.21% |
2008-05-31 | 21 | 1040 | 1061 | 98.02% |
2008-04-30 | 21 | 1039 | 1060 | 98.02% |
2008-03-31 | 21 | 1028 | 1049 | 98.00% |
2008-02-29 | 19 | 1023 | 1042 | 98.18% |
2008-01-31 | 18 | 1030 | 1048 | 98.28% |
2007-12-31 | 19 | 1012 | 1031 | 98.16% |
2007-11-30 | 19 | 1006 | 1025 | 98.15% |
2007-10-31 | 18 | 985 | 1003 | 98.21% |
2007-09-30 | 18 | 963 | 981 | 98.17% |
2007-08-31 | 16 | 905 | 921 | 98.26% |
2007-07-31 | 16 | 870 | 886 | 98.19% |
2007-06-30 | 16 | 830 | 846 | 98.11% |
2007-05-31 | 17 | 809 | 826 | 97.94% |
2007-04-30 | 17 | 782 | 799 | 97.87% |
2007-03-31 | 18 | 771 | 789 | 97.72% |
2007-02-28 | 18 | 757 | 775 | 97.68% |
2007-01-31 | 17 | 749 | 766 | 97.78% |
2006-12-31 | 16 | 745 | 761 | 97.90% |
2006-11-30 | 15 | 752 | 767 | 98.04% |
2006-10-31 | 15 | 733 | 748 | 97.99% |
2006-09-30 | 15 | 711 | 726 | 97.93% |
2006-08-31 | 14 | 693 | 707 | 98.02% |
2006-07-31 | 15 | 653 | 668 | 97.75% |
2006-06-30 | 15 | 636 | 651 | 97.70% |
2006-05-31 | 15 | 615 | 630 | 97.62% |
2006-04-30 | 15 | 607 | 622 | 97.59% |
2006-03-31 | 15 | 597 | 612 | 97.55% |
2006-02-28 | 15 | 586 | 601 | 97.50% |
2006-01-31 | 14 | 585 | 599 | 97.66% |
2005-12-31 | 14 | 586 | 600 | 97.67% |
2005-11-30 | 14 | 601 | 615 | 97.72% |
2005-10-31 | 14 | 590 | 604 | 97.68% |
2005-09-30 | 15 | 581 | 596 | 97.48% |
2005-08-31 | 15 | 562 | 577 | 97.40% |
2005-07-31 | 15 | 537 | 552 | 97.28% |
2005-06-30 | 15 | 526 | 541 | 97.23% |
2005-05-31 | 14 | 516 | 530 | 97.36% |
2005-04-30 | 14 | 510 | 524 | 97.33% |
2005-03-31 | 14 | 509 | 523 | 97.32% |
2005-02-28 | 14 | 490 | 504 | 97.22% |
2005-01-31 | 15 | 484 | 499 | 96.99% |
2004-12-31 | 14 | 483 | 497 | 97.18% |
2004-11-30 | 13 | 478 | 491 | 97.35% |
2004-10-31 | 11 | 467 | 478 | 97.70% |
2004-09-30 | 12 | 441 | 453 | 97.35% |
2004-08-31 | 13 | 420 | 433 | 97.00% |
2004-07-31 | 13 | 408 | 421 | 96.91% |
2004-06-30 | 12 | 403 | 415 | 97.11% |
2004-05-31 | 13 | 395 | 408 | 96.81% |
2004-04-30 | 13 | 396 | 409 | 96.82% |
2004-03-31 | 13 | 393 | 406 | 96.80% |
2004-02-29 | 14 | 378 | 392 | 96.43% |
2004-01-31 | 15 | 372 | 387 | 96.12% |
2003-12-31 | 15 | 380 | 395 | 96.20% |
2003-11-30 | 14 | 386 | 400 | 96.50% |
2003-10-31 | 14 | 383 | 397 | 96.47% |
2003-09-30 | 14 | 377 | 391 | 96.42% |
2003-08-31 | 12 | 370 | 382 | 96.86% |
2003-07-31 | 11 | 369 | 380 | 97.11% |
2003-06-30 | 7 | 380 | 387 | 98.19% |
2003-05-31 | 7 | 379 | 386 | 98.19% |
2003-04-30 | 7 | 372 | 379 | 98.15% |
2003-03-31 | 7 | 373 | 380 | 98.16% |
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