Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 52 916 968 94.63%
2024-04-30 52 915 967 94.62%
2024-03-31 54 945 999 94.59%
2024-02-29 53 958 1011 94.76%
2024-01-31 51 964 1015 94.98%
2023-12-31 51 955 1006 94.93%
2023-11-30 51 957 1008 94.94%
2023-10-31 51 959 1010 94.95%
2023-09-30 52 976 1028 94.94%
2023-08-31 52 983 1035 94.98%
2023-07-31 52 958 1010 94.85%
2023-06-30 53 943 996 94.68%
2023-05-31 53 945 998 94.69%
2023-04-30 57 993 1050 94.57%
2023-03-31 59 979 1038 94.32%
2023-02-28 60 984 1044 94.25%
2023-01-31 62 968 1030 93.98%
2022-12-31 62 973 1035 94.01%
2022-11-30 63 982 1045 93.97%
2022-10-31 63 994 1057 94.04%
2022-09-30 63 983 1046 93.98%
2022-08-31 62 958 1020 93.92%
2022-07-31 61 962 1023 94.04%
2022-06-30 59 960 1019 94.21%
2022-05-31 56 967 1023 94.53%
2022-04-30 56 962 1018 94.50%
2022-03-31 55 968 1023 94.62%
2022-02-28 53 965 1018 94.79%
2022-01-31 52 975 1027 94.94%
2021-12-31 53 980 1033 94.87%
2021-11-30 52 980 1032 94.96%
2021-10-31 50 988 1038 95.18%
2021-09-30 50 977 1027 95.13%
2021-08-31 48 970 1018 95.28%
2021-07-31 47 945 992 95.26%
2021-06-30 46 940 986 95.33%
2021-05-31 48 919 967 95.04%
2021-04-30 48 910 958 94.99%
2021-03-31 48 915 963 95.02%
2021-02-28 47 916 963 95.12%
2021-01-31 49 929 978 94.99%
2020-12-31 48 941 989 95.15%
2020-11-30 50 938 988 94.94%
2020-10-31 48 944 992 95.16%
2020-09-30 48 924 972 95.06%
2020-08-31 48 921 969 95.05%
2020-07-31 48 921 969 95.05%
2020-06-30 47 921 968 95.14%
2020-05-31 47 922 969 95.15%
2020-04-30 47 910 957 95.09%
2020-03-31 45 915 960 95.31%
2020-02-29 44 929 973 95.48%
2020-01-31 44 925 969 95.46%
2019-12-31 41 925 966 95.76%
2019-11-30 42 937 979 95.71%
2019-10-31 41 942 983 95.83%
2019-09-30 42 947 989 95.75%
2019-08-31 42 947 989 95.75%
2019-07-31 44 933 977 95.50%
2019-06-30 44 911 955 95.39%
2019-05-31 44 928 972 95.47%
2019-04-30 45 948 993 95.47%
2019-03-31 45 949 994 95.47%
2019-02-28 44 947 991 95.56%
2019-01-31 44 945 989 95.55%
2018-12-31 43 938 981 95.62%
2018-11-30 43 950 993 95.67%
2018-10-31 44 943 987 95.54%
2018-09-30 44 929 973 95.48%
2018-08-31 44 926 970 95.46%
2018-07-31 43 923 966 95.55%
2018-06-30 42 887 929 95.48%
2018-05-31 40 899 939 95.74%
2018-04-30 39 896 935 95.83%
2018-03-31 37 895 932 96.03%
2018-02-28 36 897 933 96.14%
2018-01-31 37 907 944 96.08%
2017-12-31 36 905 941 96.17%
2017-11-30 37 911 948 96.10%
2017-10-31 36 902 938 96.16%
2017-09-30 33 908 941 96.49%
2017-08-31 32 905 937 96.58%
2017-07-31 32 889 921 96.53%
2017-06-30 32 882 914 96.50%
2017-05-31 32 884 916 96.51%
2017-04-30 34 888 922 96.31%
2017-03-31 34 893 927 96.33%
2017-02-28 35 898 933 96.25%
2017-01-31 36 900 936 96.15%
2016-12-31 35 907 942 96.28%
2016-11-30 35 903 938 96.27%
2016-10-31 35 914 949 96.31%
2016-09-30 35 910 945 96.30%
2016-08-31 35 914 949 96.31%
2016-07-31 35 908 943 96.29%
2016-06-30 36 892 928 96.12%
2016-05-31 36 892 928 96.12%
2016-04-30 36 912 948 96.20%
2016-03-31 36 916 952 96.22%
2016-02-29 36 918 954 96.23%
2016-01-31 36 933 969 96.28%
2015-12-31 37 951 988 96.26%
2015-11-30 35 973 1008 96.53%
2015-10-31 36 979 1015 96.45%
2015-09-30 37 959 996 96.29%
2015-08-31 37 958 995 96.28%
2015-07-31 37 937 974 96.20%
2015-06-30 38 919 957 96.03%
2015-05-31 38 905 943 95.97%
2015-04-30 38 906 944 95.97%
2015-03-31 38 915 953 96.01%
2015-02-28 38 921 959 96.04%
2015-01-31 38 919 957 96.03%
2014-12-31 39 912 951 95.90%
2014-11-30 37 919 956 96.13%
2014-10-31 36 923 959 96.25%
2014-09-30 36 916 952 96.22%
2014-08-31 37 910 947 96.09%
2014-07-31 37 902 939 96.06%
2014-06-30 37 880 917 95.97%
2014-05-31 36 889 925 96.11%
2014-04-30 35 899 934 96.25%
2014-03-31 36 915 951 96.21%
2014-02-28 37 909 946 96.09%
2014-01-31 36 900 936 96.15%
2013-12-31 36 897 933 96.14%
2013-11-30 36 900 936 96.15%
2013-10-31 34 900 934 96.36%
2013-09-30 34 897 931 96.35%
2013-08-31 34 895 929 96.34%
2013-07-31 35 900 935 96.26%
2013-06-30 33 892 925 96.43%
2013-05-31 33 899 932 96.46%
2013-04-30 34 898 932 96.35%
2013-03-31 35 902 937 96.26%
2013-02-28 37 914 951 96.11%
2013-01-31 38 915 953 96.01%
2012-12-31 39 960 999 96.10%
2012-11-30 38 964 1002 96.21%
2012-10-31 37 968 1005 96.32%
2012-09-30 37 973 1010 96.34%
2012-08-31 37 963 1000 96.30%
2012-07-31 37 978 1015 96.35%
2012-06-30 37 953 990 96.26%
2012-05-31 37 962 999 96.30%
2012-04-30 35 1198 1233 97.16%
2012-03-31 35 1210 1245 97.19%
2012-02-29 34 1217 1251 97.28%
2012-01-31 34 1222 1256 97.29%
2011-12-31 34 1263 1297 97.38%
2011-11-30 33 1267 1300 97.46%
2011-10-31 31 1262 1293 97.60%
2011-09-30 26 1269 1295 97.99%
2011-08-31 28 1248 1276 97.81%
2011-07-31 27 1216 1243 97.83%
2011-06-30 29 1186 1215 97.61%
2011-05-31 30 1178 1208 97.52%
2011-04-30 30 1174 1204 97.51%
2011-03-31 29 1174 1203 97.59%
2011-02-28 26 1169 1195 97.82%
2011-01-31 26 1173 1199 97.83%
2010-12-31 26 1163 1189 97.81%
2010-11-30 26 1159 1185 97.81%
2010-10-31 24 1161 1185 97.97%
2010-09-30 20 1167 1187 98.32%
2010-08-31 21 1159 1180 98.22%
2010-07-31 21 1154 1175 98.21%
2010-06-30 21 1112 1133 98.15%
2010-05-31 23 1090 1113 97.93%
2010-04-30 23 1066 1089 97.89%
2010-03-31 22 1054 1076 97.96%
2010-02-28 21 1051 1072 98.04%
2010-01-31 19 1041 1060 98.21%
2009-12-31 18 1019 1037 98.26%
2009-11-30 18 1006 1024 98.24%
2009-10-31 18 999 1017 98.23%
2009-09-30 19 988 1007 98.11%
2009-08-31 20 984 1004 98.01%
2009-07-31 20 969 989 97.98%
2009-06-30 20 967 987 97.97%
2009-05-31 20 972 992 97.98%
2009-04-30 21 969 990 97.88%
2009-03-31 20 959 979 97.96%
2009-02-28 19 990 1009 98.12%
2009-01-31 20 1032 1052 98.10%
2008-12-31 20 1032 1052 98.10%
2008-11-30 20 1034 1054 98.10%
2008-10-31 22 1112 1134 98.06%
2008-09-30 22 1110 1132 98.06%
2008-08-31 22 1092 1114 98.03%
2008-07-31 22 1063 1085 97.97%
2008-06-30 19 1042 1061 98.21%
2008-05-31 21 1040 1061 98.02%
2008-04-30 21 1039 1060 98.02%
2008-03-31 21 1028 1049 98.00%
2008-02-29 19 1023 1042 98.18%
2008-01-31 18 1030 1048 98.28%
2007-12-31 19 1012 1031 98.16%
2007-11-30 19 1006 1025 98.15%
2007-10-31 18 985 1003 98.21%
2007-09-30 18 963 981 98.17%
2007-08-31 16 905 921 98.26%
2007-07-31 16 870 886 98.19%
2007-06-30 16 830 846 98.11%
2007-05-31 17 809 826 97.94%
2007-04-30 17 782 799 97.87%
2007-03-31 18 771 789 97.72%
2007-02-28 18 757 775 97.68%
2007-01-31 17 749 766 97.78%
2006-12-31 16 745 761 97.90%
2006-11-30 15 752 767 98.04%
2006-10-31 15 733 748 97.99%
2006-09-30 15 711 726 97.93%
2006-08-31 14 693 707 98.02%
2006-07-31 15 653 668 97.75%
2006-06-30 15 636 651 97.70%
2006-05-31 15 615 630 97.62%
2006-04-30 15 607 622 97.59%
2006-03-31 15 597 612 97.55%
2006-02-28 15 586 601 97.50%
2006-01-31 14 585 599 97.66%
2005-12-31 14 586 600 97.67%
2005-11-30 14 601 615 97.72%
2005-10-31 14 590 604 97.68%
2005-09-30 15 581 596 97.48%
2005-08-31 15 562 577 97.40%
2005-07-31 15 537 552 97.28%
2005-06-30 15 526 541 97.23%
2005-05-31 14 516 530 97.36%
2005-04-30 14 510 524 97.33%
2005-03-31 14 509 523 97.32%
2005-02-28 14 490 504 97.22%
2005-01-31 15 484 499 96.99%
2004-12-31 14 483 497 97.18%
2004-11-30 13 478 491 97.35%
2004-10-31 11 467 478 97.70%
2004-09-30 12 441 453 97.35%
2004-08-31 13 420 433 97.00%
2004-07-31 13 408 421 96.91%
2004-06-30 12 403 415 97.11%
2004-05-31 13 395 408 96.81%
2004-04-30 13 396 409 96.82%
2004-03-31 13 393 406 96.80%
2004-02-29 14 378 392 96.43%
2004-01-31 15 372 387 96.12%
2003-12-31 15 380 395 96.20%
2003-11-30 14 386 400 96.50%
2003-10-31 14 383 397 96.47%
2003-09-30 14 377 391 96.42%
2003-08-31 12 370 382 96.86%
2003-07-31 11 369 380 97.11%
2003-06-30 7 380 387 98.19%
2003-05-31 7 379 386 98.19%
2003-04-30 7 372 379 98.15%
2003-03-31 7 373 380 98.16%

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