KGI ASIA LIMITED 凱基證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 26 | 412 | 438 | 94.06% |
| 2023-12-31 | 25 | 421 | 446 | 94.39% |
| 2022-12-31 | 25 | 441 | 466 | 94.64% |
| 2021-12-31 | 24 | 552 | 576 | 95.83% |
| 2020-12-31 | 25 | 613 | 638 | 96.08% |
| 2019-12-31 | 25 | 715 | 740 | 96.62% |
| 2018-12-31 | 20 | 755 | 775 | 97.42% |
| 2017-12-31 | 19 | 767 | 786 | 97.58% |
| 2016-12-31 | 19 | 753 | 772 | 97.54% |
| 2015-12-31 | 14 | 747 | 761 | 98.16% |
| 2014-12-31 | 14 | 682 | 696 | 97.99% |
| 2013-12-31 | 15 | 595 | 610 | 97.54% |
| 2012-12-31 | 13 | 529 | 542 | 97.60% |
| 2011-12-31 | 15 | 490 | 505 | 97.03% |
| 2010-12-31 | 13 | 481 | 494 | 97.37% |
| 2009-12-31 | 15 | 432 | 447 | 96.64% |
| 2008-12-31 | 16 | 353 | 369 | 95.66% |
| 2007-12-31 | 11 | 283 | 294 | 96.26% |
| 2006-12-31 | 13 | 237 | 250 | 94.80% |
| 2005-12-31 | 9 | 200 | 209 | 95.69% |
| 2004-12-31 | 7 | 168 | 175 | 96.00% |
| 2003-12-31 | 4 | 147 | 151 | 97.35% |
| 2003-03-31 | 3 | 164 | 167 | 98.20% |
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