FIRST SECURITIES (HK) LIMITED 第一證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 8 | 56 | 64 | 87.50% |
| 2023-12-31 | 7 | 57 | 64 | 89.06% |
| 2022-12-31 | 7 | 57 | 64 | 89.06% |
| 2021-12-31 | 7 | 55 | 62 | 88.71% |
| 2020-12-31 | 6 | 57 | 63 | 90.48% |
| 2019-12-31 | 6 | 56 | 62 | 90.32% |
| 2018-12-31 | 7 | 53 | 60 | 88.33% |
| 2017-12-31 | 7 | 41 | 48 | 85.42% |
| 2016-12-31 | 7 | 36 | 43 | 83.72% |
| 2015-12-31 | 6 | 31 | 37 | 83.78% |
| 2014-12-31 | 6 | 28 | 34 | 82.35% |
| 2013-12-31 | 7 | 24 | 31 | 77.42% |
| 2012-12-31 | 7 | 22 | 29 | 75.86% |
| 2011-12-31 | 7 | 16 | 23 | 69.57% |
| 2010-12-31 | 6 | 10 | 16 | 62.50% |
| 2009-12-31 | 5 | 11 | 16 | 68.75% |
| 2008-12-31 | 4 | 5 | 9 | 55.56% |
| 2007-12-31 | 3 | 6 | 9 | 66.67% |
| 2006-12-31 | 2 | 8 | 10 | 80.00% |
| 2005-12-31 | 2 | 4 | 6 | 66.67% |
| 2004-12-31 | 2 | 5 | 7 | 71.43% |
| 2003-12-31 | 5 | 10 | 15 | 66.67% |
| 2003-03-31 | 2 | 9 | 11 | 81.82% |
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