Quam Securities Limited 華富建業證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 12 104 116 89.66%
2024-04-30 13 105 118 88.98%
2024-03-31 13 105 118 88.98%
2024-02-29 13 108 121 89.26%
2024-01-31 13 109 122 89.34%
2023-12-31 13 108 121 89.26%
2023-11-30 13 116 129 89.92%
2023-10-31 12 117 129 90.70%
2023-09-30 12 117 129 90.70%
2023-08-31 12 121 133 90.98%
2023-07-31 11 123 134 91.79%
2023-06-30 11 124 135 91.85%
2023-05-31 11 125 136 91.91%
2023-04-30 11 125 136 91.91%
2023-03-31 12 122 134 91.04%
2023-02-28 12 122 134 91.04%
2023-01-31 12 123 135 91.11%
2022-12-31 12 125 137 91.24%
2022-11-30 12 127 139 91.37%
2022-10-31 12 125 137 91.24%
2022-09-30 12 125 137 91.24%
2022-08-31 12 125 137 91.24%
2022-07-31 12 128 140 91.43%
2022-06-30 12 128 140 91.43%
2022-05-31 12 132 144 91.67%
2022-04-30 12 133 145 91.72%
2022-03-31 13 132 145 91.03%
2022-02-28 15 132 147 89.80%
2022-01-31 17 140 157 89.17%
2021-12-31 17 142 159 89.31%
2021-11-30 17 143 160 89.38%
2021-10-31 16 144 160 90.00%
2021-09-30 16 143 159 89.94%
2021-08-31 16 145 161 90.06%
2021-07-31 16 146 162 90.12%
2021-06-30 16 149 165 90.30%
2021-05-31 16 151 167 90.42%
2021-04-30 18 152 170 89.41%
2021-03-31 18 148 166 89.16%
2021-02-28 18 147 165 89.09%
2021-01-31 18 147 165 89.09%
2020-12-31 18 147 165 89.09%
2020-11-30 16 148 164 90.24%
2020-10-31 16 145 161 90.06%
2020-09-30 15 149 164 90.85%
2020-08-31 14 158 172 91.86%
2020-07-31 14 160 174 91.95%
2020-06-30 14 161 175 92.00%
2020-05-31 14 158 172 91.86%
2020-04-30 12 159 171 92.98%
2020-03-31 12 162 174 93.10%
2020-02-29 15 164 179 91.62%
2020-01-31 15 159 174 91.38%
2019-12-31 14 159 173 91.91%
2019-11-30 16 154 170 90.59%
2019-10-31 16 154 170 90.59%
2019-09-30 16 159 175 90.86%
2019-08-31 15 161 176 91.48%
2019-07-31 14 160 174 91.95%
2019-06-30 14 161 175 92.00%
2019-05-31 14 161 175 92.00%
2019-04-30 14 162 176 92.05%
2019-03-31 14 163 177 92.09%
2019-02-28 14 162 176 92.05%
2019-01-31 14 158 172 91.86%
2018-12-31 13 159 172 92.44%
2018-11-30 13 157 170 92.35%
2018-10-31 14 157 171 91.81%
2018-09-30 12 158 170 92.94%
2018-08-31 13 160 173 92.49%
2018-07-31 13 158 171 92.40%
2018-06-30 13 158 171 92.40%
2018-05-31 12 153 165 92.73%
2018-04-30 12 154 166 92.77%
2018-03-31 12 149 161 92.55%
2018-02-28 12 151 163 92.64%
2018-01-31 12 176 188 93.62%
2017-12-31 10 174 184 94.57%
2017-11-30 10 176 186 94.62%
2017-10-31 10 175 185 94.59%
2017-09-30 12 174 186 93.55%
2017-08-31 11 178 189 94.18%
2017-07-31 11 177 188 94.15%
2017-06-30 11 178 189 94.18%
2017-05-31 11 175 186 94.09%
2017-04-30 12 174 186 93.55%
2017-03-31 12 178 190 93.68%
2017-02-28 12 185 197 93.91%
2017-01-31 12 183 195 93.85%
2016-12-31 12 185 197 93.91%
2016-11-30 11 184 195 94.36%
2016-10-31 11 185 196 94.39%
2016-09-30 11 186 197 94.42%
2016-08-31 11 182 193 94.30%
2016-07-31 10 185 195 94.87%
2016-06-30 10 185 195 94.87%
2016-05-31 11 186 197 94.42%
2016-04-30 17 196 213 92.02%
2016-03-31 18 202 220 91.82%
2016-02-29 19 204 223 91.48%
2016-01-31 14 206 220 93.64%
2015-12-31 14 201 215 93.49%
2015-11-30 14 200 214 93.46%
2015-10-31 14 198 212 93.40%
2015-09-30 13 199 212 93.87%
2015-08-31 13 218 231 94.37%
2015-07-31 14 213 227 93.83%
2015-06-30 14 217 231 93.94%
2015-05-31 14 219 233 93.99%
2015-04-30 14 220 234 94.02%
2015-03-31 14 223 237 94.09%
2015-02-28 14 226 240 94.17%
2015-01-31 14 227 241 94.19%
2014-12-31 13 242 255 94.90%
2014-11-30 13 240 253 94.86%
2014-10-31 13 240 253 94.86%
2014-09-30 12 240 252 95.24%
2014-08-31 11 239 250 95.60%
2014-07-31 11 240 251 95.62%
2014-06-30 11 242 253 95.65%
2014-05-31 11 240 251 95.62%
2014-04-30 11 245 256 95.70%
2014-03-31 10 247 257 96.11%
2014-02-28 10 250 260 96.15%
2014-01-31 10 251 261 96.17%
2013-12-31 11 252 263 95.82%
2013-11-30 10 251 261 96.17%
2013-10-31 10 250 260 96.15%
2013-09-30 10 245 255 96.08%
2013-08-31 10 241 251 96.02%
2013-07-31 10 238 248 95.97%
2013-06-30 10 236 246 95.93%
2013-05-31 9 243 252 96.43%
2013-04-30 9 246 255 96.47%
2013-03-31 9 241 250 96.40%
2013-02-28 9 240 249 96.39%
2013-01-31 9 239 248 96.37%
2012-12-31 9 238 247 96.36%
2012-11-30 9 239 248 96.37%
2012-10-31 9 237 246 96.34%
2012-09-30 10 228 238 95.80%
2012-08-31 10 224 234 95.73%
2012-07-31 10 223 233 95.71%
2012-06-30 9 222 231 96.10%
2012-05-31 9 220 229 96.07%
2012-04-30 9 218 227 96.04%
2012-03-31 9 213 222 95.95%
2012-02-29 9 207 216 95.83%
2012-01-31 9 201 210 95.71%
2011-12-31 9 199 208 95.67%
2011-11-30 10 200 210 95.24%
2011-10-31 10 198 208 95.19%
2011-09-30 9 197 206 95.63%
2011-08-31 9 196 205 95.61%
2011-07-31 9 188 197 95.43%
2011-06-30 8 184 192 95.83%
2011-05-31 8 177 185 95.68%
2011-04-30 8 169 177 95.48%
2011-03-31 7 155 162 95.68%
2011-02-28 6 155 161 96.27%
2011-01-31 6 144 150 96.00%
2010-12-31 6 138 144 95.83%
2010-11-30 6 131 137 95.62%
2010-10-31 6 124 130 95.38%
2010-09-30 6 118 124 95.16%
2010-08-31 6 113 119 94.96%
2010-07-31 6 115 121 95.04%
2010-06-30 6 97 103 94.17%
2010-05-31 6 92 98 93.88%
2010-04-30 6 90 96 93.75%
2010-03-31 6 89 95 93.68%
2010-02-28 6 92 98 93.88%
2010-01-31 6 89 95 93.68%
2009-12-31 6 83 89 93.26%
2009-11-30 6 81 87 93.10%
2009-10-31 6 81 87 93.10%
2009-09-30 6 80 86 93.02%
2009-08-31 6 79 85 92.94%
2009-07-31 6 79 85 92.94%
2009-06-30 7 80 87 91.95%
2009-05-31 7 78 85 91.76%
2009-04-30 7 78 85 91.76%
2009-03-31 7 79 86 91.86%
2009-02-28 7 80 87 91.95%
2009-01-31 7 76 83 91.57%
2008-12-31 7 72 79 91.14%
2008-11-30 7 72 79 91.14%
2008-10-31 7 67 74 90.54%
2008-09-30 7 67 74 90.54%
2008-08-31 7 66 73 90.41%
2008-07-31 7 61 68 89.71%
2008-06-30 8 60 68 88.24%
2008-05-31 8 58 66 87.88%
2008-04-30 8 61 69 88.41%
2008-03-31 8 59 67 88.06%
2008-02-29 8 57 65 87.69%
2008-01-31 7 58 65 89.23%
2007-12-31 7 53 60 88.33%
2007-11-30 7 53 60 88.33%
2007-10-31 7 48 55 87.27%
2007-09-30 7 52 59 88.14%
2007-08-31 6 51 57 89.47%
2007-07-31 8 50 58 86.21%
2007-06-30 8 43 51 84.31%
2007-05-31 8 42 50 84.00%
2007-04-30 7 44 51 86.27%
2007-03-31 7 44 51 86.27%
2007-02-28 7 44 51 86.27%
2007-01-31 7 80 87 91.95%
2006-12-31 7 90 97 92.78%
2006-11-30 7 90 97 92.78%
2006-10-31 7 90 97 92.78%
2006-09-30 7 93 100 93.00%
2006-08-31 7 91 98 92.86%
2006-07-31 7 92 99 92.93%
2006-06-30 7 92 99 92.93%
2006-05-31 6 91 97 93.81%
2006-04-30 6 90 96 93.75%
2006-03-31 5 91 96 94.79%
2006-02-28 5 86 91 94.51%
2006-01-31 5 78 83 93.98%
2005-12-31 4 80 84 95.24%
2005-11-30 5 79 84 94.05%
2005-10-31 5 75 80 93.75%
2005-09-30 5 73 78 93.59%
2005-08-31 5 69 74 93.24%
2005-07-31 5 63 68 92.65%
2005-06-30 5 62 67 92.54%
2005-05-31 3 60 63 95.24%
2005-04-30 3 61 64 95.31%
2005-03-31 3 53 56 94.64%
2005-02-28 3 49 52 94.23%
2005-01-31 3 48 51 94.12%
2004-12-31 3 42 45 93.33%
2004-11-30 3 41 44 93.18%
2004-10-31 3 36 39 92.31%
2004-09-30 5 36 41 87.80%
2004-08-31 5 36 41 87.80%
2004-07-31 5 36 41 87.80%
2004-06-30 5 36 41 87.80%
2004-05-31 6 36 42 85.71%
2004-04-30 4 40 44 90.91%
2004-03-31 4 39 43 90.70%
2004-02-29 4 35 39 89.74%
2004-01-31 4 36 40 90.00%
2003-12-31 4 36 40 90.00%
2003-11-30 4 34 38 89.47%
2003-10-31 4 35 39 89.74%
2003-09-30 4 30 34 88.24%
2003-08-31 4 28 32 87.50%
2003-07-31 4 27 31 87.10%
2003-06-30 4 28 32 87.50%
2003-05-31 4 27 31 87.10%
2003-04-30 4 27 31 87.10%
2003-03-31 3 29 32 90.63%

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