SINOPAC SECURITIES (ASIA) LIMITED 永豐金證券(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-17 13 199 212 93.87%
2024-04-30 13 199 212 93.87%
2024-03-31 13 194 207 93.72%
2024-02-29 13 195 208 93.75%
2024-01-31 14 190 204 93.14%
2023-12-31 14 189 203 93.10%
2023-11-30 14 190 204 93.14%
2023-10-31 13 187 200 93.50%
2023-09-30 13 187 200 93.50%
2023-08-31 13 180 193 93.26%
2023-07-31 13 173 186 93.01%
2023-06-30 13 168 181 92.82%
2023-05-31 14 166 180 92.22%
2023-04-30 13 168 181 92.82%
2023-03-31 11 170 181 93.92%
2023-02-28 9 172 181 95.03%
2023-01-31 9 172 181 95.03%
2022-12-31 9 171 180 95.00%
2022-11-30 7 171 178 96.07%
2022-10-31 7 172 179 96.09%
2022-09-30 7 169 176 96.02%
2022-08-31 8 171 179 95.53%
2022-07-31 8 172 180 95.56%
2022-06-30 8 173 181 95.58%
2022-05-31 7 173 180 96.11%
2022-04-30 8 173 181 95.58%
2022-03-31 8 172 180 95.56%
2022-02-28 8 175 183 95.63%
2022-01-31 8 177 185 95.68%
2021-12-31 8 177 185 95.68%
2021-11-30 9 177 186 95.16%
2021-10-31 9 175 184 95.11%
2021-09-30 9 176 185 95.14%
2021-08-31 9 177 186 95.16%
2021-07-31 10 180 190 94.74%
2021-06-30 10 179 189 94.71%
2021-05-31 10 179 189 94.71%
2021-04-30 10 177 187 94.65%
2021-03-31 10 175 185 94.59%
2021-02-28 11 176 187 94.12%
2021-01-31 11 176 187 94.12%
2020-12-31 12 177 189 93.65%
2020-11-30 13 175 188 93.09%
2020-10-31 13 173 186 93.01%
2020-09-30 12 173 185 93.51%
2020-08-31 12 172 184 93.48%
2020-07-31 12 170 182 93.41%
2020-06-30 12 169 181 93.37%
2020-05-31 12 168 180 93.33%
2020-04-30 13 169 182 92.86%
2020-03-31 13 168 181 92.82%
2020-02-29 13 168 181 92.82%
2020-01-31 15 169 184 91.85%
2019-12-31 14 171 185 92.43%
2019-11-30 14 176 190 92.63%
2019-10-31 14 183 197 92.89%
2019-09-30 14 184 198 92.93%
2019-08-31 14 183 197 92.89%
2019-07-31 13 185 198 93.43%
2019-06-30 13 186 199 93.47%
2019-05-31 13 186 199 93.47%
2019-04-30 14 185 199 92.96%
2019-03-31 14 184 198 92.93%
2019-02-28 14 186 200 93.00%
2019-01-31 14 186 200 93.00%
2018-12-31 14 188 202 93.07%
2018-11-30 14 188 202 93.07%
2018-10-31 13 188 201 93.53%
2018-09-30 12 185 197 93.91%
2018-08-31 12 186 198 93.94%
2018-07-31 13 190 203 93.60%
2018-06-30 13 192 205 93.66%
2018-05-31 12 195 207 94.20%
2018-04-30 13 197 210 93.81%
2018-03-31 12 200 212 94.34%
2018-02-28 13 204 217 94.01%
2018-01-31 13 206 219 94.06%
2017-12-31 13 207 220 94.09%
2017-11-30 13 213 226 94.25%
2017-10-31 13 217 230 94.35%
2017-09-30 13 219 232 94.40%
2017-08-31 15 222 237 93.67%
2017-07-31 15 226 241 93.78%
2017-06-30 15 230 245 93.88%
2017-05-31 16 228 244 93.44%
2017-04-30 17 227 244 93.03%
2017-03-31 17 228 245 93.06%
2017-02-28 17 234 251 93.23%
2017-01-31 10 94 104 90.38%
2016-12-31 10 93 103 90.29%
2016-11-30 9 93 102 91.18%
2016-10-31 8 94 102 92.16%
2016-09-30 8 91 99 91.92%
2016-08-31 8 91 99 91.92%
2016-07-31 9 90 99 90.91%
2016-06-30 9 92 101 91.09%
2016-05-31 8 77 85 90.59%
2016-04-30 8 77 85 90.59%
2016-03-31 8 75 83 90.36%
2016-02-29 8 75 83 90.36%
2016-01-31 8 72 80 90.00%
2015-12-31 9 74 83 89.16%
2015-11-30 10 71 81 87.65%
2015-10-31 9 73 82 89.02%
2015-09-30 9 70 79 88.61%
2015-08-31 9 70 79 88.61%
2015-07-31 11 69 80 86.25%
2015-06-30 11 69 80 86.25%
2015-05-31 11 71 82 86.59%
2015-04-30 11 72 83 86.75%
2015-03-31 11 76 87 87.36%
2015-02-28 11 76 87 87.36%
2015-01-31 11 74 85 87.06%
2014-12-31 11 74 85 87.06%
2014-11-30 11 72 83 86.75%
2014-10-31 11 70 81 86.42%
2014-09-30 11 68 79 86.08%
2014-08-31 11 72 83 86.75%
2014-07-31 11 74 85 87.06%
2014-06-30 13 75 88 85.23%
2014-05-31 14 76 90 84.44%
2014-04-30 13 76 89 85.39%
2014-03-31 13 75 88 85.23%
2014-02-28 13 74 87 85.06%
2014-01-31 14 73 87 83.91%
2013-12-31 14 71 85 83.53%
2013-11-30 14 71 85 83.53%
2013-10-31 13 73 86 84.88%
2013-09-30 13 75 88 85.23%
2013-08-31 14 75 89 84.27%
2013-07-31 13 76 89 85.39%
2013-06-30 13 75 88 85.23%
2013-05-31 13 76 89 85.39%
2013-04-30 13 76 89 85.39%
2013-03-31 12 78 90 86.67%
2013-02-28 12 77 89 86.52%
2013-01-31 12 77 89 86.52%
2012-12-31 12 74 86 86.05%
2012-11-30 10 75 85 88.24%
2012-10-31 10 74 84 88.10%
2012-09-30 10 71 81 87.65%
2012-08-31 10 71 81 87.65%
2012-07-31 9 68 77 88.31%
2012-06-30 9 69 78 88.46%
2012-05-31 12 69 81 85.19%
2012-04-30 13 70 83 84.34%
2012-03-31 14 70 84 83.33%
2012-02-29 14 71 85 83.53%
2012-01-31 14 74 88 84.09%
2011-12-31 14 74 88 84.09%
2011-11-30 14 74 88 84.09%
2011-10-31 14 76 90 84.44%
2011-09-30 10 77 87 88.51%
2011-08-31 9 74 83 89.16%
2011-07-31 9 66 75 88.00%
2011-06-30 9 63 72 87.50%
2011-05-31 10 63 73 86.30%
2011-04-30 10 62 72 86.11%
2011-03-31 9 58 67 86.57%
2011-02-28 9 59 68 86.76%
2011-01-31 10 60 70 85.71%
2010-12-31 8 62 70 88.57%
2010-11-30 9 64 73 87.67%
2010-10-31 10 63 73 86.30%
2010-09-30 9 63 72 87.50%
2010-08-31 9 62 71 87.32%
2010-07-31 8 59 67 88.06%
2010-06-30 8 57 65 87.69%
2010-05-31 8 57 65 87.69%
2010-04-30 8 60 68 88.24%
2010-03-31 8 59 67 88.06%
2010-02-28 8 61 69 88.41%
2010-01-31 8 60 68 88.24%
2009-12-31 9 57 66 86.36%
2009-11-30 9 57 66 86.36%
2009-10-31 9 55 64 85.94%
2009-09-30 9 58 67 86.57%
2009-08-31 9 59 68 86.76%
2009-07-31 9 58 67 86.57%
2009-06-30 8 64 72 88.89%
2009-05-31 7 64 71 90.14%
2009-04-30 7 64 71 90.14%
2009-03-31 7 65 72 90.28%
2009-02-28 7 65 72 90.28%
2009-01-31 7 66 73 90.41%
2008-12-31 9 64 73 87.67%
2008-11-30 9 65 74 87.84%
2008-10-31 9 63 72 87.50%
2008-09-30 9 63 72 87.50%
2008-08-31 9 64 73 87.67%
2008-07-31 9 63 72 87.50%
2008-06-30 9 60 69 86.96%
2008-05-31 8 58 66 87.88%
2008-04-30 8 51 59 86.44%
2008-03-31 8 49 57 85.96%
2008-02-29 9 47 56 83.93%
2008-01-31 10 44 54 81.48%
2007-12-31 10 39 49 79.59%
2007-11-30 10 43 53 81.13%
2007-10-31 10 43 53 81.13%
2007-09-30 9 45 54 83.33%
2007-08-31 9 47 56 83.93%
2007-07-31 9 47 56 83.93%
2007-06-30 10 49 59 83.05%
2007-05-31 10 49 59 83.05%
2007-04-30 10 49 59 83.05%
2007-03-31 11 45 56 80.36%
2007-02-28 9 45 54 83.33%
2007-01-31 9 43 52 82.69%
2006-12-31 10 42 52 80.77%
2006-11-30 10 41 51 80.39%
2006-10-31 9 40 49 81.63%
2006-09-30 9 39 48 81.25%
2006-08-31 9 40 49 81.63%
2006-07-31 9 41 50 82.00%
2006-06-30 10 45 55 81.82%
2006-05-31 11 43 54 79.63%
2006-04-30 11 39 50 78.00%
2006-03-31 11 42 53 79.25%
2006-02-28 11 43 54 79.63%
2006-01-31 12 41 53 77.36%
2005-12-31 12 42 54 77.78%
2005-11-30 10 45 55 81.82%
2005-10-31 9 47 56 83.93%
2005-09-30 9 47 56 83.93%
2005-08-31 9 46 55 83.64%
2005-07-31 9 51 60 85.00%
2005-06-30 9 52 61 85.25%
2005-05-31 7 53 60 88.33%
2005-04-30 7 52 59 88.14%
2005-03-31 7 45 52 86.54%
2005-02-28 6 48 54 88.89%
2005-01-31 6 48 54 88.89%
2004-12-31 6 47 53 88.68%
2004-11-30 7 42 49 85.71%
2004-10-31 5 44 49 89.80%
2004-09-30 5 39 44 88.64%
2004-08-31 5 39 44 88.64%
2004-07-31 7 31 38 81.58%
2004-06-30 7 29 36 80.56%
2004-05-31 7 27 34 79.41%
2004-04-30 7 27 34 79.41%
2004-03-31 7 27 34 79.41%
2004-02-29 8 25 33 75.76%
2004-01-31 7 30 37 81.08%
2003-12-31 5 34 39 87.18%
2003-11-30 5 38 43 88.37%
2003-10-31 6 35 41 85.37%
2003-09-30 6 33 39 84.62%
2003-08-31 6 33 39 84.62%
2003-07-31 5 32 37 86.49%
2003-06-30 5 32 37 86.49%
2003-05-31 5 31 36 86.11%
2003-04-30 5 29 34 85.29%
2003-03-31 5 30 35 85.71%

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