Success Securities Limited 實德證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-17 6 24 30 80.00%
2024-04-30 6 24 30 80.00%
2024-03-31 6 24 30 80.00%
2024-02-29 6 24 30 80.00%
2024-01-31 6 25 31 80.65%
2023-12-31 6 28 34 82.35%
2023-11-30 6 28 34 82.35%
2023-10-31 6 28 34 82.35%
2023-09-30 6 28 34 82.35%
2023-08-31 6 28 34 82.35%
2023-07-31 6 32 38 84.21%
2023-06-30 6 32 38 84.21%
2023-05-31 6 33 39 84.62%
2023-04-30 6 35 41 85.37%
2023-03-31 6 36 42 85.71%
2023-02-28 7 36 43 83.72%
2023-01-31 7 36 43 83.72%
2022-12-31 7 36 43 83.72%
2022-11-30 7 36 43 83.72%
2022-10-31 7 37 44 84.09%
2022-09-30 7 37 44 84.09%
2022-08-31 7 31 38 81.58%
2022-07-31 7 31 38 81.58%
2022-06-30 7 31 38 81.58%
2022-05-31 6 32 38 84.21%
2022-04-30 7 32 39 82.05%
2022-03-31 7 33 40 82.50%
2022-02-28 7 33 40 82.50%
2022-01-31 7 33 40 82.50%
2021-12-31 7 33 40 82.50%
2021-11-30 7 33 40 82.50%
2021-10-31 7 33 40 82.50%
2021-09-30 7 33 40 82.50%
2021-08-31 7 33 40 82.50%
2021-07-31 7 34 41 82.93%
2021-06-30 7 34 41 82.93%
2021-05-31 7 35 42 83.33%
2021-04-30 7 34 41 82.93%
2021-03-31 7 34 41 82.93%
2021-02-28 7 34 41 82.93%
2021-01-31 7 34 41 82.93%
2020-12-31 7 34 41 82.93%
2020-11-30 7 36 43 83.72%
2020-10-31 7 35 42 83.33%
2020-09-30 7 33 40 82.50%
2020-08-31 7 37 44 84.09%
2020-07-31 7 40 47 85.11%
2020-06-30 7 38 45 84.44%
2020-05-31 7 38 45 84.44%
2020-04-30 7 39 46 84.78%
2020-03-31 6 40 46 86.96%
2020-02-29 6 40 46 86.96%
2020-01-31 6 40 46 86.96%
2019-12-31 6 42 48 87.50%
2019-11-30 6 42 48 87.50%
2019-10-31 6 43 49 87.76%
2019-09-30 6 43 49 87.76%
2019-08-31 7 43 50 86.00%
2019-07-31 7 45 52 86.54%
2019-06-30 6 46 52 88.46%
2019-05-31 6 46 52 88.46%
2019-04-30 6 46 52 88.46%
2019-03-31 6 47 53 88.68%
2019-02-28 6 49 55 89.09%
2019-01-31 6 49 55 89.09%
2018-12-31 5 51 56 91.07%
2018-11-30 5 51 56 91.07%
2018-10-31 5 51 56 91.07%
2018-09-30 5 51 56 91.07%
2018-08-31 5 51 56 91.07%
2018-07-31 5 51 56 91.07%
2018-06-30 5 51 56 91.07%
2018-05-31 4 51 55 92.73%
2018-04-30 4 51 55 92.73%
2018-03-31 4 53 57 92.98%
2018-02-28 4 56 60 93.33%
2018-01-31 4 55 59 93.22%
2017-12-31 4 57 61 93.44%
2017-11-30 4 57 61 93.44%
2017-10-31 4 57 61 93.44%
2017-09-30 4 58 62 93.55%
2017-08-31 4 59 63 93.65%
2017-07-31 4 64 68 94.12%
2017-06-30 4 66 70 94.29%
2017-05-31 4 67 71 94.37%
2017-04-30 4 69 73 94.52%
2017-03-31 4 70 74 94.59%
2017-02-28 4 69 73 94.52%
2017-01-31 4 69 73 94.52%
2016-12-31 4 68 72 94.44%
2016-11-30 4 66 70 94.29%
2016-10-31 4 67 71 94.37%
2016-09-30 4 66 70 94.29%
2016-08-31 4 67 71 94.37%
2016-07-31 4 68 72 94.44%
2016-06-30 4 68 72 94.44%
2016-05-31 4 69 73 94.52%
2016-04-30 4 70 74 94.59%
2016-03-31 4 70 74 94.59%
2016-02-29 4 71 75 94.67%
2016-01-31 4 73 77 94.81%
2015-12-31 4 74 78 94.87%
2015-11-30 4 74 78 94.87%
2015-10-31 4 78 82 95.12%
2015-09-30 4 78 82 95.12%
2015-08-31 4 80 84 95.24%
2015-07-31 4 81 85 95.29%
2015-06-30 4 80 84 95.24%
2015-05-31 4 80 84 95.24%
2015-04-30 4 82 86 95.35%
2015-03-31 4 82 86 95.35%
2015-02-28 4 82 86 95.35%
2015-01-31 4 83 87 95.40%
2014-12-31 4 81 85 95.29%
2014-11-30 4 81 85 95.29%
2014-10-31 4 79 83 95.18%
2014-09-30 4 81 85 95.29%
2014-08-31 4 82 86 95.35%
2014-07-31 4 83 87 95.40%
2014-06-30 4 82 86 95.35%
2014-05-31 4 83 87 95.40%
2014-04-30 4 80 84 95.24%
2014-03-31 4 82 86 95.35%
2014-02-28 4 80 84 95.24%
2014-01-31 4 80 84 95.24%
2013-12-31 4 80 84 95.24%
2013-11-30 4 80 84 95.24%
2013-10-31 4 81 85 95.29%
2013-09-30 4 77 81 95.06%
2013-08-31 4 78 82 95.12%
2013-07-31 5 78 83 93.98%
2013-06-30 5 79 84 94.05%
2013-05-31 5 79 84 94.05%
2013-04-30 5 78 83 93.98%
2013-03-31 5 78 83 93.98%
2013-02-28 5 78 83 93.98%
2013-01-31 5 81 86 94.19%
2012-12-31 5 80 85 94.12%
2012-11-30 5 77 82 93.90%
2012-10-31 5 75 80 93.75%
2012-09-30 5 74 79 93.67%
2012-08-31 5 74 79 93.67%
2012-07-31 5 74 79 93.67%
2012-06-30 5 71 76 93.42%
2012-05-31 5 69 74 93.24%
2012-04-30 5 71 76 93.42%
2012-03-31 4 73 77 94.81%
2012-02-29 3 73 76 96.05%
2012-01-31 3 74 77 96.10%
2011-12-31 3 76 79 96.20%
2011-11-30 3 76 79 96.20%
2011-10-31 3 74 77 96.10%
2011-09-30 3 74 77 96.10%
2011-08-31 3 76 79 96.20%
2011-07-31 3 75 78 96.15%
2011-06-30 3 74 77 96.10%
2011-05-31 3 73 76 96.05%
2011-04-30 3 72 75 96.00%
2011-03-31 3 72 75 96.00%
2011-02-28 3 73 76 96.05%
2011-01-31 4 72 76 94.74%
2010-12-31 3 73 76 96.05%
2010-11-30 3 70 73 95.89%
2010-10-31 3 71 74 95.95%
2010-09-30 4 70 74 94.59%
2010-08-31 4 70 74 94.59%
2010-07-31 4 67 71 94.37%
2010-06-30 4 63 67 94.03%
2010-05-31 4 58 62 93.55%
2010-04-30 3 54 57 94.74%
2010-03-31 3 52 55 94.55%
2010-02-28 3 49 52 94.23%
2010-01-31 3 50 53 94.34%
2009-12-31 3 44 47 93.62%
2009-11-30 3 44 47 93.62%
2009-10-31 3 41 44 93.18%
2009-09-30 3 40 43 93.02%
2009-08-31 3 39 42 92.86%
2009-07-31 3 39 42 92.86%
2009-06-30 3 43 46 93.48%
2009-05-31 3 42 45 93.33%
2009-04-30 3 41 44 93.18%
2009-03-31 3 43 46 93.48%
2009-02-28 3 42 45 93.33%
2009-01-31 3 44 47 93.62%
2008-12-31 3 45 48 93.75%
2008-11-30 3 41 44 93.18%
2008-10-31 2 38 40 95.00%
2008-09-30 2 38 40 95.00%
2008-08-31 2 39 41 95.12%
2008-07-31 2 38 40 95.00%
2008-06-30 2 33 35 94.29%
2008-05-31 2 33 35 94.29%
2008-04-30 2 33 35 94.29%
2008-03-31 2 31 33 93.94%
2008-02-29 2 26 28 92.86%
2008-01-31 2 29 31 93.55%
2007-12-31 2 29 31 93.55%
2007-11-30 2 28 30 93.33%
2007-10-31 2 27 29 93.10%
2007-09-30 2 26 28 92.86%
2007-08-31 2 25 27 92.59%
2007-07-31 2 25 27 92.59%
2007-06-30 2 24 26 92.31%
2007-05-31 2 23 25 92.00%
2007-04-30 2 23 25 92.00%
2007-03-31 2 24 26 92.31%
2007-02-28 2 24 26 92.31%
2007-01-31 2 25 27 92.59%
2006-12-31 2 24 26 92.31%
2006-11-30 2 22 24 91.67%
2006-10-31 2 24 26 92.31%
2006-09-30 2 24 26 92.31%
2006-08-31 2 24 26 92.31%
2006-07-31 2 25 27 92.59%
2006-06-30 2 25 27 92.59%
2006-05-31 2 24 26 92.31%
2006-04-30 2 23 25 92.00%
2006-03-31 2 24 26 92.31%
2006-02-28 2 23 25 92.00%
2006-01-31 2 21 23 91.30%
2005-12-31 2 20 22 90.91%
2005-11-30 3 18 21 85.71%
2005-10-31 3 17 20 85.00%
2005-09-30 3 17 20 85.00%
2005-08-31 3 17 20 85.00%
2005-07-31 3 18 21 85.71%
2005-06-30 3 18 21 85.71%
2005-05-31 3 19 22 86.36%
2005-04-30 3 19 22 86.36%
2005-03-31 3 19 22 86.36%
2005-02-28 3 19 22 86.36%
2005-01-31 3 18 21 85.71%
2004-12-31 3 18 21 85.71%
2004-11-30 3 18 21 85.71%
2004-10-31 2 19 21 90.48%
2004-09-30 2 18 20 90.00%
2004-08-31 2 18 20 90.00%
2004-07-31 2 19 21 90.48%
2004-06-30 2 19 21 90.48%
2004-05-31 2 19 21 90.48%
2004-04-30 2 19 21 90.48%
2004-03-31 2 19 21 90.48%
2004-02-29 2 19 21 90.48%
2004-01-31 2 21 23 91.30%
2003-12-31 2 22 24 91.67%
2003-11-30 1 23 24 95.83%
2003-10-31 1 23 24 95.83%
2003-09-30 1 23 24 95.83%
2003-08-31 1 24 25 96.00%
2003-07-31 1 24 25 96.00%
2003-06-30 2 24 26 92.31%
2003-05-31 2 24 26 92.31%
2003-04-30 2 27 29 93.10%
2003-03-31 2 25 27 92.59%

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