CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 10 | 107 | 117 | 91.45% |
| 2023-12-31 | 11 | 105 | 116 | 90.52% |
| 2022-12-31 | 11 | 104 | 115 | 90.43% |
| 2021-12-31 | 9 | 92 | 101 | 91.09% |
| 2020-12-31 | 8 | 73 | 81 | 90.12% |
| 2019-12-31 | 6 | 79 | 85 | 92.94% |
| 2018-12-31 | 5 | 61 | 66 | 92.42% |
| 2017-12-31 | 3 | 53 | 56 | 94.64% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
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