orientiert XYZ Securities Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 2 | 1 | 3 | 33.33% |
| 2023-12-31 | 2 | 1 | 3 | 33.33% |
| 2022-12-31 | 5 | 11 | 16 | 68.75% |
| 2021-12-31 | 6 | 20 | 26 | 76.92% |
| 2020-12-31 | 9 | 27 | 36 | 75.00% |
| 2019-12-31 | 9 | 34 | 43 | 79.07% |
| 2018-12-31 | 9 | 27 | 36 | 75.00% |
| 2017-12-31 | 8 | 33 | 41 | 80.49% |
| 2016-12-31 | 7 | 28 | 35 | 80.00% |
| 2015-12-31 | 8 | 62 | 70 | 88.57% |
| 2014-12-31 | 4 | 66 | 70 | 94.29% |
| 2013-12-31 | 6 | 111 | 117 | 94.87% |
| 2012-12-31 | 4 | 135 | 139 | 97.12% |
| 2011-12-31 | 3 | 128 | 131 | 97.71% |
| 2010-12-31 | 2 | 66 | 68 | 97.06% |
| 2009-12-31 | 2 | 54 | 56 | 96.43% |
| 2008-12-31 | 2 | 43 | 45 | 95.56% |
| 2007-12-31 | 2 | 26 | 28 | 92.86% |
| 2006-12-31 | 2 | 19 | 21 | 90.48% |
| 2005-12-31 | 2 | 34 | 36 | 94.44% |
| 2004-12-31 | 2 | 0 | 2 | 0.00% |
| 2003-12-31 | 0 | 0 | 0 | 0.00% |
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