MACQUARIE CAPITAL LIMITED 麥格理資本股份有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-03 17 122 139 87.77%
2023-12-31 17 123 140 87.86%
2022-12-31 16 123 139 88.49%
2021-12-31 14 117 131 89.31%
2020-12-31 18 147 165 89.09%
2019-12-31 15 175 190 92.11%
2018-12-31 15 154 169 91.12%
2017-12-31 13 154 167 92.22%
2016-12-31 18 200 218 91.74%
2015-12-31 18 221 239 92.47%
2014-12-31 21 223 244 91.39%
2013-12-31 18 215 233 92.27%
2012-12-31 12 201 213 94.37%
2011-12-31 21 354 375 94.40%
2010-12-31 19 363 382 95.03%
2009-12-31 18 356 374 95.19%
2008-12-31 18 394 412 95.63%
2007-12-31 14 314 328 95.73%
2006-12-31 12 223 235 94.89%
2005-12-31 14 178 192 92.71%
2004-12-31 13 69 82 84.15%
2003-12-31 6 65 71 91.55%
2003-03-31 6 69 75 92.00%

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