UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-02 | 13 | 300 | 313 | 95.85% |
| 2023-12-31 | 12 | 301 | 313 | 96.17% |
| 2022-12-31 | 13 | 286 | 299 | 95.65% |
| 2021-12-31 | 12 | 294 | 306 | 96.08% |
| 2020-12-31 | 12 | 284 | 296 | 95.95% |
| 2019-12-31 | 9 | 268 | 277 | 96.75% |
| 2018-12-31 | 10 | 274 | 284 | 96.48% |
| 2017-12-31 | 8 | 249 | 257 | 96.89% |
| 2016-12-31 | 4 | 258 | 262 | 98.47% |
| 2015-12-31 | 4 | 254 | 258 | 98.45% |
| 2014-12-31 | 4 | 262 | 266 | 98.50% |
| 2013-12-31 | 4 | 250 | 254 | 98.43% |
| 2012-12-31 | 5 | 252 | 257 | 98.05% |
| 2011-12-31 | 4 | 261 | 265 | 98.49% |
| 2010-12-31 | 4 | 254 | 258 | 98.45% |
| 2009-12-31 | 4 | 253 | 257 | 98.44% |
| 2008-12-31 | 4 | 235 | 239 | 98.33% |
| 2007-12-31 | 4 | 233 | 237 | 98.31% |
| 2006-12-31 | 4 | 194 | 198 | 97.98% |
| 2005-12-31 | 5 | 193 | 198 | 97.47% |
| 2004-12-31 | 6 | 188 | 194 | 96.91% |
| 2003-12-31 | 6 | 136 | 142 | 95.77% |
| 2003-03-31 | 9 | 109 | 118 | 92.37% |
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