MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-02 | 8 | 60 | 68 | 88.24% |
| 2023-12-31 | 8 | 54 | 62 | 87.10% |
| 2022-12-31 | 8 | 62 | 70 | 88.57% |
| 2021-12-31 | 8 | 58 | 66 | 87.88% |
| 2020-12-31 | 7 | 56 | 63 | 88.89% |
| 2019-12-31 | 9 | 90 | 99 | 90.91% |
| 2018-12-31 | 9 | 101 | 110 | 91.82% |
| 2017-12-31 | 9 | 59 | 68 | 86.76% |
| 2016-12-31 | 9 | 46 | 55 | 83.64% |
| 2015-12-31 | 9 | 48 | 57 | 84.21% |
| 2014-12-31 | 8 | 56 | 64 | 87.50% |
| 2013-12-31 | 8 | 51 | 59 | 86.44% |
| 2012-12-31 | 9 | 43 | 52 | 82.69% |
| 2011-12-31 | 8 | 58 | 66 | 87.88% |
| 2010-12-31 | 14 | 31 | 45 | 68.89% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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