ICBC INTERNATIONAL CAPITAL LIMITED 工銀國際融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 17 | 42 | 59 | 71.19% |
| 2023-12-31 | 18 | 44 | 62 | 70.97% |
| 2022-12-31 | 16 | 48 | 64 | 75.00% |
| 2021-12-31 | 17 | 49 | 66 | 74.24% |
| 2020-12-31 | 17 | 58 | 75 | 77.33% |
| 2019-12-31 | 14 | 69 | 83 | 83.13% |
| 2018-12-31 | 12 | 74 | 86 | 86.05% |
| 2017-12-31 | 8 | 71 | 79 | 89.87% |
| 2016-12-31 | 5 | 61 | 66 | 92.42% |
| 2015-12-31 | 7 | 57 | 64 | 89.06% |
| 2014-12-31 | 12 | 44 | 56 | 78.57% |
| 2013-12-31 | 9 | 47 | 56 | 83.93% |
| 2012-12-31 | 10 | 55 | 65 | 84.62% |
| 2011-12-31 | 13 | 58 | 71 | 81.69% |
| 2010-12-31 | 9 | 40 | 49 | 81.63% |
| 2009-12-31 | 10 | 23 | 33 | 69.70% |
| 2008-12-31 | 3 | 6 | 9 | 66.67% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
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