GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-17 23 259 282 91.84%
2024-04-30 22 256 278 92.09%
2024-03-31 22 257 279 92.11%
2024-02-29 22 249 271 91.88%
2024-01-31 21 249 270 92.22%
2023-12-31 21 250 271 92.25%
2023-11-30 21 242 263 92.02%
2023-10-31 21 232 253 91.70%
2023-09-30 21 226 247 91.50%
2023-08-31 20 223 243 91.77%
2023-07-31 20 216 236 91.53%
2023-06-30 20 216 236 91.53%
2023-05-31 20 220 240 91.67%
2023-04-30 19 224 243 92.18%
2023-03-31 19 223 242 92.15%
2023-02-28 19 228 247 92.31%
2023-01-31 19 227 246 92.28%
2022-12-31 18 226 244 92.62%
2022-11-30 17 227 244 93.03%
2022-10-31 17 228 245 93.06%
2022-09-30 17 226 243 93.00%
2022-08-31 17 225 242 92.98%
2022-07-31 18 222 240 92.50%
2022-06-30 18 228 246 92.68%
2022-05-31 19 229 248 92.34%
2022-04-30 19 226 245 92.24%
2022-03-31 16 225 241 93.36%
2022-02-28 15 224 239 93.72%
2022-01-31 14 223 237 94.09%
2021-12-31 13 225 238 94.54%
2021-11-30 13 229 242 94.63%
2021-10-31 13 231 244 94.67%
2021-09-30 15 222 237 93.67%
2021-08-31 16 224 240 93.33%
2021-07-31 15 225 240 93.75%
2021-06-30 15 232 247 93.93%
2021-05-31 17 236 253 93.28%
2021-04-30 16 232 248 93.55%
2021-03-31 15 232 247 93.93%
2021-02-28 15 232 247 93.93%
2021-01-31 15 234 249 93.98%
2020-12-31 15 234 249 93.98%
2020-11-30 15 232 247 93.93%
2020-10-31 16 234 250 93.60%
2020-09-30 15 238 253 94.07%
2020-08-31 14 241 255 94.51%
2020-07-31 14 247 261 94.64%
2020-06-30 13 250 263 95.06%
2020-05-31 13 252 265 95.09%
2020-04-30 13 251 264 95.08%
2020-03-31 16 252 268 94.03%
2020-02-29 16 248 264 93.94%
2020-01-31 15 245 260 94.23%
2019-12-31 14 249 263 94.68%
2019-11-30 13 254 267 95.13%
2019-10-31 13 250 263 95.06%
2019-09-30 14 245 259 94.59%
2019-08-31 14 241 255 94.51%
2019-07-31 15 241 256 94.14%
2019-06-30 15 249 264 94.32%
2019-05-31 15 245 260 94.23%
2019-04-30 15 245 260 94.23%
2019-03-31 14 247 261 94.64%
2019-02-28 13 246 259 94.98%
2019-01-31 15 241 256 94.14%
2018-12-31 15 234 249 93.98%
2018-11-30 15 217 232 93.53%
2018-10-31 15 200 215 93.02%
2018-09-30 13 195 208 93.75%
2018-08-31 14 189 203 93.10%
2018-07-31 15 181 196 92.35%
2018-06-30 16 176 192 91.67%
2018-05-31 14 169 183 92.35%
2018-04-30 15 166 181 91.71%
2018-03-31 16 166 182 91.21%
2018-02-28 14 168 182 92.31%
2018-01-31 14 168 182 92.31%
2017-12-31 14 164 178 92.13%
2017-11-30 12 166 178 93.26%
2017-10-31 12 163 175 93.14%
2017-09-30 12 162 174 93.10%
2017-08-31 13 163 176 92.61%
2017-07-31 13 159 172 92.44%
2017-06-30 13 161 174 92.53%
2017-05-31 12 158 170 92.94%
2017-04-30 12 154 166 92.77%
2017-03-31 11 156 167 93.41%
2017-02-28 11 152 163 93.25%
2017-01-31 11 154 165 93.33%
2016-12-31 11 152 163 93.25%
2016-11-30 11 151 162 93.21%
2016-10-31 11 150 161 93.17%
2016-09-30 10 146 156 93.59%
2016-08-31 10 143 153 93.46%
2016-07-31 11 142 153 92.81%
2016-06-30 11 142 153 92.81%
2016-05-31 11 130 141 92.20%
2016-04-30 10 129 139 92.81%
2016-03-31 10 127 137 92.70%
2016-02-29 10 127 137 92.70%
2016-01-31 10 126 136 92.65%
2015-12-31 10 127 137 92.70%
2015-11-30 9 127 136 93.38%
2015-10-31 9 126 135 93.33%
2015-09-30 9 125 134 93.28%
2015-08-31 9 120 129 93.02%
2015-07-31 9 117 126 92.86%
2015-06-30 9 114 123 92.68%
2015-05-31 11 114 125 91.20%
2015-04-30 11 117 128 91.41%
2015-03-31 11 114 125 91.20%
2015-02-28 12 112 124 90.32%
2015-01-31 12 113 125 90.40%
2014-12-31 12 108 120 90.00%
2014-11-30 12 106 118 89.83%
2014-10-31 12 102 114 89.47%
2014-09-30 11 102 113 90.27%
2014-08-31 11 100 111 90.09%
2014-07-31 11 101 112 90.18%
2014-06-30 10 101 111 90.99%
2014-05-31 10 95 105 90.48%
2014-04-30 10 96 106 90.57%
2014-03-31 10 98 108 90.74%
2014-02-28 10 92 102 90.20%
2014-01-31 10 87 97 89.69%
2013-12-31 9 90 99 90.91%
2013-11-30 9 91 100 91.00%
2013-10-31 8 89 97 91.75%
2013-09-30 8 88 96 91.67%
2013-08-31 8 85 93 91.40%
2013-07-31 8 81 89 91.01%
2013-06-30 8 79 87 90.80%
2013-05-31 8 80 88 90.91%
2013-04-30 7 79 86 91.86%
2013-03-31 7 74 81 91.36%
2013-02-28 6 72 78 92.31%
2013-01-31 6 71 77 92.21%
2012-12-31 7 71 78 91.03%
2012-11-30 8 71 79 89.87%
2012-10-31 8 72 80 90.00%
2012-09-30 8 71 79 89.87%
2012-08-31 7 74 81 91.36%
2012-07-31 7 76 83 91.57%
2012-06-30 7 74 81 91.36%
2012-05-31 7 71 78 91.03%
2012-04-30 7 69 76 90.79%
2012-03-31 7 68 75 90.67%
2012-02-29 7 67 74 90.54%
2012-01-31 7 67 74 90.54%
2011-12-31 7 63 70 90.00%
2011-11-30 7 61 68 89.71%
2011-10-31 7 57 64 89.06%
2011-09-30 7 53 60 88.33%
2011-08-31 6 50 56 89.29%
2011-07-31 6 38 44 86.36%
2011-06-30 6 34 40 85.00%
2011-05-31 6 34 40 85.00%
2011-04-30 6 34 40 85.00%
2011-03-31 5 31 36 86.11%
2011-02-28 5 30 35 85.71%
2011-01-31 5 30 35 85.71%
2010-12-31 6 29 35 82.86%
2010-11-30 6 28 34 82.35%
2010-10-31 6 28 34 82.35%
2010-09-30 6 28 34 82.35%
2010-08-31 6 26 32 81.25%
2010-07-31 6 25 31 80.65%
2010-06-30 6 26 32 81.25%
2010-05-31 5 26 31 83.87%
2010-04-30 6 27 33 81.82%
2010-03-31 6 26 32 81.25%
2010-02-28 6 26 32 81.25%
2010-01-31 6 27 33 81.82%
2009-12-31 6 28 34 82.35%
2009-11-30 6 27 33 81.82%
2009-10-31 6 25 31 80.65%
2009-09-30 5 26 31 83.87%
2009-08-31 5 25 30 83.33%
2009-07-31 5 25 30 83.33%
2009-06-30 5 26 31 83.87%
2009-05-31 5 24 29 82.76%
2009-04-30 5 22 27 81.48%
2009-03-31 5 23 28 82.14%
2009-02-28 5 20 25 80.00%
2009-01-31 5 20 25 80.00%
2008-12-31 4 20 24 83.33%
2008-11-30 4 20 24 83.33%
2008-10-31 4 20 24 83.33%
2008-09-30 4 20 24 83.33%
2008-08-31 5 20 25 80.00%
2008-07-31 6 20 26 76.92%
2008-06-30 6 20 26 76.92%
2008-05-31 6 17 23 73.91%
2008-04-30 6 14 20 70.00%
2008-03-31 6 13 19 68.42%
2008-02-29 6 13 19 68.42%
2008-01-31 6 13 19 68.42%
2007-12-31 5 11 16 68.75%
2007-11-30 5 10 15 66.67%
2007-10-31 5 9 14 64.29%
2007-09-30 5 8 13 61.54%
2007-08-31 4 7 11 63.64%
2007-07-31 4 7 11 63.64%
2007-06-30 3 3 6 50.00%
2007-05-31 3 1 4 25.00%
2007-04-30 3 0 3 0.00%
2007-03-31 3 0 3 0.00%
2007-02-28 2 0 2 0.00%
2007-01-31 2 0 2 0.00%
2006-12-31 0 0 0 0.00%

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