SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 申萬宏源期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 6 | 98 | 104 | 94.23% |
| 2023-12-31 | 5 | 103 | 108 | 95.37% |
| 2022-12-31 | 9 | 124 | 133 | 93.23% |
| 2021-12-31 | 9 | 131 | 140 | 93.57% |
| 2020-12-31 | 10 | 132 | 142 | 92.96% |
| 2019-12-31 | 9 | 127 | 136 | 93.38% |
| 2018-12-31 | 9 | 131 | 140 | 93.57% |
| 2017-12-31 | 8 | 148 | 156 | 94.87% |
| 2016-12-31 | 7 | 158 | 165 | 95.76% |
| 2015-12-31 | 9 | 164 | 173 | 94.80% |
| 2014-12-31 | 9 | 167 | 176 | 94.89% |
| 2013-12-31 | 6 | 160 | 166 | 96.39% |
| 2012-12-31 | 7 | 175 | 182 | 96.15% |
| 2011-12-31 | 6 | 168 | 174 | 96.55% |
| 2010-12-31 | 5 | 166 | 171 | 97.08% |
| 2009-12-31 | 3 | 150 | 153 | 98.04% |
| 2008-12-31 | 5 | 117 | 122 | 95.90% |
| 2007-12-31 | 4 | 96 | 100 | 96.00% |
| 2006-12-31 | 3 | 89 | 92 | 96.74% |
| 2005-12-31 | 4 | 82 | 86 | 95.35% |
| 2004-12-31 | 4 | 71 | 75 | 94.67% |
| 2003-12-31 | 3 | 64 | 67 | 95.52% |
| 2003-03-31 | 2 | 73 | 75 | 97.33% |
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