BOCOM International Securities Limited 交銀國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 16 149 165 90.30%
2024-04-30 16 148 164 90.24%
2024-03-31 17 149 166 89.76%
2024-02-29 17 150 167 89.82%
2024-01-31 17 154 171 90.06%
2023-12-31 17 152 169 89.94%
2023-11-30 17 154 171 90.06%
2023-10-31 17 151 168 89.88%
2023-09-30 17 155 172 90.12%
2023-08-31 17 155 172 90.12%
2023-07-31 17 152 169 89.94%
2023-06-30 18 149 167 89.22%
2023-05-31 18 149 167 89.22%
2023-04-30 18 148 166 89.16%
2023-03-31 18 150 168 89.29%
2023-02-28 17 151 168 89.88%
2023-01-31 17 152 169 89.94%
2022-12-31 17 153 170 90.00%
2022-11-30 18 152 170 89.41%
2022-10-31 17 153 170 90.00%
2022-09-30 17 153 170 90.00%
2022-08-31 16 157 173 90.75%
2022-07-31 16 156 172 90.70%
2022-06-30 17 156 173 90.17%
2022-05-31 16 156 172 90.70%
2022-04-30 17 156 173 90.17%
2022-03-31 17 156 173 90.17%
2022-02-28 17 157 174 90.23%
2022-01-31 18 157 175 89.71%
2021-12-31 19 157 176 89.20%
2021-11-30 19 161 180 89.44%
2021-10-31 19 161 180 89.44%
2021-09-30 18 157 175 89.71%
2021-08-31 17 158 175 90.29%
2021-07-31 17 161 178 90.45%
2021-06-30 17 158 175 90.29%
2021-05-31 17 162 179 90.50%
2021-04-30 16 163 179 91.06%
2021-03-31 16 163 179 91.06%
2021-02-28 15 163 178 91.57%
2021-01-31 15 163 178 91.57%
2020-12-31 15 163 178 91.57%
2020-11-30 15 163 178 91.57%
2020-10-31 15 161 176 91.48%
2020-09-30 15 162 177 91.53%
2020-08-31 15 169 184 91.85%
2020-07-31 15 173 188 92.02%
2020-06-30 15 175 190 92.11%
2020-05-31 15 179 194 92.27%
2020-04-30 15 179 194 92.27%
2020-03-31 15 180 195 92.31%
2020-02-29 15 180 195 92.31%
2020-01-31 15 178 193 92.23%
2019-12-31 15 180 195 92.31%
2019-11-30 15 183 198 92.42%
2019-10-31 16 183 199 91.96%
2019-09-30 16 183 199 91.96%
2019-08-31 16 186 202 92.08%
2019-07-31 16 185 201 92.04%
2019-06-30 16 183 199 91.96%
2019-05-31 15 187 202 92.57%
2019-04-30 17 188 205 91.71%
2019-03-31 16 193 209 92.34%
2019-02-28 16 192 208 92.31%
2019-01-31 16 192 208 92.31%
2018-12-31 16 196 212 92.45%
2018-11-30 15 197 212 92.92%
2018-10-31 16 197 213 92.49%
2018-09-30 16 196 212 92.45%
2018-08-31 15 194 209 92.82%
2018-07-31 15 195 210 92.86%
2018-06-30 15 198 213 92.96%
2018-05-31 16 205 221 92.76%
2018-04-30 16 206 222 92.79%
2018-03-31 16 204 220 92.73%
2018-02-28 16 205 221 92.76%
2018-01-31 16 209 225 92.89%
2017-12-31 16 205 221 92.76%
2017-11-30 16 206 222 92.79%
2017-10-31 16 205 221 92.76%
2017-09-30 14 205 219 93.61%
2017-08-31 13 208 221 94.12%
2017-07-31 12 213 225 94.67%
2017-06-30 12 216 228 94.74%
2017-05-31 12 217 229 94.76%
2017-04-30 13 215 228 94.30%
2017-03-31 14 216 230 93.91%
2017-02-28 15 213 228 93.42%
2017-01-31 15 214 229 93.45%
2016-12-31 15 217 232 93.53%
2016-11-30 15 216 231 93.51%
2016-10-31 15 217 232 93.53%
2016-09-30 15 225 240 93.75%
2016-08-31 13 229 242 94.63%
2016-07-31 13 232 245 94.69%
2016-06-30 12 234 246 95.12%
2016-05-31 12 233 245 95.10%
2016-04-30 13 235 248 94.76%
2016-03-31 13 236 249 94.78%
2016-02-29 13 236 249 94.78%
2016-01-31 13 233 246 94.72%
2015-12-31 13 234 247 94.74%
2015-11-30 15 238 253 94.07%
2015-10-31 14 235 249 94.38%
2015-09-30 14 236 250 94.40%
2015-08-31 13 231 244 94.67%
2015-07-31 13 231 244 94.67%
2015-06-30 13 223 236 94.49%
2015-05-31 13 219 232 94.40%
2015-04-30 13 219 232 94.40%
2015-03-31 12 223 235 94.89%
2015-02-28 12 221 233 94.85%
2015-01-31 12 220 232 94.83%
2014-12-31 12 228 240 95.00%
2014-11-30 11 234 245 95.51%
2014-10-31 11 242 253 95.65%
2014-09-30 10 244 254 96.06%
2014-08-31 10 239 249 95.98%
2014-07-31 10 237 247 95.95%
2014-06-30 10 238 248 95.97%
2014-05-31 10 238 248 95.97%
2014-04-30 10 241 251 96.02%
2014-03-31 11 242 253 95.65%
2014-02-28 11 248 259 95.75%
2014-01-31 11 254 265 95.85%
2013-12-31 11 256 267 95.88%
2013-11-30 11 261 272 95.96%
2013-10-31 11 265 276 96.01%
2013-09-30 11 264 275 96.00%
2013-08-31 11 269 280 96.07%
2013-07-31 12 272 284 95.77%
2013-06-30 12 272 284 95.77%
2013-05-31 12 277 289 95.85%
2013-04-30 12 278 290 95.86%
2013-03-31 11 278 289 96.19%
2013-02-28 11 282 293 96.25%
2013-01-31 12 283 295 95.93%
2012-12-31 12 285 297 95.96%
2012-11-30 12 286 298 95.97%
2012-10-31 12 290 302 96.03%
2012-09-30 11 291 302 96.36%
2012-08-31 11 288 299 96.32%
2012-07-31 11 288 299 96.32%
2012-06-30 11 290 301 96.35%
2012-05-31 10 296 306 96.73%
2012-04-30 10 299 309 96.76%
2012-03-31 11 294 305 96.39%
2012-02-29 12 295 307 96.09%
2012-01-31 11 294 305 96.39%
2011-12-31 11 292 303 96.37%
2011-11-30 11 294 305 96.39%
2011-10-31 11 291 302 96.36%
2011-09-30 11 288 299 96.32%
2011-08-31 11 286 297 96.30%
2011-07-31 10 283 293 96.59%
2011-06-30 10 282 292 96.58%
2011-05-31 9 275 284 96.83%
2011-04-30 9 276 285 96.84%
2011-03-31 9 275 284 96.83%
2011-02-28 9 264 273 96.70%
2011-01-31 8 265 273 97.07%
2010-12-31 8 261 269 97.03%
2010-11-30 7 260 267 97.38%
2010-10-31 7 249 256 97.27%
2010-09-30 7 246 253 97.23%
2010-08-31 7 234 241 97.10%
2010-07-31 7 230 237 97.05%
2010-06-30 7 228 235 97.02%
2010-05-31 7 225 232 96.98%
2010-04-30 8 219 227 96.48%
2010-03-31 8 217 225 96.44%
2010-02-28 8 210 218 96.33%
2010-01-31 8 198 206 96.12%
2009-12-31 8 187 195 95.90%
2009-11-30 8 185 193 95.85%
2009-10-31 8 176 184 95.65%
2009-09-30 8 161 169 95.27%
2009-08-31 8 153 161 95.03%
2009-07-31 8 143 151 94.70%
2009-06-30 8 142 150 94.67%
2009-05-31 8 142 150 94.67%
2009-04-30 8 141 149 94.63%
2009-03-31 8 139 147 94.56%
2009-02-28 8 133 141 94.33%
2009-01-31 8 129 137 94.16%
2008-12-31 8 127 135 94.07%
2008-11-30 7 125 132 94.70%
2008-10-31 7 121 128 94.53%
2008-09-30 7 118 125 94.40%
2008-08-31 7 115 122 94.26%
2008-07-31 6 113 119 94.96%
2008-06-30 7 113 120 94.17%
2008-05-31 8 108 116 93.10%
2008-04-30 8 101 109 92.66%
2008-03-31 8 95 103 92.23%
2008-02-29 7 93 100 93.00%
2008-01-31 7 93 100 93.00%
2007-12-31 7 88 95 92.63%
2007-11-30 6 85 91 93.41%
2007-10-31 6 82 88 93.18%
2007-09-30 6 80 86 93.02%
2007-08-31 0 0 0 0.00%

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