BOCOM International Securities Limited 交銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-19 | 16 | 149 | 165 | 90.30% |
2024-04-30 | 16 | 148 | 164 | 90.24% |
2024-03-31 | 17 | 149 | 166 | 89.76% |
2024-02-29 | 17 | 150 | 167 | 89.82% |
2024-01-31 | 17 | 154 | 171 | 90.06% |
2023-12-31 | 17 | 152 | 169 | 89.94% |
2023-11-30 | 17 | 154 | 171 | 90.06% |
2023-10-31 | 17 | 151 | 168 | 89.88% |
2023-09-30 | 17 | 155 | 172 | 90.12% |
2023-08-31 | 17 | 155 | 172 | 90.12% |
2023-07-31 | 17 | 152 | 169 | 89.94% |
2023-06-30 | 18 | 149 | 167 | 89.22% |
2023-05-31 | 18 | 149 | 167 | 89.22% |
2023-04-30 | 18 | 148 | 166 | 89.16% |
2023-03-31 | 18 | 150 | 168 | 89.29% |
2023-02-28 | 17 | 151 | 168 | 89.88% |
2023-01-31 | 17 | 152 | 169 | 89.94% |
2022-12-31 | 17 | 153 | 170 | 90.00% |
2022-11-30 | 18 | 152 | 170 | 89.41% |
2022-10-31 | 17 | 153 | 170 | 90.00% |
2022-09-30 | 17 | 153 | 170 | 90.00% |
2022-08-31 | 16 | 157 | 173 | 90.75% |
2022-07-31 | 16 | 156 | 172 | 90.70% |
2022-06-30 | 17 | 156 | 173 | 90.17% |
2022-05-31 | 16 | 156 | 172 | 90.70% |
2022-04-30 | 17 | 156 | 173 | 90.17% |
2022-03-31 | 17 | 156 | 173 | 90.17% |
2022-02-28 | 17 | 157 | 174 | 90.23% |
2022-01-31 | 18 | 157 | 175 | 89.71% |
2021-12-31 | 19 | 157 | 176 | 89.20% |
2021-11-30 | 19 | 161 | 180 | 89.44% |
2021-10-31 | 19 | 161 | 180 | 89.44% |
2021-09-30 | 18 | 157 | 175 | 89.71% |
2021-08-31 | 17 | 158 | 175 | 90.29% |
2021-07-31 | 17 | 161 | 178 | 90.45% |
2021-06-30 | 17 | 158 | 175 | 90.29% |
2021-05-31 | 17 | 162 | 179 | 90.50% |
2021-04-30 | 16 | 163 | 179 | 91.06% |
2021-03-31 | 16 | 163 | 179 | 91.06% |
2021-02-28 | 15 | 163 | 178 | 91.57% |
2021-01-31 | 15 | 163 | 178 | 91.57% |
2020-12-31 | 15 | 163 | 178 | 91.57% |
2020-11-30 | 15 | 163 | 178 | 91.57% |
2020-10-31 | 15 | 161 | 176 | 91.48% |
2020-09-30 | 15 | 162 | 177 | 91.53% |
2020-08-31 | 15 | 169 | 184 | 91.85% |
2020-07-31 | 15 | 173 | 188 | 92.02% |
2020-06-30 | 15 | 175 | 190 | 92.11% |
2020-05-31 | 15 | 179 | 194 | 92.27% |
2020-04-30 | 15 | 179 | 194 | 92.27% |
2020-03-31 | 15 | 180 | 195 | 92.31% |
2020-02-29 | 15 | 180 | 195 | 92.31% |
2020-01-31 | 15 | 178 | 193 | 92.23% |
2019-12-31 | 15 | 180 | 195 | 92.31% |
2019-11-30 | 15 | 183 | 198 | 92.42% |
2019-10-31 | 16 | 183 | 199 | 91.96% |
2019-09-30 | 16 | 183 | 199 | 91.96% |
2019-08-31 | 16 | 186 | 202 | 92.08% |
2019-07-31 | 16 | 185 | 201 | 92.04% |
2019-06-30 | 16 | 183 | 199 | 91.96% |
2019-05-31 | 15 | 187 | 202 | 92.57% |
2019-04-30 | 17 | 188 | 205 | 91.71% |
2019-03-31 | 16 | 193 | 209 | 92.34% |
2019-02-28 | 16 | 192 | 208 | 92.31% |
2019-01-31 | 16 | 192 | 208 | 92.31% |
2018-12-31 | 16 | 196 | 212 | 92.45% |
2018-11-30 | 15 | 197 | 212 | 92.92% |
2018-10-31 | 16 | 197 | 213 | 92.49% |
2018-09-30 | 16 | 196 | 212 | 92.45% |
2018-08-31 | 15 | 194 | 209 | 92.82% |
2018-07-31 | 15 | 195 | 210 | 92.86% |
2018-06-30 | 15 | 198 | 213 | 92.96% |
2018-05-31 | 16 | 205 | 221 | 92.76% |
2018-04-30 | 16 | 206 | 222 | 92.79% |
2018-03-31 | 16 | 204 | 220 | 92.73% |
2018-02-28 | 16 | 205 | 221 | 92.76% |
2018-01-31 | 16 | 209 | 225 | 92.89% |
2017-12-31 | 16 | 205 | 221 | 92.76% |
2017-11-30 | 16 | 206 | 222 | 92.79% |
2017-10-31 | 16 | 205 | 221 | 92.76% |
2017-09-30 | 14 | 205 | 219 | 93.61% |
2017-08-31 | 13 | 208 | 221 | 94.12% |
2017-07-31 | 12 | 213 | 225 | 94.67% |
2017-06-30 | 12 | 216 | 228 | 94.74% |
2017-05-31 | 12 | 217 | 229 | 94.76% |
2017-04-30 | 13 | 215 | 228 | 94.30% |
2017-03-31 | 14 | 216 | 230 | 93.91% |
2017-02-28 | 15 | 213 | 228 | 93.42% |
2017-01-31 | 15 | 214 | 229 | 93.45% |
2016-12-31 | 15 | 217 | 232 | 93.53% |
2016-11-30 | 15 | 216 | 231 | 93.51% |
2016-10-31 | 15 | 217 | 232 | 93.53% |
2016-09-30 | 15 | 225 | 240 | 93.75% |
2016-08-31 | 13 | 229 | 242 | 94.63% |
2016-07-31 | 13 | 232 | 245 | 94.69% |
2016-06-30 | 12 | 234 | 246 | 95.12% |
2016-05-31 | 12 | 233 | 245 | 95.10% |
2016-04-30 | 13 | 235 | 248 | 94.76% |
2016-03-31 | 13 | 236 | 249 | 94.78% |
2016-02-29 | 13 | 236 | 249 | 94.78% |
2016-01-31 | 13 | 233 | 246 | 94.72% |
2015-12-31 | 13 | 234 | 247 | 94.74% |
2015-11-30 | 15 | 238 | 253 | 94.07% |
2015-10-31 | 14 | 235 | 249 | 94.38% |
2015-09-30 | 14 | 236 | 250 | 94.40% |
2015-08-31 | 13 | 231 | 244 | 94.67% |
2015-07-31 | 13 | 231 | 244 | 94.67% |
2015-06-30 | 13 | 223 | 236 | 94.49% |
2015-05-31 | 13 | 219 | 232 | 94.40% |
2015-04-30 | 13 | 219 | 232 | 94.40% |
2015-03-31 | 12 | 223 | 235 | 94.89% |
2015-02-28 | 12 | 221 | 233 | 94.85% |
2015-01-31 | 12 | 220 | 232 | 94.83% |
2014-12-31 | 12 | 228 | 240 | 95.00% |
2014-11-30 | 11 | 234 | 245 | 95.51% |
2014-10-31 | 11 | 242 | 253 | 95.65% |
2014-09-30 | 10 | 244 | 254 | 96.06% |
2014-08-31 | 10 | 239 | 249 | 95.98% |
2014-07-31 | 10 | 237 | 247 | 95.95% |
2014-06-30 | 10 | 238 | 248 | 95.97% |
2014-05-31 | 10 | 238 | 248 | 95.97% |
2014-04-30 | 10 | 241 | 251 | 96.02% |
2014-03-31 | 11 | 242 | 253 | 95.65% |
2014-02-28 | 11 | 248 | 259 | 95.75% |
2014-01-31 | 11 | 254 | 265 | 95.85% |
2013-12-31 | 11 | 256 | 267 | 95.88% |
2013-11-30 | 11 | 261 | 272 | 95.96% |
2013-10-31 | 11 | 265 | 276 | 96.01% |
2013-09-30 | 11 | 264 | 275 | 96.00% |
2013-08-31 | 11 | 269 | 280 | 96.07% |
2013-07-31 | 12 | 272 | 284 | 95.77% |
2013-06-30 | 12 | 272 | 284 | 95.77% |
2013-05-31 | 12 | 277 | 289 | 95.85% |
2013-04-30 | 12 | 278 | 290 | 95.86% |
2013-03-31 | 11 | 278 | 289 | 96.19% |
2013-02-28 | 11 | 282 | 293 | 96.25% |
2013-01-31 | 12 | 283 | 295 | 95.93% |
2012-12-31 | 12 | 285 | 297 | 95.96% |
2012-11-30 | 12 | 286 | 298 | 95.97% |
2012-10-31 | 12 | 290 | 302 | 96.03% |
2012-09-30 | 11 | 291 | 302 | 96.36% |
2012-08-31 | 11 | 288 | 299 | 96.32% |
2012-07-31 | 11 | 288 | 299 | 96.32% |
2012-06-30 | 11 | 290 | 301 | 96.35% |
2012-05-31 | 10 | 296 | 306 | 96.73% |
2012-04-30 | 10 | 299 | 309 | 96.76% |
2012-03-31 | 11 | 294 | 305 | 96.39% |
2012-02-29 | 12 | 295 | 307 | 96.09% |
2012-01-31 | 11 | 294 | 305 | 96.39% |
2011-12-31 | 11 | 292 | 303 | 96.37% |
2011-11-30 | 11 | 294 | 305 | 96.39% |
2011-10-31 | 11 | 291 | 302 | 96.36% |
2011-09-30 | 11 | 288 | 299 | 96.32% |
2011-08-31 | 11 | 286 | 297 | 96.30% |
2011-07-31 | 10 | 283 | 293 | 96.59% |
2011-06-30 | 10 | 282 | 292 | 96.58% |
2011-05-31 | 9 | 275 | 284 | 96.83% |
2011-04-30 | 9 | 276 | 285 | 96.84% |
2011-03-31 | 9 | 275 | 284 | 96.83% |
2011-02-28 | 9 | 264 | 273 | 96.70% |
2011-01-31 | 8 | 265 | 273 | 97.07% |
2010-12-31 | 8 | 261 | 269 | 97.03% |
2010-11-30 | 7 | 260 | 267 | 97.38% |
2010-10-31 | 7 | 249 | 256 | 97.27% |
2010-09-30 | 7 | 246 | 253 | 97.23% |
2010-08-31 | 7 | 234 | 241 | 97.10% |
2010-07-31 | 7 | 230 | 237 | 97.05% |
2010-06-30 | 7 | 228 | 235 | 97.02% |
2010-05-31 | 7 | 225 | 232 | 96.98% |
2010-04-30 | 8 | 219 | 227 | 96.48% |
2010-03-31 | 8 | 217 | 225 | 96.44% |
2010-02-28 | 8 | 210 | 218 | 96.33% |
2010-01-31 | 8 | 198 | 206 | 96.12% |
2009-12-31 | 8 | 187 | 195 | 95.90% |
2009-11-30 | 8 | 185 | 193 | 95.85% |
2009-10-31 | 8 | 176 | 184 | 95.65% |
2009-09-30 | 8 | 161 | 169 | 95.27% |
2009-08-31 | 8 | 153 | 161 | 95.03% |
2009-07-31 | 8 | 143 | 151 | 94.70% |
2009-06-30 | 8 | 142 | 150 | 94.67% |
2009-05-31 | 8 | 142 | 150 | 94.67% |
2009-04-30 | 8 | 141 | 149 | 94.63% |
2009-03-31 | 8 | 139 | 147 | 94.56% |
2009-02-28 | 8 | 133 | 141 | 94.33% |
2009-01-31 | 8 | 129 | 137 | 94.16% |
2008-12-31 | 8 | 127 | 135 | 94.07% |
2008-11-30 | 7 | 125 | 132 | 94.70% |
2008-10-31 | 7 | 121 | 128 | 94.53% |
2008-09-30 | 7 | 118 | 125 | 94.40% |
2008-08-31 | 7 | 115 | 122 | 94.26% |
2008-07-31 | 6 | 113 | 119 | 94.96% |
2008-06-30 | 7 | 113 | 120 | 94.17% |
2008-05-31 | 8 | 108 | 116 | 93.10% |
2008-04-30 | 8 | 101 | 109 | 92.66% |
2008-03-31 | 8 | 95 | 103 | 92.23% |
2008-02-29 | 7 | 93 | 100 | 93.00% |
2008-01-31 | 7 | 93 | 100 | 93.00% |
2007-12-31 | 7 | 88 | 95 | 92.63% |
2007-11-30 | 6 | 85 | 91 | 93.41% |
2007-10-31 | 6 | 82 | 88 | 93.18% |
2007-09-30 | 6 | 80 | 86 | 93.02% |
2007-08-31 | 0 | 0 | 0 | 0.00% |
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