GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 8 | 58 | 66 | 87.88% |
| 2023-12-31 | 8 | 56 | 64 | 87.50% |
| 2022-12-31 | 8 | 61 | 69 | 88.41% |
| 2021-12-31 | 7 | 67 | 74 | 90.54% |
| 2020-12-31 | 6 | 78 | 84 | 92.86% |
| 2019-12-31 | 5 | 79 | 84 | 94.05% |
| 2018-12-31 | 4 | 77 | 81 | 95.06% |
| 2017-12-31 | 3 | 84 | 87 | 96.55% |
| 2016-12-31 | 4 | 81 | 85 | 95.29% |
| 2015-12-31 | 4 | 72 | 76 | 94.74% |
| 2014-12-31 | 3 | 70 | 73 | 95.89% |
| 2013-12-31 | 4 | 48 | 52 | 92.31% |
| 2012-12-31 | 3 | 33 | 36 | 91.67% |
| 2011-12-31 | 2 | 29 | 31 | 93.55% |
| 2010-12-31 | 3 | 25 | 28 | 89.29% |
| 2009-12-31 | 3 | 18 | 21 | 85.71% |
| 2008-12-31 | 3 | 13 | 16 | 81.25% |
| 2007-12-31 | 4 | 8 | 12 | 66.67% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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