HSBC Corporate Finance (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-20 | 13 | 144 | 157 | 91.72% |
| 2024-04-30 | 13 | 141 | 154 | 91.56% |
| 2024-03-31 | 12 | 154 | 166 | 92.77% |
| 2024-02-29 | 12 | 153 | 165 | 92.73% |
| 2024-01-31 | 12 | 152 | 164 | 92.68% |
| 2023-12-31 | 12 | 150 | 162 | 92.59% |
| 2023-11-30 | 12 | 157 | 169 | 92.90% |
| 2023-10-31 | 12 | 160 | 172 | 93.02% |
| 2023-09-30 | 12 | 157 | 169 | 92.90% |
| 2023-08-31 | 12 | 157 | 169 | 92.90% |
| 2023-07-31 | 12 | 154 | 166 | 92.77% |
| 2023-06-30 | 12 | 156 | 168 | 92.86% |
| 2023-05-31 | 12 | 153 | 165 | 92.73% |
| 2023-04-30 | 12 | 154 | 166 | 92.77% |
| 2023-03-31 | 12 | 152 | 164 | 92.68% |
| 2023-02-28 | 13 | 150 | 163 | 92.02% |
| 2023-01-31 | 13 | 149 | 162 | 91.98% |
| 2022-12-31 | 13 | 147 | 160 | 91.88% |
| 2022-11-30 | 13 | 147 | 160 | 91.88% |
| 2022-10-31 | 13 | 144 | 157 | 91.72% |
| 2022-09-30 | 12 | 140 | 152 | 92.11% |
| 2022-08-31 | 12 | 141 | 153 | 92.16% |
| 2022-07-31 | 12 | 133 | 145 | 91.72% |
| 2022-06-30 | 11 | 134 | 145 | 92.41% |
| 2022-05-31 | 10 | 133 | 143 | 93.01% |
| 2022-04-30 | 9 | 133 | 142 | 93.66% |
| 2022-03-31 | 9 | 135 | 144 | 93.75% |
| 2022-02-28 | 9 | 137 | 146 | 93.84% |
| 2022-01-31 | 9 | 132 | 141 | 93.62% |
| 2021-12-31 | 9 | 129 | 138 | 93.48% |
| 2021-11-30 | 9 | 123 | 132 | 93.18% |
| 2021-10-31 | 10 | 120 | 130 | 92.31% |
| 2021-09-30 | 10 | 117 | 127 | 92.13% |
| 2021-08-31 | 10 | 117 | 127 | 92.13% |
| 2021-07-31 | 9 | 116 | 125 | 92.80% |
| 2021-06-30 | 8 | 118 | 126 | 93.65% |
| 2021-05-31 | 8 | 124 | 132 | 93.94% |
| 2021-04-30 | 8 | 126 | 134 | 94.03% |
| 2021-03-31 | 8 | 130 | 138 | 94.20% |
| 2021-02-28 | 8 | 132 | 140 | 94.29% |
| 2021-01-31 | 9 | 130 | 139 | 93.53% |
| 2020-12-31 | 9 | 132 | 141 | 93.62% |
| 2020-11-30 | 9 | 135 | 144 | 93.75% |
| 2020-10-31 | 9 | 135 | 144 | 93.75% |
| 2020-09-30 | 9 | 134 | 143 | 93.71% |
| 2020-08-31 | 10 | 140 | 150 | 93.33% |
| 2020-07-31 | 10 | 139 | 149 | 93.29% |
| 2020-06-30 | 10 | 142 | 152 | 93.42% |
| 2020-05-31 | 10 | 144 | 154 | 93.51% |
| 2020-04-30 | 10 | 140 | 150 | 93.33% |
| 2020-03-31 | 10 | 141 | 151 | 93.38% |
| 2020-02-29 | 10 | 140 | 150 | 93.33% |
| 2020-01-31 | 10 | 140 | 150 | 93.33% |
| 2019-12-31 | 10 | 138 | 148 | 93.24% |
| 2019-11-30 | 11 | 133 | 144 | 92.36% |
| 2019-10-31 | 11 | 129 | 140 | 92.14% |
| 2019-09-30 | 11 | 130 | 141 | 92.20% |
| 2019-08-31 | 10 | 134 | 144 | 93.06% |
| 2019-07-31 | 10 | 135 | 145 | 93.10% |
| 2019-06-30 | 10 | 139 | 149 | 93.29% |
| 2019-05-31 | 10 | 142 | 152 | 93.42% |
| 2019-04-30 | 10 | 139 | 149 | 93.29% |
| 2019-03-31 | 10 | 138 | 148 | 93.24% |
| 2019-02-28 | 11 | 138 | 149 | 92.62% |
| 2019-01-31 | 11 | 134 | 145 | 92.41% |
| 2018-12-31 | 11 | 134 | 145 | 92.41% |
| 2018-11-30 | 11 | 125 | 136 | 91.91% |
| 2018-10-31 | 11 | 122 | 133 | 91.73% |
| 2018-09-30 | 10 | 125 | 135 | 92.59% |
| 2018-08-31 | 10 | 124 | 134 | 92.54% |
| 2018-07-31 | 9 | 128 | 137 | 93.43% |
| 2018-06-30 | 8 | 130 | 138 | 94.20% |
| 2018-05-31 | 7 | 134 | 141 | 95.04% |
| 2018-04-30 | 7 | 134 | 141 | 95.04% |
| 2018-03-31 | 7 | 129 | 136 | 94.85% |
| 2018-02-28 | 7 | 128 | 135 | 94.81% |
| 2018-01-31 | 7 | 128 | 135 | 94.81% |
| 2017-12-31 | 7 | 124 | 131 | 94.66% |
| 2017-11-30 | 6 | 124 | 130 | 95.38% |
| 2017-10-31 | 6 | 125 | 131 | 95.42% |
| 2017-09-30 | 6 | 122 | 128 | 95.31% |
| 2017-08-31 | 6 | 123 | 129 | 95.35% |
| 2017-07-31 | 7 | 118 | 125 | 94.40% |
| 2017-06-30 | 7 | 119 | 126 | 94.44% |
| 2017-05-31 | 7 | 118 | 125 | 94.40% |
| 2017-04-30 | 7 | 112 | 119 | 94.12% |
| 2017-03-31 | 7 | 122 | 129 | 94.57% |
| 2017-02-28 | 7 | 121 | 128 | 94.53% |
| 2017-01-31 | 7 | 117 | 124 | 94.35% |
| 2016-12-31 | 8 | 111 | 119 | 93.28% |
| 2016-11-30 | 9 | 108 | 117 | 92.31% |
| 2016-10-31 | 9 | 107 | 116 | 92.24% |
| 2016-09-30 | 9 | 109 | 118 | 92.37% |
| 2016-08-31 | 9 | 109 | 118 | 92.37% |
| 2016-07-31 | 9 | 112 | 121 | 92.56% |
| 2016-06-30 | 9 | 113 | 122 | 92.62% |
| 2016-05-31 | 9 | 115 | 124 | 92.74% |
| 2016-04-30 | 10 | 115 | 125 | 92.00% |
| 2016-03-31 | 10 | 113 | 123 | 91.87% |
| 2016-02-29 | 10 | 113 | 123 | 91.87% |
| 2016-01-31 | 10 | 113 | 123 | 91.87% |
| 2015-12-31 | 10 | 116 | 126 | 92.06% |
| 2015-11-30 | 10 | 117 | 127 | 92.13% |
| 2015-10-31 | 10 | 125 | 135 | 92.59% |
| 2015-09-30 | 10 | 124 | 134 | 92.54% |
| 2015-08-31 | 10 | 124 | 134 | 92.54% |
| 2015-07-31 | 10 | 130 | 140 | 92.86% |
| 2015-06-30 | 10 | 132 | 142 | 92.96% |
| 2015-05-31 | 10 | 136 | 146 | 93.15% |
| 2015-04-30 | 10 | 143 | 153 | 93.46% |
| 2015-03-31 | 10 | 147 | 157 | 93.63% |
| 2015-02-28 | 9 | 151 | 160 | 94.38% |
| 2015-01-31 | 9 | 153 | 162 | 94.44% |
| 2014-12-31 | 9 | 146 | 155 | 94.19% |
| 2014-11-30 | 9 | 146 | 155 | 94.19% |
| 2014-10-31 | 9 | 142 | 151 | 94.04% |
| 2014-09-30 | 9 | 140 | 149 | 93.96% |
| 2014-08-31 | 9 | 139 | 148 | 93.92% |
| 2014-07-31 | 9 | 138 | 147 | 93.88% |
| 2014-06-30 | 9 | 138 | 147 | 93.88% |
| 2014-05-31 | 9 | 137 | 146 | 93.84% |
| 2014-04-30 | 9 | 142 | 151 | 94.04% |
| 2014-03-31 | 9 | 144 | 153 | 94.12% |
| 2014-02-28 | 9 | 145 | 154 | 94.16% |
| 2014-01-31 | 9 | 146 | 155 | 94.19% |
| 2013-12-31 | 9 | 143 | 152 | 94.08% |
| 2013-11-30 | 9 | 128 | 137 | 93.43% |
| 2013-10-31 | 9 | 118 | 127 | 92.91% |
| 2013-09-30 | 9 | 118 | 127 | 92.91% |
| 2013-08-31 | 9 | 117 | 126 | 92.86% |
| 2013-07-31 | 9 | 118 | 127 | 92.91% |
| 2013-06-30 | 9 | 116 | 125 | 92.80% |
| 2013-05-31 | 9 | 121 | 130 | 93.08% |
| 2013-04-30 | 9 | 123 | 132 | 93.18% |
| 2013-03-31 | 9 | 125 | 134 | 93.28% |
| 2013-02-28 | 9 | 128 | 137 | 93.43% |
| 2013-01-31 | 8 | 128 | 136 | 94.12% |
| 2012-12-31 | 7 | 129 | 136 | 94.85% |
| 2012-11-30 | 7 | 129 | 136 | 94.85% |
| 2012-10-31 | 7 | 117 | 124 | 94.35% |
| 2012-09-30 | 7 | 115 | 122 | 94.26% |
| 2012-08-31 | 7 | 116 | 123 | 94.31% |
| 2012-07-31 | 7 | 117 | 124 | 94.35% |
| 2012-06-30 | 6 | 109 | 115 | 94.78% |
| 2012-05-31 | 6 | 107 | 113 | 94.69% |
| 2012-04-30 | 6 | 70 | 76 | 92.11% |
| 2012-03-31 | 6 | 21 | 27 | 77.78% |
| 2012-02-29 | 3 | 0 | 3 | 0.00% |
| 2012-01-31 | 3 | 0 | 3 | 0.00% |
| 2011-12-31 | 3 | 0 | 3 | 0.00% |
| 2011-11-30 | 2 | 0 | 2 | 0.00% |
| 2011-10-31 | 2 | 0 | 2 | 0.00% |
| 2011-09-30 | 2 | 0 | 2 | 0.00% |
| 2011-08-31 | 3 | 0 | 3 | 0.00% |
| 2011-07-31 | 3 | 0 | 3 | 0.00% |
| 2011-06-30 | 3 | 0 | 3 | 0.00% |
| 2011-05-31 | 3 | 0 | 3 | 0.00% |
| 2011-04-30 | 3 | 0 | 3 | 0.00% |
| 2011-03-31 | 3 | 0 | 3 | 0.00% |
| 2011-02-28 | 3 | 0 | 3 | 0.00% |
| 2011-01-31 | 3 | 0 | 3 | 0.00% |
| 2010-12-31 | 3 | 0 | 3 | 0.00% |
| 2010-11-30 | 3 | 0 | 3 | 0.00% |
| 2010-10-31 | 3 | 0 | 3 | 0.00% |
| 2010-09-30 | 3 | 0 | 3 | 0.00% |
| 2010-08-31 | 3 | 0 | 3 | 0.00% |
| 2010-07-31 | 3 | 0 | 3 | 0.00% |
| 2010-06-30 | 3 | 0 | 3 | 0.00% |
| 2010-05-31 | 3 | 0 | 3 | 0.00% |
| 2010-04-30 | 3 | 0 | 3 | 0.00% |
| 2010-03-31 | 3 | 0 | 3 | 0.00% |
| 2010-02-28 | 3 | 0 | 3 | 0.00% |
| 2010-01-31 | 3 | 0 | 3 | 0.00% |
| 2009-12-31 | 3 | 0 | 3 | 0.00% |
| 2009-11-30 | 3 | 0 | 3 | 0.00% |
| 2009-10-31 | 3 | 0 | 3 | 0.00% |
| 2009-09-30 | 3 | 0 | 3 | 0.00% |
| 2009-08-31 | 2 | 1 | 3 | 33.33% |
| 2009-07-31 | 3 | 0 | 3 | 0.00% |
| 2009-06-30 | 3 | 0 | 3 | 0.00% |
| 2009-05-31 | 3 | 0 | 3 | 0.00% |
| 2009-04-30 | 3 | 0 | 3 | 0.00% |
| 2009-03-31 | 2 | 0 | 2 | 0.00% |
| 2009-02-28 | 2 | 0 | 2 | 0.00% |
| 2009-01-31 | 2 | 0 | 2 | 0.00% |
| 2008-12-31 | 2 | 0 | 2 | 0.00% |
| 2008-11-30 | 2 | 0 | 2 | 0.00% |
| 2008-10-31 | 2 | 0 | 2 | 0.00% |
| 2008-09-30 | 1 | 0 | 1 | 0.00% |
| 2008-08-31 | 3 | 0 | 3 | 0.00% |
| 2008-07-31 | 3 | 0 | 3 | 0.00% |
| 2008-06-30 | 3 | 0 | 3 | 0.00% |
| 2008-05-31 | 3 | 0 | 3 | 0.00% |
| 2008-04-30 | 3 | 0 | 3 | 0.00% |
| 2008-03-31 | 3 | 0 | 3 | 0.00% |
| 2008-02-29 | 3 | 0 | 3 | 0.00% |
| 2008-01-31 | 3 | 0 | 3 | 0.00% |
| 2007-12-31 | 3 | 0 | 3 | 0.00% |
| 2007-11-30 | 3 | 0 | 3 | 0.00% |
| 2007-10-31 | 3 | 0 | 3 | 0.00% |
| 2007-09-30 | 3 | 0 | 3 | 0.00% |
| 2007-08-31 | 3 | 0 | 3 | 0.00% |
| 2007-07-31 | 3 | 0 | 3 | 0.00% |
| 2007-06-30 | 3 | 0 | 3 | 0.00% |
| 2007-05-31 | 1 | 0 | 1 | 0.00% |
| 2007-04-30 | 2 | 0 | 2 | 0.00% |
| 2007-03-31 | 2 | 0 | 2 | 0.00% |
| 2007-02-28 | 2 | 0 | 2 | 0.00% |
| 2007-01-31 | 2 | 0 | 2 | 0.00% |
| 2006-12-31 | 2 | 0 | 2 | 0.00% |
| 2006-11-30 | 2 | 0 | 2 | 0.00% |
| 2006-10-31 | 2 | 0 | 2 | 0.00% |
| 2006-09-30 | 2 | 0 | 2 | 0.00% |
| 2006-08-31 | 2 | 0 | 2 | 0.00% |
| 2006-07-31 | 2 | 0 | 2 | 0.00% |
| 2006-06-30 | 2 | 0 | 2 | 0.00% |
| 2006-05-31 | 2 | 0 | 2 | 0.00% |
| 2006-04-30 | 2 | 0 | 2 | 0.00% |
| 2006-03-31 | 3 | 0 | 3 | 0.00% |
| 2006-02-28 | 3 | 0 | 3 | 0.00% |
| 2006-01-31 | 3 | 0 | 3 | 0.00% |
| 2005-12-31 | 3 | 0 | 3 | 0.00% |
| 2005-11-30 | 3 | 0 | 3 | 0.00% |
| 2005-10-31 | 3 | 0 | 3 | 0.00% |
| 2005-09-30 | 3 | 0 | 3 | 0.00% |
| 2005-08-31 | 3 | 0 | 3 | 0.00% |
| 2005-07-31 | 3 | 0 | 3 | 0.00% |
| 2005-06-30 | 3 | 0 | 3 | 0.00% |
| 2005-05-31 | 3 | 0 | 3 | 0.00% |
| 2005-04-30 | 3 | 0 | 3 | 0.00% |
| 2005-03-31 | 3 | 0 | 3 | 0.00% |
| 2005-02-28 | 3 | 0 | 3 | 0.00% |
| 2005-01-31 | 3 | 0 | 3 | 0.00% |
| 2004-12-31 | 3 | 0 | 3 | 0.00% |
| 2004-11-30 | 3 | 0 | 3 | 0.00% |
| 2004-10-31 | 3 | 0 | 3 | 0.00% |
| 2004-09-30 | 3 | 0 | 3 | 0.00% |
| 2004-08-31 | 1 | 2 | 3 | 66.67% |
| 2004-07-31 | 1 | 2 | 3 | 66.67% |
| 2004-06-30 | 1 | 0 | 1 | 0.00% |
| 2004-05-31 | 1 | 0 | 1 | 0.00% |
| 2004-04-30 | 1 | 0 | 1 | 0.00% |
| 2004-03-31 | 1 | 0 | 1 | 0.00% |
| 2004-02-29 | 1 | 0 | 1 | 0.00% |
| 2004-01-31 | 1 | 0 | 1 | 0.00% |
| 2003-12-31 | 2 | 0 | 2 | 0.00% |
| 2003-11-30 | 2 | 0 | 2 | 0.00% |
| 2003-10-31 | 2 | 0 | 2 | 0.00% |
| 2003-09-30 | 2 | 0 | 2 | 0.00% |
| 2003-08-31 | 1 | 0 | 1 | 0.00% |
| 2003-07-31 | 1 | 0 | 1 | 0.00% |
| 2003-06-30 | 1 | 1 | 2 | 50.00% |
| 2003-05-31 | 1 | 1 | 2 | 50.00% |
| 2003-04-30 | 1 | 1 | 2 | 50.00% |
| 2003-03-31 | 1 | 1 | 2 | 50.00% |
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