Morgan Stanley Hong Kong Securities Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-21 15 345 360 95.83%
2024-04-30 15 348 363 95.87%
2024-03-31 15 351 366 95.90%
2024-02-29 14 350 364 96.15%
2024-01-31 13 355 368 96.47%
2023-12-31 13 351 364 96.43%
2023-11-30 13 350 363 96.42%
2023-10-31 13 349 362 96.41%
2023-09-30 14 352 366 96.17%
2023-08-31 14 353 367 96.19%
2023-07-31 14 349 363 96.14%
2023-06-30 14 348 362 96.13%
2023-05-31 14 347 361 96.12%
2023-04-30 15 358 373 95.98%
2023-03-31 16 353 369 95.66%
2023-02-28 16 355 371 95.69%
2023-01-31 17 346 363 95.32%
2022-12-31 17 353 370 95.41%
2022-11-30 17 356 373 95.44%
2022-10-31 17 359 376 95.48%
2022-09-30 17 357 374 95.45%
2022-08-31 17 351 368 95.38%
2022-07-31 17 351 368 95.38%
2022-06-30 16 354 370 95.68%
2022-05-31 16 359 375 95.73%
2022-04-30 16 362 378 95.77%
2022-03-31 16 360 376 95.74%
2022-02-28 15 366 381 96.06%
2022-01-31 15 370 385 96.10%
2021-12-31 15 377 392 96.17%
2021-11-30 15 379 394 96.19%
2021-10-31 14 387 401 96.51%
2021-09-30 14 384 398 96.48%
2021-08-31 14 383 397 96.47%
2021-07-31 14 370 384 96.35%
2021-06-30 14 368 382 96.34%
2021-05-31 15 367 382 96.07%
2021-04-30 15 364 379 96.04%
2021-03-31 15 360 375 96.00%
2021-02-28 15 357 372 95.97%
2021-01-31 17 363 380 95.53%
2020-12-31 17 368 385 95.58%
2020-11-30 18 366 384 95.31%
2020-10-31 17 370 387 95.61%
2020-09-30 17 363 380 95.53%
2020-08-31 17 361 378 95.50%
2020-07-31 17 360 377 95.49%
2020-06-30 17 356 373 95.44%
2020-05-31 17 358 375 95.47%
2020-04-30 17 354 371 95.42%
2020-03-31 16 356 372 95.70%
2020-02-29 15 355 370 95.95%
2020-01-31 15 351 366 95.90%
2019-12-31 12 354 366 96.72%
2019-11-30 13 360 373 96.51%
2019-10-31 12 360 372 96.77%
2019-09-30 13 356 369 96.48%
2019-08-31 13 356 369 96.48%
2019-07-31 14 350 364 96.15%
2019-06-30 14 348 362 96.13%
2019-05-31 14 351 365 96.16%
2019-04-30 14 361 375 96.27%
2019-03-31 14 359 373 96.25%
2019-02-28 14 359 373 96.25%
2019-01-31 14 353 367 96.19%
2018-12-31 13 349 362 96.41%
2018-11-30 13 351 364 96.43%
2018-10-31 15 347 362 95.86%
2018-09-30 15 341 356 95.79%
2018-08-31 15 341 356 95.79%
2018-07-31 15 332 347 95.68%
2018-06-30 15 325 340 95.59%
2018-05-31 14 327 341 95.89%
2018-04-30 14 320 334 95.81%
2018-03-31 14 322 336 95.83%
2018-02-28 14 324 338 95.86%
2018-01-31 14 330 344 95.93%
2017-12-31 14 336 350 96.00%
2017-11-30 14 340 354 96.05%
2017-10-31 15 335 350 95.71%
2017-09-30 14 332 346 95.95%
2017-08-31 14 332 346 95.95%
2017-07-31 14 327 341 95.89%
2017-06-30 14 329 343 95.92%
2017-05-31 14 329 343 95.92%
2017-04-30 14 332 346 95.95%
2017-03-31 14 331 345 95.94%
2017-02-28 15 331 346 95.66%
2017-01-31 16 334 350 95.43%
2016-12-31 15 334 349 95.70%
2016-11-30 15 333 348 95.69%
2016-10-31 15 337 352 95.74%
2016-09-30 15 334 349 95.70%
2016-08-31 15 333 348 95.69%
2016-07-31 15 335 350 95.71%
2016-06-30 16 338 354 95.48%
2016-05-31 16 333 349 95.42%
2016-04-30 16 337 353 95.47%
2016-03-31 16 341 357 95.52%
2016-02-29 16 340 356 95.51%
2016-01-31 16 344 360 95.56%
2015-12-31 16 351 367 95.64%
2015-11-30 15 365 380 96.05%
2015-10-31 15 366 381 96.06%
2015-09-30 15 365 380 96.05%
2015-08-31 15 366 381 96.06%
2015-07-31 15 351 366 95.90%
2015-06-30 15 350 365 95.89%
2015-05-31 14 351 365 96.16%
2015-04-30 14 353 367 96.19%
2015-03-31 14 354 368 96.20%
2015-02-28 14 350 364 96.15%
2015-01-31 14 350 364 96.15%
2014-12-31 15 342 357 95.80%
2014-11-30 13 345 358 96.37%
2014-10-31 13 348 361 96.40%
2014-09-30 13 344 357 96.36%
2014-08-31 13 340 353 96.32%
2014-07-31 13 343 356 96.35%
2014-06-30 13 337 350 96.29%
2014-05-31 13 347 360 96.39%
2014-04-30 13 343 356 96.35%
2014-03-31 13 341 354 96.33%
2014-02-28 13 337 350 96.29%
2014-01-31 14 335 349 95.99%
2013-12-31 15 328 343 95.63%
2013-11-30 14 327 341 95.89%
2013-10-31 12 323 335 96.42%
2013-09-30 11 323 334 96.71%
2013-08-31 11 323 334 96.71%
2013-07-31 12 328 340 96.47%
2013-06-30 12 326 338 96.45%
2013-05-31 12 327 339 96.46%
2013-04-30 13 324 337 96.14%
2013-03-31 14 326 340 95.88%
2013-02-28 14 325 339 95.87%
2013-01-31 15 329 344 95.64%
2012-12-31 15 347 362 95.86%
2012-11-30 15 348 363 95.87%
2012-10-31 16 349 365 95.62%
2012-09-30 16 349 365 95.62%
2012-08-31 16 348 364 95.60%
2012-07-31 16 348 364 95.60%
2012-06-30 16 345 361 95.57%
2012-05-31 16 353 369 95.66%
2012-04-30 14 575 589 97.62%
2012-03-31 14 580 594 97.64%
2012-02-29 13 583 596 97.82%
2012-01-31 13 583 596 97.82%
2011-12-31 12 598 610 98.03%
2011-11-30 12 602 614 98.05%
2011-10-31 12 595 607 98.02%
2011-09-30 11 596 607 98.19%
2011-08-31 13 591 604 97.85%
2011-07-31 13 581 594 97.81%
2011-06-30 13 564 577 97.75%
2011-05-31 13 563 576 97.74%
2011-04-30 14 553 567 97.53%
2011-03-31 14 540 554 97.47%
2011-02-28 13 533 546 97.62%
2011-01-31 13 534 547 97.62%
2010-12-31 13 535 548 97.63%
2010-11-30 12 138 150 92.00%
2010-10-31 9 140 149 93.96%
2010-09-30 7 141 148 95.27%
2010-08-31 7 139 146 95.21%
2010-07-31 7 140 147 95.24%
2010-06-30 6 134 140 95.71%
2010-05-31 6 129 135 95.56%
2010-04-30 6 122 128 95.31%
2010-03-31 6 119 125 95.20%
2010-02-28 6 122 128 95.31%
2010-01-31 5 119 124 95.97%
2009-12-31 5 115 120 95.83%
2009-11-30 5 114 119 95.80%
2009-10-31 5 112 117 95.73%
2009-09-30 5 108 113 95.58%
2009-08-31 5 105 110 95.45%
2009-07-31 5 101 106 95.28%
2009-06-30 5 102 107 95.33%
2009-05-31 5 101 106 95.28%
2009-04-30 5 100 105 95.24%
2009-03-31 5 98 103 95.15%
2009-02-28 6 100 106 94.34%
2009-01-31 6 104 110 94.55%
2008-12-31 6 104 110 94.55%
2008-11-30 6 103 109 94.50%
2008-10-31 6 120 126 95.24%
2008-09-30 6 118 124 95.16%
2008-08-31 6 117 123 95.12%
2008-07-31 6 114 120 95.00%
2008-06-30 6 117 123 95.12%
2008-05-31 6 117 123 95.12%
2008-04-30 6 115 121 95.04%
2008-03-31 6 114 120 95.00%
2008-02-29 6 111 117 94.87%
2008-01-31 6 107 113 94.69%
2007-12-31 6 104 110 94.55%
2007-11-30 5 103 108 95.37%
2007-10-31 4 104 108 96.30%
2007-09-30 4 96 100 96.00%
2007-08-31 4 94 98 95.92%
2007-07-31 4 86 90 95.56%
2007-06-30 4 78 82 95.12%
2007-05-31 4 78 82 95.12%
2007-04-30 4 75 79 94.94%
2007-03-31 4 74 78 94.87%
2007-02-28 4 69 73 94.52%
2007-01-31 4 66 70 94.29%
2006-12-31 4 67 71 94.37%
2006-11-30 4 67 71 94.37%
2006-10-31 4 64 68 94.12%
2006-09-30 4 62 66 93.94%
2006-08-31 4 59 63 93.65%
2006-07-31 4 56 60 93.33%
2006-06-30 4 54 58 93.10%
2006-05-31 4 52 56 92.86%
2006-04-30 4 47 51 92.16%
2006-03-31 5 44 49 89.80%
2006-02-28 5 45 50 90.00%
2006-01-31 4 44 48 91.67%
2005-12-31 4 45 49 91.84%
2005-11-30 4 44 48 91.67%
2005-10-31 4 44 48 91.67%
2005-09-30 5 40 45 88.89%
2005-08-31 5 40 45 88.89%
2005-07-31 5 37 42 88.10%
2005-06-30 5 34 39 87.18%
2005-05-31 5 34 39 87.18%
2005-04-30 6 33 39 84.62%
2005-03-31 6 34 40 85.00%
2005-02-28 6 33 39 84.62%
2005-01-31 7 30 37 81.08%
2004-12-31 7 29 36 80.56%
2004-11-30 5 30 35 85.71%
2004-10-31 4 30 34 88.24%
2004-09-30 5 30 35 85.71%
2004-08-31 5 30 35 85.71%
2004-07-31 4 27 31 87.10%
2004-06-30 3 27 30 90.00%
2004-05-31 3 25 28 89.29%
2004-04-30 3 22 25 88.00%
2004-03-31 3 22 25 88.00%
2004-02-29 4 22 26 84.62%
2004-01-31 4 22 26 84.62%
2003-12-31 4 18 22 81.82%
2003-11-30 4 18 22 81.82%
2003-10-31 4 18 22 81.82%
2003-09-30 4 18 22 81.82%
2003-08-31 4 18 22 81.82%
2003-07-31 4 18 22 81.82%
2003-06-30 4 18 22 81.82%
2003-05-31 4 19 23 82.61%
2003-04-30 4 19 23 82.61%
2003-03-31 4 19 23 82.61%

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