BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-21 13 160 173 92.49%
2024-04-30 13 173 186 93.01%
2024-03-31 14 175 189 92.59%
2024-02-29 14 176 190 92.63%
2024-01-31 14 176 190 92.63%
2023-12-31 14 177 191 92.67%
2023-11-30 14 174 188 92.55%
2023-10-31 14 172 186 92.47%
2023-09-30 17 181 198 91.41%
2023-08-31 17 173 190 91.05%
2023-07-31 17 168 185 90.81%
2023-06-30 16 169 185 91.35%
2023-05-31 16 170 186 91.40%
2023-04-30 16 169 185 91.35%
2023-03-31 16 168 184 91.30%
2023-02-28 16 168 184 91.30%
2023-01-31 15 168 183 91.80%
2022-12-31 15 167 182 91.76%
2022-11-30 12 171 183 93.44%
2022-10-31 12 177 189 93.65%
2022-09-30 12 175 187 93.58%
2022-08-31 12 169 181 93.37%
2022-07-31 12 173 185 93.51%
2022-06-30 13 169 182 92.86%
2022-05-31 13 175 188 93.09%
2022-04-30 14 175 189 92.59%
2022-03-31 14 178 192 92.71%
2022-02-28 14 181 195 92.82%
2022-01-31 14 182 196 92.86%
2021-12-31 14 182 196 92.86%
2021-11-30 13 182 195 93.33%
2021-10-31 13 177 190 93.16%
2021-09-30 13 170 183 92.90%
2021-08-31 13 153 166 92.17%
2021-07-31 13 152 165 92.12%
2021-06-30 13 154 167 92.22%
2021-05-31 13 153 166 92.17%
2021-04-30 13 157 170 92.35%
2021-03-31 13 155 168 92.26%
2021-02-28 13 154 167 92.22%
2021-01-31 13 156 169 92.31%
2020-12-31 13 157 170 92.35%
2020-11-30 13 159 172 92.44%
2020-10-31 14 164 178 92.13%
2020-09-30 14 157 171 91.81%
2020-08-31 14 155 169 91.72%
2020-07-31 14 155 169 91.72%
2020-06-30 14 154 168 91.67%
2020-05-31 14 155 169 91.72%
2020-04-30 14 153 167 91.62%
2020-03-31 15 151 166 90.96%
2020-02-29 14 150 164 91.46%
2020-01-31 14 150 164 91.46%
2019-12-31 16 152 168 90.48%
2019-11-30 16 154 170 90.59%
2019-10-31 15 158 173 91.33%
2019-09-30 15 159 174 91.38%
2019-08-31 15 158 173 91.33%
2019-07-31 15 149 164 90.85%
2019-06-30 15 148 163 90.80%
2019-05-31 15 147 162 90.74%
2019-04-30 15 151 166 90.96%
2019-03-31 15 153 168 91.07%
2019-02-28 15 156 171 91.23%
2019-01-31 15 153 168 91.07%
2018-12-31 14 151 165 91.52%
2018-11-30 15 146 161 90.68%
2018-10-31 15 142 157 90.45%
2018-09-30 15 143 158 90.51%
2018-08-31 16 144 160 90.00%
2018-07-31 16 138 154 89.61%
2018-06-30 16 135 151 89.40%
2018-05-31 16 133 149 89.26%
2018-04-30 16 134 150 89.33%
2018-03-31 16 136 152 89.47%
2018-02-28 16 136 152 89.47%
2018-01-31 15 136 151 90.07%
2017-12-31 15 131 146 89.73%
2017-11-30 15 131 146 89.73%
2017-10-31 15 128 143 89.51%
2017-09-30 15 125 140 89.29%
2017-08-31 16 125 141 88.65%
2017-07-31 14 117 131 89.31%
2017-06-30 14 115 129 89.15%
2017-05-31 14 119 133 89.47%
2017-04-30 14 120 134 89.55%
2017-03-31 16 123 139 88.49%
2017-02-28 16 123 139 88.49%
2017-01-31 15 129 144 89.58%
2016-12-31 16 130 146 89.04%
2016-11-30 15 134 149 89.93%
2016-10-31 13 137 150 91.33%
2016-09-30 13 143 156 91.67%
2016-08-31 13 150 163 92.02%
2016-07-31 12 142 154 92.21%
2016-06-30 14 145 159 91.19%
2016-05-31 15 146 161 90.68%
2016-04-30 15 148 163 90.80%
2016-03-31 20 151 171 88.30%
2016-02-29 20 151 171 88.30%
2016-01-31 20 155 175 88.57%
2015-12-31 19 268 287 93.38%
2015-11-30 19 268 287 93.38%
2015-10-31 19 269 288 93.40%
2015-09-30 19 270 289 93.43%
2015-08-31 19 264 283 93.29%
2015-07-31 19 257 276 93.12%
2015-06-30 19 259 278 93.17%
2015-05-31 19 270 289 93.43%
2015-04-30 19 273 292 93.49%
2015-03-31 19 276 295 93.56%
2015-02-28 21 275 296 92.91%
2015-01-31 21 270 291 92.78%
2014-12-31 21 269 290 92.76%
2014-11-30 21 268 289 92.73%
2014-10-31 22 274 296 92.57%
2014-09-30 22 267 289 92.39%
2014-08-31 22 268 290 92.41%
2014-07-31 20 264 284 92.96%
2014-06-30 18 283 301 94.02%
2014-05-31 22 328 350 93.71%
2014-04-30 23 328 351 93.45%
2014-03-31 25 335 360 93.06%
2014-02-28 26 345 371 92.99%
2014-01-31 25 350 375 93.33%
2013-12-31 22 358 380 94.21%
2013-11-30 22 356 378 94.18%
2013-10-31 23 355 378 93.92%
2013-09-30 23 350 373 93.83%
2013-08-31 22 329 351 93.73%
2013-07-31 23 324 347 93.37%
2013-06-30 23 341 364 93.68%
2013-05-31 23 347 370 93.78%
2013-04-30 23 356 379 93.93%
2013-03-31 23 357 380 93.95%
2013-02-28 24 367 391 93.86%
2013-01-31 25 370 395 93.67%
2012-12-31 25 431 456 94.52%
2012-11-30 25 436 461 94.58%
2012-10-31 25 435 460 94.57%
2012-09-30 25 450 475 94.74%
2012-08-31 25 455 480 94.79%
2012-07-31 26 436 462 94.37%
2012-06-30 27 442 469 94.24%
2012-05-31 28 431 459 93.90%
2012-04-30 28 433 461 93.93%
2012-03-31 27 433 460 94.13%
2012-02-29 25 445 470 94.68%
2012-01-31 26 442 468 94.44%
2011-12-31 26 430 456 94.30%
2011-11-30 26 425 451 94.24%
2011-10-31 26 429 455 94.29%
2011-09-30 27 417 444 93.92%
2011-08-31 26 395 421 93.82%
2011-07-31 26 360 386 93.26%
2011-06-30 26 346 372 93.01%
2011-05-31 27 331 358 92.46%
2011-04-30 24 322 346 93.06%
2011-03-31 23 329 352 93.47%
2011-02-28 21 328 349 93.98%
2011-01-31 21 324 345 93.91%
2010-12-31 22 328 350 93.71%
2010-11-30 21 331 352 94.03%
2010-10-31 18 332 350 94.86%
2010-09-30 15 316 331 95.47%
2010-08-31 14 311 325 95.69%
2010-07-31 15 277 292 94.86%
2010-06-30 14 265 279 94.98%
2010-05-31 14 256 270 94.81%
2010-04-30 14 250 264 94.70%
2010-03-31 15 246 261 94.25%
2010-02-28 14 234 248 94.35%
2010-01-31 15 233 248 93.95%
2009-12-31 14 230 244 94.26%
2009-11-30 14 224 238 94.12%
2009-10-31 14 219 233 93.99%
2009-09-30 14 211 225 93.78%
2009-08-31 14 199 213 93.43%
2009-07-31 14 191 205 93.17%
2009-06-30 14 189 203 93.10%
2009-05-31 13 183 196 93.37%
2009-04-30 13 181 194 93.30%
2009-03-31 13 179 192 93.23%
2009-02-28 13 181 194 93.30%
2009-01-31 14 180 194 92.78%
2008-12-31 14 175 189 92.59%
2008-11-30 14 180 194 92.78%
2008-10-31 14 180 194 92.78%
2008-09-30 14 176 190 92.63%
2008-08-31 13 172 185 92.97%
2008-07-31 12 172 184 93.48%
2008-06-30 9 171 180 95.00%
2008-05-31 9 164 173 94.80%
2008-04-30 9 163 172 94.77%
2008-03-31 10 164 174 94.25%
2008-02-29 10 165 175 94.29%
2008-01-31 11 168 179 93.85%
2007-12-31 11 165 176 93.75%
2007-11-30 11 162 173 93.64%
2007-10-31 11 157 168 93.45%
2007-09-30 11 151 162 93.21%
2007-08-31 11 146 157 92.99%
2007-07-31 11 138 149 92.62%
2007-06-30 10 135 145 93.10%
2007-05-31 10 130 140 92.86%
2007-04-30 10 127 137 92.70%
2007-03-31 10 124 134 92.54%
2007-02-28 10 123 133 92.48%
2007-01-31 11 123 134 91.79%
2006-12-31 11 121 132 91.67%
2006-11-30 12 122 134 91.04%
2006-10-31 12 120 132 90.91%
2006-09-30 12 115 127 90.55%
2006-08-31 12 110 122 90.16%
2006-07-31 12 106 118 89.83%
2006-06-30 13 102 115 88.70%
2006-05-31 14 101 115 87.83%
2006-04-30 14 97 111 87.39%
2006-03-31 14 96 110 87.27%
2006-02-28 15 97 112 86.61%
2006-01-31 16 95 111 85.59%
2005-12-31 16 95 111 85.59%
2005-11-30 16 93 109 85.32%
2005-10-31 16 87 103 84.47%
2005-09-30 16 82 98 83.67%
2005-08-31 16 78 94 82.98%
2005-07-31 16 71 87 81.61%
2005-06-30 16 70 86 81.40%
2005-05-31 16 68 84 80.95%
2005-04-30 15 66 81 81.48%
2005-03-31 15 65 80 81.25%
2005-02-28 15 63 78 80.77%
2005-01-31 15 60 75 80.00%
2004-12-31 12 55 67 82.09%
2004-11-30 2 66 68 97.06%
2004-10-31 2 65 67 97.01%
2004-09-30 1 64 65 98.46%
2004-08-31 1 62 63 98.41%
2004-07-31 1 60 61 98.36%
2004-06-30 1 59 60 98.33%
2004-05-31 1 58 59 98.31%
2004-04-30 1 55 56 98.21%
2004-03-31 1 50 51 98.04%
2004-02-29 1 50 51 98.04%
2004-01-31 1 52 53 98.11%
2003-12-31 1 51 52 98.08%
2003-11-30 1 51 52 98.08%
2003-10-31 1 48 49 97.96%
2003-09-30 1 50 51 98.04%
2003-08-31 1 50 51 98.04%
2003-07-31 1 50 51 98.04%
2003-06-30 1 51 52 98.08%
2003-05-31 1 51 52 98.08%
2003-04-30 1 51 52 98.08%
2003-03-31 1 52 53 98.11%

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