CAPITAL GLOBAL MANAGEMENT LIMITED 瑞興全球財富管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 9 | 43 | 52 | 82.69% |
| 2023-12-31 | 9 | 42 | 51 | 82.35% |
| 2022-12-31 | 8 | 44 | 52 | 84.62% |
| 2021-12-31 | 8 | 40 | 48 | 83.33% |
| 2020-12-31 | 5 | 40 | 45 | 88.89% |
| 2019-12-31 | 4 | 36 | 40 | 90.00% |
| 2018-12-31 | 6 | 32 | 38 | 84.21% |
| 2017-12-31 | 5 | 34 | 39 | 87.18% |
| 2016-12-31 | 3 | 31 | 34 | 91.18% |
| 2015-12-31 | 3 | 32 | 35 | 91.43% |
| 2014-12-31 | 6 | 38 | 44 | 86.36% |
| 2013-12-31 | 5 | 33 | 38 | 86.84% |
| 2012-12-31 | 4 | 33 | 37 | 89.19% |
| 2011-12-31 | 4 | 22 | 26 | 84.62% |
| 2010-12-31 | 3 | 9 | 12 | 75.00% |
| 2009-12-31 | 3 | 9 | 12 | 75.00% |
| 2008-12-31 | 4 | 9 | 13 | 69.23% |
| 2007-12-31 | 3 | 7 | 10 | 70.00% |
| 2006-12-31 | 4 | 5 | 9 | 55.56% |
| 2005-12-31 | 3 | 0 | 3 | 0.00% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
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