FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-21 15 63 78 80.77%
2024-04-30 15 63 78 80.77%
2024-03-31 15 64 79 81.01%
2024-02-29 15 63 78 80.77%
2024-01-31 15 64 79 81.01%
2023-12-31 15 66 81 81.48%
2023-11-30 15 66 81 81.48%
2023-10-31 15 66 81 81.48%
2023-09-30 14 65 79 82.28%
2023-08-31 13 67 80 83.75%
2023-07-31 13 63 76 82.89%
2023-06-30 13 64 77 83.12%
2023-05-31 13 65 78 83.33%
2023-04-30 13 65 78 83.33%
2023-03-31 13 63 76 82.89%
2023-02-28 13 61 74 82.43%
2023-01-31 12 62 74 83.78%
2022-12-31 11 63 74 85.14%
2022-11-30 12 61 73 83.56%
2022-10-31 12 63 75 84.00%
2022-09-30 13 64 77 83.12%
2022-08-31 13 64 77 83.12%
2022-07-31 13 64 77 83.12%
2022-06-30 13 66 79 83.54%
2022-05-31 13 67 80 83.75%
2022-04-30 13 67 80 83.75%
2022-03-31 13 67 80 83.75%
2022-02-28 13 68 81 83.95%
2022-01-31 14 66 80 82.50%
2021-12-31 14 69 83 83.13%
2021-11-30 14 70 84 83.33%
2021-10-31 14 69 83 83.13%
2021-09-30 14 71 85 83.53%
2021-08-31 14 71 85 83.53%
2021-07-31 13 73 86 84.88%
2021-06-30 13 72 85 84.71%
2021-05-31 13 72 85 84.71%
2021-04-30 13 69 82 84.15%
2021-03-31 12 70 82 85.37%
2021-02-28 12 69 81 85.19%
2021-01-31 12 70 82 85.37%
2020-12-31 12 73 85 85.88%
2020-11-30 12 72 84 85.71%
2020-10-31 12 76 88 86.36%
2020-09-30 12 74 86 86.05%
2020-08-31 12 74 86 86.05%
2020-07-31 12 73 85 85.88%
2020-06-30 12 74 86 86.05%
2020-05-31 12 75 87 86.21%
2020-04-30 12 75 87 86.21%
2020-03-31 12 75 87 86.21%
2020-02-29 12 75 87 86.21%
2020-01-31 12 75 87 86.21%
2019-12-31 12 75 87 86.21%
2019-11-30 12 73 85 85.88%
2019-10-31 12 73 85 85.88%
2019-09-30 12 73 85 85.88%
2019-08-31 11 75 86 87.21%
2019-07-31 11 75 86 87.21%
2019-06-30 11 74 85 87.06%
2019-05-31 11 76 87 87.36%
2019-04-30 12 75 87 86.21%
2019-03-31 11 75 86 87.21%
2019-02-28 11 75 86 87.21%
2019-01-31 11 75 86 87.21%
2018-12-31 11 74 85 87.06%
2018-11-30 11 71 82 86.59%
2018-10-31 11 70 81 86.42%
2018-09-30 11 70 81 86.42%
2018-08-31 11 70 81 86.42%
2018-07-31 11 71 82 86.59%
2018-06-30 11 69 80 86.25%
2018-05-31 11 69 80 86.25%
2018-04-30 11 69 80 86.25%
2018-03-31 10 74 84 88.10%
2018-02-28 10 77 87 88.51%
2018-01-31 10 74 84 88.10%
2017-12-31 10 70 80 87.50%
2017-11-30 10 70 80 87.50%
2017-10-31 10 71 81 87.65%
2017-09-30 10 72 82 87.80%
2017-08-31 10 71 81 87.65%
2017-07-31 10 69 79 87.34%
2017-06-30 10 70 80 87.50%
2017-05-31 10 69 79 87.34%
2017-04-30 10 71 81 87.65%
2017-03-31 10 70 80 87.50%
2017-02-28 9 69 78 88.46%
2017-01-31 9 68 77 88.31%
2016-12-31 9 66 75 88.00%
2016-11-30 9 65 74 87.84%
2016-10-31 9 65 74 87.84%
2016-09-30 9 67 76 88.16%
2016-08-31 9 66 75 88.00%
2016-07-31 9 66 75 88.00%
2016-06-30 8 66 74 89.19%
2016-05-31 8 67 75 89.33%
2016-04-30 8 66 74 89.19%
2016-03-31 8 66 74 89.19%
2016-02-29 8 67 75 89.33%
2016-01-31 8 66 74 89.19%
2015-12-31 8 67 75 89.33%
2015-11-30 8 66 74 89.19%
2015-10-31 8 66 74 89.19%
2015-09-30 8 64 72 88.89%
2015-08-31 8 67 75 89.33%
2015-07-31 8 65 73 89.04%
2015-06-30 8 61 69 88.41%
2015-05-31 8 60 68 88.24%
2015-04-30 8 60 68 88.24%
2015-03-31 8 60 68 88.24%
2015-02-28 8 60 68 88.24%
2015-01-31 8 60 68 88.24%
2014-12-31 8 61 69 88.41%
2014-11-30 8 60 68 88.24%
2014-10-31 8 60 68 88.24%
2014-09-30 8 60 68 88.24%
2014-08-31 8 60 68 88.24%
2014-07-31 8 61 69 88.41%
2014-06-30 8 62 70 88.57%
2014-05-31 8 63 71 88.73%
2014-04-30 7 62 69 89.86%
2014-03-31 7 62 69 89.86%
2014-02-28 7 61 68 89.71%
2014-01-31 7 61 68 89.71%
2013-12-31 7 58 65 89.23%
2013-11-30 7 58 65 89.23%
2013-10-31 7 59 66 89.39%
2013-09-30 7 59 66 89.39%
2013-08-31 7 57 64 89.06%
2013-07-31 7 56 63 88.89%
2013-06-30 7 57 64 89.06%
2013-05-31 7 59 66 89.39%
2013-04-30 7 58 65 89.23%
2013-03-31 7 58 65 89.23%
2013-02-28 7 57 64 89.06%
2013-01-31 7 57 64 89.06%
2012-12-31 7 57 64 89.06%
2012-11-30 7 57 64 89.06%
2012-10-31 6 57 63 90.48%
2012-09-30 6 57 63 90.48%
2012-08-31 6 57 63 90.48%
2012-07-31 6 57 63 90.48%
2012-06-30 6 57 63 90.48%
2012-05-31 6 57 63 90.48%
2012-04-30 6 57 63 90.48%
2012-03-31 6 59 65 90.77%
2012-02-29 6 58 64 90.63%
2012-01-31 6 59 65 90.77%
2011-12-31 5 58 63 92.06%
2011-11-30 5 59 64 92.19%
2011-10-31 5 61 66 92.42%
2011-09-30 5 60 65 92.31%
2011-08-31 5 59 64 92.19%
2011-07-31 5 60 65 92.31%
2011-06-30 5 62 67 92.54%
2011-05-31 5 64 69 92.75%
2011-04-30 5 63 68 92.65%
2011-03-31 5 63 68 92.65%
2011-02-28 4 64 68 94.12%
2011-01-31 4 64 68 94.12%
2010-12-31 4 59 63 93.65%
2010-11-30 4 59 63 93.65%
2010-10-31 4 59 63 93.65%
2010-09-30 4 61 65 93.85%
2010-08-31 4 61 65 93.85%
2010-07-31 4 61 65 93.85%
2010-06-30 4 60 64 93.75%
2010-05-31 5 60 65 92.31%
2010-04-30 5 59 64 92.19%
2010-03-31 5 57 62 91.94%
2010-02-28 5 59 64 92.19%
2010-01-31 5 59 64 92.19%
2009-12-31 5 60 65 92.31%
2009-11-30 5 60 65 92.31%
2009-10-31 4 64 68 94.12%
2009-09-30 4 65 69 94.20%
2009-08-31 4 63 67 94.03%
2009-07-31 4 63 67 94.03%
2009-06-30 4 63 67 94.03%
2009-05-31 4 63 67 94.03%
2009-04-30 5 64 69 92.75%
2009-03-31 5 64 69 92.75%
2009-02-28 5 64 69 92.75%
2009-01-31 5 63 68 92.65%
2008-12-31 5 62 67 92.54%
2008-11-30 5 59 64 92.19%
2008-10-31 5 58 63 92.06%
2008-09-30 5 55 60 91.67%
2008-08-31 5 54 59 91.53%
2008-07-31 5 53 58 91.38%
2008-06-30 5 53 58 91.38%
2008-05-31 5 48 53 90.57%
2008-04-30 5 45 50 90.00%
2008-03-31 5 45 50 90.00%
2008-02-29 5 44 49 89.80%
2008-01-31 5 42 47 89.36%
2007-12-31 5 42 47 89.36%
2007-11-30 5 42 47 89.36%
2007-10-31 5 44 49 89.80%
2007-09-30 5 42 47 89.36%
2007-08-31 5 40 45 88.89%
2007-07-31 5 39 44 88.64%
2007-06-30 5 38 43 88.37%
2007-05-31 5 37 42 88.10%
2007-04-30 5 39 44 88.64%
2007-03-31 5 39 44 88.64%
2007-02-28 5 37 42 88.10%
2007-01-31 5 39 44 88.64%
2006-12-31 5 39 44 88.64%
2006-11-30 6 38 44 86.36%
2006-10-31 6 38 44 86.36%
2006-09-30 6 38 44 86.36%
2006-08-31 5 38 43 88.37%
2006-07-31 5 38 43 88.37%
2006-06-30 5 37 42 88.10%
2006-05-31 5 37 42 88.10%
2006-04-30 5 34 39 87.18%
2006-03-31 5 35 40 87.50%
2006-02-28 5 36 41 87.80%
2006-01-31 5 34 39 87.18%
2005-12-31 5 35 40 87.50%
2005-11-30 5 34 39 87.18%
2005-10-31 5 34 39 87.18%
2005-09-30 5 33 38 86.84%
2005-08-31 5 36 41 87.80%
2005-07-31 5 35 40 87.50%
2005-06-30 5 35 40 87.50%
2005-05-31 5 35 40 87.50%
2005-04-30 5 36 41 87.80%
2005-03-31 5 37 42 88.10%
2005-02-28 5 38 43 88.37%
2005-01-31 5 38 43 88.37%
2004-12-31 5 37 42 88.10%
2004-11-30 5 38 43 88.37%
2004-10-31 5 38 43 88.37%
2004-09-30 5 37 42 88.10%
2004-08-31 4 38 42 90.48%
2004-07-31 4 38 42 90.48%
2004-06-30 4 36 40 90.00%
2004-05-31 4 36 40 90.00%
2004-04-30 4 35 39 89.74%
2004-03-31 4 35 39 89.74%
2004-02-29 4 34 38 89.47%
2004-01-31 4 34 38 89.47%
2003-12-31 4 34 38 89.47%
2003-11-30 4 33 37 89.19%
2003-10-31 4 32 36 88.89%
2003-09-30 4 33 37 89.19%
2003-08-31 4 33 37 89.19%
2003-07-31 4 33 37 89.19%
2003-06-30 4 35 39 89.74%
2003-05-31 4 34 38 89.47%
2003-04-30 4 26 30 86.67%
2003-03-31 4 26 30 86.67%

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