ORIENT SECURITIES (HONG KONG) LIMITED 東方證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-21 | 13 | 79 | 92 | 85.87% |
2024-04-30 | 13 | 77 | 90 | 85.56% |
2024-03-31 | 14 | 77 | 91 | 84.62% |
2024-02-29 | 13 | 78 | 91 | 85.71% |
2024-01-31 | 13 | 79 | 92 | 85.87% |
2023-12-31 | 13 | 79 | 92 | 85.87% |
2023-11-30 | 12 | 80 | 92 | 86.96% |
2023-10-31 | 12 | 79 | 91 | 86.81% |
2023-09-30 | 12 | 84 | 96 | 87.50% |
2023-08-31 | 12 | 89 | 101 | 88.12% |
2023-07-31 | 13 | 86 | 99 | 86.87% |
2023-06-30 | 11 | 94 | 105 | 89.52% |
2023-05-31 | 13 | 95 | 108 | 87.96% |
2023-04-30 | 14 | 98 | 112 | 87.50% |
2023-03-31 | 15 | 102 | 117 | 87.18% |
2023-02-28 | 15 | 101 | 116 | 87.07% |
2023-01-31 | 15 | 102 | 117 | 87.18% |
2022-12-31 | 15 | 105 | 120 | 87.50% |
2022-11-30 | 16 | 108 | 124 | 87.10% |
2022-10-31 | 17 | 107 | 124 | 86.29% |
2022-09-30 | 17 | 109 | 126 | 86.51% |
2022-08-31 | 17 | 106 | 123 | 86.18% |
2022-07-31 | 17 | 106 | 123 | 86.18% |
2022-06-30 | 17 | 107 | 124 | 86.29% |
2022-05-31 | 17 | 102 | 119 | 85.71% |
2022-04-30 | 17 | 104 | 121 | 85.95% |
2022-03-31 | 17 | 103 | 120 | 85.83% |
2022-02-28 | 17 | 99 | 116 | 85.34% |
2022-01-31 | 17 | 98 | 115 | 85.22% |
2021-12-31 | 17 | 93 | 110 | 84.55% |
2021-11-30 | 17 | 88 | 105 | 83.81% |
2021-10-31 | 16 | 88 | 104 | 84.62% |
2021-09-30 | 14 | 84 | 98 | 85.71% |
2021-08-31 | 13 | 81 | 94 | 86.17% |
2021-07-31 | 13 | 88 | 101 | 87.13% |
2021-06-30 | 14 | 86 | 100 | 86.00% |
2021-05-31 | 13 | 92 | 105 | 87.62% |
2021-04-30 | 13 | 95 | 108 | 87.96% |
2021-03-31 | 12 | 94 | 106 | 88.68% |
2021-02-28 | 12 | 92 | 104 | 88.46% |
2021-01-31 | 12 | 90 | 102 | 88.24% |
2020-12-31 | 12 | 88 | 100 | 88.00% |
2020-11-30 | 12 | 88 | 100 | 88.00% |
2020-10-31 | 12 | 85 | 97 | 87.63% |
2020-09-30 | 12 | 84 | 96 | 87.50% |
2020-08-31 | 12 | 86 | 98 | 87.76% |
2020-07-31 | 12 | 83 | 95 | 87.37% |
2020-06-30 | 12 | 79 | 91 | 86.81% |
2020-05-31 | 12 | 81 | 93 | 87.10% |
2020-04-30 | 12 | 82 | 94 | 87.23% |
2020-03-31 | 12 | 79 | 91 | 86.81% |
2020-02-29 | 12 | 77 | 89 | 86.52% |
2020-01-31 | 12 | 76 | 88 | 86.36% |
2019-12-31 | 12 | 74 | 86 | 86.05% |
2019-11-30 | 12 | 72 | 84 | 85.71% |
2019-10-31 | 12 | 69 | 81 | 85.19% |
2019-09-30 | 12 | 68 | 80 | 85.00% |
2019-08-31 | 9 | 69 | 78 | 88.46% |
2019-07-31 | 9 | 66 | 75 | 88.00% |
2019-06-30 | 9 | 66 | 75 | 88.00% |
2019-05-31 | 10 | 65 | 75 | 86.67% |
2019-04-30 | 10 | 62 | 72 | 86.11% |
2019-03-31 | 10 | 59 | 69 | 85.51% |
2019-02-28 | 10 | 57 | 67 | 85.07% |
2019-01-31 | 10 | 56 | 66 | 84.85% |
2018-12-31 | 8 | 59 | 67 | 88.06% |
2018-11-30 | 8 | 62 | 70 | 88.57% |
2018-10-31 | 9 | 61 | 70 | 87.14% |
2018-09-30 | 8 | 61 | 69 | 88.41% |
2018-08-31 | 8 | 67 | 75 | 89.33% |
2018-07-31 | 8 | 66 | 74 | 89.19% |
2018-06-30 | 8 | 64 | 72 | 88.89% |
2018-05-31 | 8 | 63 | 71 | 88.73% |
2018-04-30 | 8 | 63 | 71 | 88.73% |
2018-03-31 | 8 | 61 | 69 | 88.41% |
2018-02-28 | 8 | 61 | 69 | 88.41% |
2018-01-31 | 9 | 61 | 70 | 87.14% |
2017-12-31 | 9 | 58 | 67 | 86.57% |
2017-11-30 | 9 | 57 | 66 | 86.36% |
2017-10-31 | 9 | 56 | 65 | 86.15% |
2017-09-30 | 9 | 58 | 67 | 86.57% |
2017-08-31 | 9 | 52 | 61 | 85.25% |
2017-07-31 | 8 | 51 | 59 | 86.44% |
2017-06-30 | 8 | 52 | 60 | 86.67% |
2017-05-31 | 9 | 54 | 63 | 85.71% |
2017-04-30 | 9 | 57 | 66 | 86.36% |
2017-03-31 | 9 | 57 | 66 | 86.36% |
2017-02-28 | 9 | 57 | 66 | 86.36% |
2017-01-31 | 9 | 57 | 66 | 86.36% |
2016-12-31 | 9 | 58 | 67 | 86.57% |
2016-11-30 | 8 | 60 | 68 | 88.24% |
2016-10-31 | 8 | 59 | 67 | 88.06% |
2016-09-30 | 8 | 56 | 64 | 87.50% |
2016-08-31 | 8 | 54 | 62 | 87.10% |
2016-07-31 | 6 | 55 | 61 | 90.16% |
2016-06-30 | 5 | 55 | 60 | 91.67% |
2016-05-31 | 6 | 53 | 59 | 89.83% |
2016-04-30 | 5 | 52 | 57 | 91.23% |
2016-03-31 | 5 | 50 | 55 | 90.91% |
2016-02-29 | 5 | 49 | 54 | 90.74% |
2016-01-31 | 5 | 49 | 54 | 90.74% |
2015-12-31 | 5 | 47 | 52 | 90.38% |
2015-11-30 | 5 | 47 | 52 | 90.38% |
2015-10-31 | 5 | 44 | 49 | 89.80% |
2015-09-30 | 5 | 42 | 47 | 89.36% |
2015-08-31 | 4 | 41 | 45 | 91.11% |
2015-07-31 | 4 | 38 | 42 | 90.48% |
2015-06-30 | 4 | 33 | 37 | 89.19% |
2015-05-31 | 4 | 32 | 36 | 88.89% |
2015-04-30 | 4 | 32 | 36 | 88.89% |
2015-03-31 | 4 | 36 | 40 | 90.00% |
2015-02-28 | 4 | 34 | 38 | 89.47% |
2015-01-31 | 4 | 34 | 38 | 89.47% |
2014-12-31 | 4 | 33 | 37 | 89.19% |
2014-11-30 | 4 | 32 | 36 | 88.89% |
2014-10-31 | 5 | 32 | 37 | 86.49% |
2014-09-30 | 4 | 33 | 37 | 89.19% |
2014-08-31 | 4 | 33 | 37 | 89.19% |
2014-07-31 | 4 | 32 | 36 | 88.89% |
2014-06-30 | 4 | 32 | 36 | 88.89% |
2014-05-31 | 4 | 32 | 36 | 88.89% |
2014-04-30 | 4 | 29 | 33 | 87.88% |
2014-03-31 | 4 | 33 | 37 | 89.19% |
2014-02-28 | 4 | 34 | 38 | 89.47% |
2014-01-31 | 4 | 34 | 38 | 89.47% |
2013-12-31 | 4 | 32 | 36 | 88.89% |
2013-11-30 | 4 | 33 | 37 | 89.19% |
2013-10-31 | 4 | 33 | 37 | 89.19% |
2013-09-30 | 4 | 33 | 37 | 89.19% |
2013-08-31 | 3 | 34 | 37 | 91.89% |
2013-07-31 | 2 | 30 | 32 | 93.75% |
2013-06-30 | 2 | 27 | 29 | 93.10% |
2013-05-31 | 2 | 26 | 28 | 92.86% |
2013-04-30 | 2 | 25 | 27 | 92.59% |
2013-03-31 | 2 | 25 | 27 | 92.59% |
2013-02-28 | 2 | 23 | 25 | 92.00% |
2013-01-31 | 3 | 21 | 24 | 87.50% |
2012-12-31 | 4 | 19 | 23 | 82.61% |
2012-11-30 | 4 | 19 | 23 | 82.61% |
2012-10-31 | 4 | 19 | 23 | 82.61% |
2012-09-30 | 4 | 19 | 23 | 82.61% |
2012-08-31 | 4 | 18 | 22 | 81.82% |
2012-07-31 | 4 | 18 | 22 | 81.82% |
2012-06-30 | 4 | 16 | 20 | 80.00% |
2012-05-31 | 4 | 14 | 18 | 77.78% |
2012-04-30 | 4 | 14 | 18 | 77.78% |
2012-03-31 | 3 | 13 | 16 | 81.25% |
2012-02-29 | 3 | 13 | 16 | 81.25% |
2012-01-31 | 3 | 10 | 13 | 76.92% |
2011-12-31 | 3 | 10 | 13 | 76.92% |
2011-11-30 | 3 | 10 | 13 | 76.92% |
2011-10-31 | 3 | 10 | 13 | 76.92% |
2011-09-30 | 3 | 10 | 13 | 76.92% |
2011-08-31 | 3 | 9 | 12 | 75.00% |
2011-07-31 | 3 | 9 | 12 | 75.00% |
2011-06-30 | 3 | 8 | 11 | 72.73% |
2011-05-31 | 3 | 6 | 9 | 66.67% |
2011-04-30 | 3 | 6 | 9 | 66.67% |
2011-03-31 | 3 | 6 | 9 | 66.67% |
2011-02-28 | 3 | 5 | 8 | 62.50% |
2011-01-31 | 2 | 4 | 6 | 66.67% |
2010-12-31 | 2 | 3 | 5 | 60.00% |
2010-11-30 | 2 | 3 | 5 | 60.00% |
2010-10-31 | 2 | 3 | 5 | 60.00% |
2010-09-30 | 2 | 2 | 4 | 50.00% |
2010-08-31 | 2 | 1 | 3 | 33.33% |
2010-07-31 | 2 | 0 | 2 | 0.00% |
2010-06-30 | 0 | 0 | 0 | 0.00% |
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