CMB International Capital Limited 招銀國際融資有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 19 91 110 82.73%
2024-04-30 18 92 110 83.64%
2024-03-31 18 92 110 83.64%
2024-02-29 18 94 112 83.93%
2024-01-31 18 94 112 83.93%
2023-12-31 18 96 114 84.21%
2023-11-30 19 98 117 83.76%
2023-10-31 19 98 117 83.76%
2023-09-30 19 100 119 84.03%
2023-08-31 19 98 117 83.76%
2023-07-31 20 102 122 83.61%
2023-06-30 22 106 128 82.81%
2023-05-31 22 107 129 82.95%
2023-04-30 22 109 131 83.21%
2023-03-31 22 109 131 83.21%
2023-02-28 22 105 127 82.68%
2023-01-31 21 107 128 83.59%
2022-12-31 21 107 128 83.59%
2022-11-30 21 108 129 83.72%
2022-10-31 21 110 131 83.97%
2022-09-30 21 112 133 84.21%
2022-08-31 22 114 136 83.82%
2022-07-31 22 110 132 83.33%
2022-06-30 22 113 135 83.70%
2022-05-31 22 112 134 83.58%
2022-04-30 22 114 136 83.82%
2022-03-31 22 114 136 83.82%
2022-02-28 21 114 135 84.44%
2022-01-31 20 115 135 85.19%
2021-12-31 20 115 135 85.19%
2021-11-30 19 111 130 85.38%
2021-10-31 20 110 130 84.62%
2021-09-30 19 108 127 85.04%
2021-08-31 19 96 115 83.48%
2021-07-31 19 85 104 81.73%
2021-06-30 16 88 104 84.62%
2021-05-31 17 89 106 83.96%
2021-04-30 16 92 108 85.19%
2021-03-31 17 88 105 83.81%
2021-02-28 17 81 98 82.65%
2021-01-31 17 84 101 83.17%
2020-12-31 17 83 100 83.00%
2020-11-30 17 82 99 82.83%
2020-10-31 16 80 96 83.33%
2020-09-30 16 77 93 82.80%
2020-08-31 16 74 90 82.22%
2020-07-31 16 74 90 82.22%
2020-06-30 16 73 89 82.02%
2020-05-31 17 70 87 80.46%
2020-04-30 16 67 83 80.72%
2020-03-31 16 67 83 80.72%
2020-02-29 16 67 83 80.72%
2020-01-31 16 67 83 80.72%
2019-12-31 16 69 85 81.18%
2019-11-30 16 68 84 80.95%
2019-10-31 15 67 82 81.71%
2019-09-30 15 60 75 80.00%
2019-08-31 15 56 71 78.87%
2019-07-31 15 58 73 79.45%
2019-06-30 15 58 73 79.45%
2019-05-31 15 58 73 79.45%
2019-04-30 15 59 74 79.73%
2019-03-31 15 58 73 79.45%
2019-02-28 16 58 74 78.38%
2019-01-31 19 58 77 75.32%
2018-12-31 18 58 76 76.32%
2018-11-30 18 57 75 76.00%
2018-10-31 17 56 73 76.71%
2018-09-30 17 54 71 76.06%
2018-08-31 17 51 68 75.00%
2018-07-31 16 51 67 76.12%
2018-06-30 15 49 64 76.56%
2018-05-31 15 48 63 76.19%
2018-04-30 15 50 65 76.92%
2018-03-31 14 48 62 77.42%
2018-02-28 13 50 63 79.37%
2018-01-31 13 49 62 79.03%
2017-12-31 12 49 61 80.33%
2017-11-30 10 51 61 83.61%
2017-10-31 10 50 60 83.33%
2017-09-30 10 53 63 84.13%
2017-08-31 10 50 60 83.33%
2017-07-31 10 44 54 81.48%
2017-06-30 10 41 51 80.39%
2017-05-31 8 42 50 84.00%
2017-04-30 8 43 51 84.31%
2017-03-31 8 44 52 84.62%
2017-02-28 8 45 53 84.91%
2017-01-31 8 46 54 85.19%
2016-12-31 8 46 54 85.19%
2016-11-30 8 44 52 84.62%
2016-10-31 7 43 50 86.00%
2016-09-30 7 39 46 84.78%
2016-08-31 7 35 42 83.33%
2016-07-31 6 32 38 84.21%
2016-06-30 6 29 35 82.86%
2016-05-31 6 29 35 82.86%
2016-04-30 6 27 33 81.82%
2016-03-31 7 24 31 77.42%
2016-02-29 7 23 30 76.67%
2016-01-31 7 20 27 74.07%
2015-12-31 7 19 26 73.08%
2015-11-30 6 18 24 75.00%
2015-10-31 7 12 19 63.16%
2015-09-30 6 11 17 64.71%
2015-08-31 6 7 13 53.85%
2015-07-31 5 6 11 54.55%
2015-06-30 4 6 10 60.00%
2015-05-31 2 13 15 86.67%
2015-04-30 3 14 17 82.35%
2015-03-31 3 13 16 81.25%
2015-02-28 3 12 15 80.00%
2015-01-31 3 12 15 80.00%
2014-12-31 4 12 16 75.00%
2014-11-30 4 12 16 75.00%
2014-10-31 4 12 16 75.00%
2014-09-30 4 12 16 75.00%
2014-08-31 4 13 17 76.47%
2014-07-31 4 13 17 76.47%
2014-06-30 4 13 17 76.47%
2014-05-31 4 13 17 76.47%
2014-04-30 4 13 17 76.47%
2014-03-31 4 13 17 76.47%
2014-02-28 4 14 18 77.78%
2014-01-31 4 14 18 77.78%
2013-12-31 4 15 19 78.95%
2013-11-30 4 16 20 80.00%
2013-10-31 4 14 18 77.78%
2013-09-30 4 14 18 77.78%
2013-08-31 4 14 18 77.78%
2013-07-31 4 15 19 78.95%
2013-06-30 4 15 19 78.95%
2013-05-31 4 14 18 77.78%
2013-04-30 4 15 19 78.95%
2013-03-31 4 15 19 78.95%
2013-02-28 4 14 18 77.78%
2013-01-31 4 14 18 77.78%
2012-12-31 4 13 17 76.47%
2012-11-30 4 13 17 76.47%
2012-10-31 4 13 17 76.47%
2012-09-30 4 13 17 76.47%
2012-08-31 4 13 17 76.47%
2012-07-31 4 13 17 76.47%
2012-06-30 4 13 17 76.47%
2012-05-31 4 13 17 76.47%
2012-04-30 4 12 16 75.00%
2012-03-31 4 12 16 75.00%
2012-02-29 4 12 16 75.00%
2012-01-31 4 13 17 76.47%
2011-12-31 4 13 17 76.47%
2011-11-30 4 13 17 76.47%
2011-10-31 3 14 17 82.35%
2011-09-30 3 14 17 82.35%
2011-08-31 3 14 17 82.35%
2011-07-31 3 14 17 82.35%
2011-06-30 3 13 16 81.25%
2011-05-31 3 12 15 80.00%
2011-04-30 4 12 16 75.00%
2011-03-31 4 11 15 73.33%
2011-02-28 4 11 15 73.33%
2011-01-31 4 11 15 73.33%
2010-12-31 4 12 16 75.00%
2010-11-30 4 11 15 73.33%
2010-10-31 4 11 15 73.33%
2010-09-30 3 11 14 78.57%
2010-08-31 0 0 0 0.00%

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