PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-03 6 24 30 80.00%
2023-12-31 6 23 29 79.31%
2022-12-31 4 23 27 85.19%
2021-12-31 5 26 31 83.87%
2020-12-31 5 30 35 85.71%
2019-12-31 4 31 35 88.57%
2018-12-31 4 25 29 86.21%
2017-12-31 5 24 29 82.76%
2016-12-31 4 21 25 84.00%
2015-12-31 4 18 22 81.82%
2014-12-31 5 14 19 73.68%
2013-12-31 5 6 11 54.55%
2012-12-31 4 5 9 55.56%
2011-12-31 4 6 10 60.00%
2010-12-31 4 5 9 55.56%
2009-12-31 5 7 12 58.33%
2008-12-31 4 18 22 81.82%
2007-12-31 4 16 20 80.00%
2006-12-31 4 11 15 73.33%
2005-12-31 4 9 13 69.23%
2004-12-31 4 9 13 69.23%
2003-12-31 4 3 7 42.86%
2003-03-31 4 1 5 20.00%

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