FIL Investment Advisors

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-20 5 110 115 95.65%
2024-04-30 5 111 116 95.69%
2024-03-31 5 111 116 95.69%
2024-02-29 5 109 114 95.61%
2024-01-31 5 110 115 95.65%
2023-12-31 5 109 114 95.61%
2023-11-30 5 111 116 95.69%
2023-10-31 5 112 117 95.73%
2023-09-30 5 112 117 95.73%
2023-08-31 5 109 114 95.61%
2023-07-31 5 110 115 95.65%
2023-06-30 6 111 117 94.87%
2023-05-31 6 110 116 94.83%
2023-04-30 6 110 116 94.83%
2023-03-31 5 111 116 95.69%
2023-02-28 4 111 115 96.52%
2023-01-31 5 111 116 95.69%
2022-12-31 5 113 118 95.76%
2022-11-30 5 113 118 95.76%
2022-10-31 5 112 117 95.73%
2022-09-30 5 111 116 95.69%
2022-08-31 5 108 113 95.58%
2022-07-31 5 103 108 95.37%
2022-06-30 5 100 105 95.24%
2022-05-31 5 100 105 95.24%
2022-04-30 5 98 103 95.15%
2022-03-31 5 96 101 95.05%
2022-02-28 5 96 101 95.05%
2022-01-31 5 96 101 95.05%
2021-12-31 5 94 99 94.95%
2021-11-30 5 92 97 94.85%
2021-10-31 6 92 98 93.88%
2021-09-30 6 91 97 93.81%
2021-08-31 6 92 98 93.88%
2021-07-31 6 91 97 93.81%
2021-06-30 6 92 98 93.88%
2021-05-31 6 94 100 94.00%
2021-04-30 6 92 98 93.88%
2021-03-31 6 92 98 93.88%
2021-02-28 5 94 99 94.95%
2021-01-31 5 95 100 95.00%
2020-12-31 5 96 101 95.05%
2020-11-30 4 98 102 96.08%
2020-10-31 4 97 101 96.04%
2020-09-30 4 94 98 95.92%
2020-08-31 4 92 96 95.83%
2020-07-31 4 92 96 95.83%
2020-06-30 5 93 98 94.90%
2020-05-31 5 92 97 94.85%
2020-04-30 6 93 99 93.94%
2020-03-31 7 93 100 93.00%
2020-02-29 6 95 101 94.06%
2020-01-31 6 91 97 93.81%
2019-12-31 6 94 100 94.00%
2019-11-30 6 95 101 94.06%
2019-10-31 6 93 99 93.94%
2019-09-30 6 93 99 93.94%
2019-08-31 6 92 98 93.88%
2019-07-31 6 93 99 93.94%
2019-06-30 6 94 100 94.00%
2019-05-31 6 93 99 93.94%
2019-04-30 6 94 100 94.00%
2019-03-31 6 95 101 94.06%
2019-02-28 6 95 101 94.06%
2019-01-31 6 95 101 94.06%
2018-12-31 5 98 103 95.15%
2018-11-30 5 98 103 95.15%
2018-10-31 5 97 102 95.10%
2018-09-30 5 96 101 95.05%
2018-08-31 5 95 100 95.00%
2018-07-31 6 92 98 93.88%
2018-06-30 5 91 96 94.79%
2018-05-31 3 92 95 96.84%
2018-04-30 3 95 98 96.94%
2018-03-31 3 97 100 97.00%
2018-02-28 3 97 100 97.00%
2018-01-31 3 95 98 96.94%
2017-12-31 4 99 103 96.12%
2017-11-30 4 100 104 96.15%
2017-10-31 4 101 105 96.19%
2017-09-30 4 100 104 96.15%
2017-08-31 5 99 104 95.19%
2017-07-31 5 99 104 95.19%
2017-06-30 5 98 103 95.15%
2017-05-31 6 103 109 94.50%
2017-04-30 6 104 110 94.55%
2017-03-31 6 100 106 94.34%
2017-02-28 6 101 107 94.39%
2017-01-31 6 101 107 94.39%
2016-12-31 6 101 107 94.39%
2016-11-30 6 101 107 94.39%
2016-10-31 5 102 107 95.33%
2016-09-30 5 101 106 95.28%
2016-08-31 5 100 105 95.24%
2016-07-31 5 90 95 94.74%
2016-06-30 5 91 96 94.79%
2016-05-31 5 90 95 94.74%
2016-04-30 4 92 96 95.83%
2016-03-31 5 91 96 94.79%
2016-02-29 4 93 97 95.88%
2016-01-31 4 93 97 95.88%
2015-12-31 4 90 94 95.74%
2015-11-30 4 91 95 95.79%
2015-10-31 4 91 95 95.79%
2015-09-30 4 94 98 95.92%
2015-08-31 4 92 96 95.83%
2015-07-31 4 91 95 95.79%
2015-06-30 4 87 91 95.60%
2015-05-31 4 87 91 95.60%
2015-04-30 4 91 95 95.79%
2015-03-31 5 91 96 94.79%
2015-02-28 5 87 92 94.57%
2015-01-31 5 87 92 94.57%
2014-12-31 5 87 92 94.57%
2014-11-30 5 88 93 94.62%
2014-10-31 5 87 92 94.57%
2014-09-30 5 87 92 94.57%
2014-08-31 5 85 90 94.44%
2014-07-31 5 83 88 94.32%
2014-06-30 5 83 88 94.32%
2014-05-31 5 87 92 94.57%
2014-04-30 5 89 94 94.68%
2014-03-31 5 89 94 94.68%
2014-02-28 5 90 95 94.74%
2014-01-31 5 90 95 94.74%
2013-12-31 5 91 96 94.79%
2013-11-30 5 92 97 94.85%
2013-10-31 5 92 97 94.85%
2013-09-30 5 93 98 94.90%
2013-08-31 5 93 98 94.90%
2013-07-31 5 92 97 94.85%
2013-06-30 5 89 94 94.68%
2013-05-31 5 87 92 94.57%
2013-04-30 5 86 91 94.51%
2013-03-31 5 87 92 94.57%
2013-02-28 5 87 92 94.57%
2013-01-31 5 87 92 94.57%
2012-12-31 5 84 89 94.38%
2012-11-30 5 85 90 94.44%
2012-10-31 5 85 90 94.44%
2012-09-30 5 84 89 94.38%
2012-08-31 5 85 90 94.44%
2012-07-31 5 84 89 94.38%
2012-06-30 5 84 89 94.38%
2012-05-31 5 84 89 94.38%
2012-04-30 5 83 88 94.32%
2012-03-31 5 85 90 94.44%
2012-02-29 5 86 91 94.51%
2012-01-31 5 84 89 94.38%
2011-12-31 5 84 89 94.38%
2011-11-30 5 84 89 94.38%
2011-10-31 5 84 89 94.38%
2011-09-30 5 83 88 94.32%
2011-08-31 5 82 87 94.25%
2011-07-31 5 81 86 94.19%
2011-06-30 5 81 86 94.19%
2011-05-31 5 78 83 93.98%
2011-04-30 5 75 80 93.75%
2011-03-31 5 75 80 93.75%
2011-02-28 5 74 79 93.67%
2011-01-31 5 76 81 93.83%
2010-12-31 5 78 83 93.98%
2010-11-30 5 77 82 93.90%
2010-10-31 5 77 82 93.90%
2010-09-30 5 76 81 93.83%
2010-08-31 5 74 79 93.67%
2010-07-31 5 73 78 93.59%
2010-06-30 5 73 78 93.59%
2010-05-31 5 74 79 93.67%
2010-04-30 5 73 78 93.59%
2010-03-31 5 73 78 93.59%
2010-02-28 5 72 77 93.51%
2010-01-31 5 72 77 93.51%
2009-12-31 5 71 76 93.42%
2009-11-30 7 70 77 90.91%
2009-10-31 6 73 79 92.41%
2009-09-30 6 73 79 92.41%
2009-08-31 6 72 78 92.31%
2009-07-31 7 74 81 91.36%
2009-06-30 7 75 82 91.46%
2009-05-31 7 72 79 91.14%
2009-04-30 7 73 80 91.25%
2009-03-31 7 74 81 91.36%
2009-02-28 8 76 84 90.48%
2009-01-31 8 77 85 90.59%
2008-12-31 8 78 86 90.70%
2008-11-30 8 80 88 90.91%
2008-10-31 7 85 92 92.39%
2008-09-30 7 86 93 92.47%
2008-08-31 7 88 95 92.63%
2008-07-31 7 89 96 92.71%
2008-06-30 7 86 93 92.47%
2008-05-31 7 86 93 92.47%
2008-04-30 7 88 95 92.63%
2008-03-31 6 90 96 93.75%
2008-02-29 6 90 96 93.75%
2008-01-31 6 89 95 93.68%
2007-12-31 6 85 91 93.41%
2007-11-30 6 86 92 93.48%
2007-10-31 6 86 92 93.48%
2007-09-30 6 86 92 93.48%
2007-08-31 6 84 90 93.33%
2007-07-31 6 84 90 93.33%
2007-06-30 6 82 88 93.18%
2007-05-31 6 75 81 92.59%
2007-04-30 6 72 78 92.31%
2007-03-31 6 74 80 92.50%
2007-02-28 6 73 79 92.41%
2007-01-31 6 71 77 92.21%
2006-12-31 6 71 77 92.21%
2006-11-30 6 71 77 92.21%
2006-10-31 6 71 77 92.21%
2006-09-30 6 72 78 92.31%
2006-08-31 6 80 86 93.02%
2006-07-31 6 80 86 93.02%
2006-06-30 6 78 84 92.86%
2006-05-31 6 74 80 92.50%
2006-04-30 6 67 73 91.78%
2006-03-31 6 66 72 91.67%
2006-02-28 6 64 70 91.43%
2006-01-31 6 64 70 91.43%
2005-12-31 6 62 68 91.18%
2005-11-30 5 61 66 92.42%
2005-10-31 5 62 67 92.54%
2005-09-30 5 61 66 92.42%
2005-08-31 5 60 65 92.31%
2005-07-31 5 62 67 92.54%
2005-06-30 5 59 64 92.19%
2005-05-31 5 57 62 91.94%
2005-04-30 5 54 59 91.53%
2005-03-31 5 53 58 91.38%
2005-02-28 5 51 56 91.07%
2005-01-31 5 51 56 91.07%
2004-12-31 5 52 57 91.23%
2004-11-30 5 51 56 91.07%
2004-10-31 4 50 54 92.59%
2004-09-30 4 50 54 92.59%
2004-08-31 4 47 51 92.16%
2004-07-31 4 47 51 92.16%
2004-06-30 4 45 49 91.84%
2004-05-31 4 43 47 91.49%
2004-04-30 4 42 46 91.30%
2004-03-31 4 36 40 90.00%
2004-02-29 4 35 39 89.74%
2004-01-31 4 34 38 89.47%
2003-12-31 4 32 36 88.89%
2003-11-30 4 30 34 88.24%
2003-10-31 4 33 37 89.19%
2003-09-30 4 33 37 89.19%
2003-08-31 4 33 37 89.19%
2003-07-31 4 34 38 89.47%
2003-06-30 4 34 38 89.47%
2003-05-31 4 32 36 88.89%
2003-04-30 4 32 36 88.89%
2003-03-31 4 32 36 88.89%

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