CMB International Securities Limited 招銀國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-17 19 188 207 90.82%
2024-04-30 19 188 207 90.82%
2024-03-31 18 187 205 91.22%
2024-02-29 18 188 206 91.26%
2024-01-31 18 190 208 91.35%
2023-12-31 18 188 206 91.26%
2023-11-30 18 185 203 91.13%
2023-10-31 18 186 204 91.18%
2023-09-30 18 177 195 90.77%
2023-08-31 18 177 195 90.77%
2023-07-31 18 174 192 90.63%
2023-06-30 18 172 190 90.53%
2023-05-31 18 172 190 90.53%
2023-04-30 17 168 185 90.81%
2023-03-31 17 169 186 90.86%
2023-02-28 16 163 179 91.06%
2023-01-31 16 157 173 90.75%
2022-12-31 15 161 176 91.48%
2022-11-30 15 163 178 91.57%
2022-10-31 13 164 177 92.66%
2022-09-30 13 164 177 92.66%
2022-08-31 14 163 177 92.09%
2022-07-31 15 158 173 91.33%
2022-06-30 16 161 177 90.96%
2022-05-31 16 164 180 91.11%
2022-04-30 19 193 212 91.04%
2022-03-31 19 189 208 90.87%
2022-02-28 19 188 207 90.82%
2022-01-31 17 189 206 91.75%
2021-12-31 17 186 203 91.63%
2021-11-30 17 186 203 91.63%
2021-10-31 17 190 207 91.79%
2021-09-30 16 184 200 92.00%
2021-08-31 16 179 195 91.79%
2021-07-31 16 173 189 91.53%
2021-06-30 15 168 183 91.80%
2021-05-31 14 175 189 92.59%
2021-04-30 15 177 192 92.19%
2021-03-31 15 170 185 91.89%
2021-02-28 15 163 178 91.57%
2021-01-31 15 154 169 91.12%
2020-12-31 15 154 169 91.12%
2020-11-30 14 150 164 91.46%
2020-10-31 14 141 155 90.97%
2020-09-30 14 141 155 90.97%
2020-08-31 14 135 149 90.60%
2020-07-31 15 137 152 90.13%
2020-06-30 15 139 154 90.26%
2020-05-31 15 140 155 90.32%
2020-04-30 15 138 153 90.20%
2020-03-31 15 136 151 90.07%
2020-02-29 14 133 147 90.48%
2020-01-31 14 131 145 90.34%
2019-12-31 14 130 144 90.28%
2019-11-30 14 129 143 90.21%
2019-10-31 14 128 142 90.14%
2019-09-30 14 124 138 89.86%
2019-08-31 14 123 137 89.78%
2019-07-31 13 122 135 90.37%
2019-06-30 12 117 129 90.70%
2019-05-31 12 116 128 90.63%
2019-04-30 12 118 130 90.77%
2019-03-31 11 117 128 91.41%
2019-02-28 12 117 129 90.70%
2019-01-31 12 112 124 90.32%
2018-12-31 12 109 121 90.08%
2018-11-30 12 106 118 89.83%
2018-10-31 10 107 117 91.45%
2018-09-30 10 104 114 91.23%
2018-08-31 10 97 107 90.65%
2018-07-31 8 99 107 92.52%
2018-06-30 8 101 109 92.66%
2018-05-31 8 98 106 92.45%
2018-04-30 10 99 109 90.83%
2018-03-31 10 98 108 90.74%
2018-02-28 9 98 107 91.59%
2018-01-31 8 90 98 91.84%
2017-12-31 8 83 91 91.21%
2017-11-30 8 79 87 90.80%
2017-10-31 9 78 87 89.66%
2017-09-30 9 72 81 88.89%
2017-08-31 9 65 74 87.84%
2017-07-31 11 59 70 84.29%
2017-06-30 10 59 69 85.51%
2017-05-31 11 58 69 84.06%
2017-04-30 11 56 67 83.58%
2017-03-31 10 57 67 85.07%
2017-02-28 9 59 68 86.76%
2017-01-31 9 55 64 85.94%
2016-12-31 9 54 63 85.71%
2016-11-30 9 52 61 85.25%
2016-10-31 9 51 60 85.00%
2016-09-30 9 50 59 84.75%
2016-08-31 7 52 59 88.14%
2016-07-31 7 50 57 87.72%
2016-06-30 7 48 55 87.27%
2016-05-31 6 48 54 88.89%
2016-04-30 6 43 49 87.76%
2016-03-31 5 40 45 88.89%
2016-02-29 4 37 41 90.24%
2016-01-31 4 34 38 89.47%
2015-12-31 4 34 38 89.47%
2015-11-30 4 33 37 89.19%
2015-10-31 4 30 34 88.24%
2015-09-30 3 29 32 90.63%
2015-08-31 3 28 31 90.32%
2015-07-31 3 28 31 90.32%
2015-06-30 3 28 31 90.32%
2015-05-31 3 26 29 89.66%
2015-04-30 3 24 27 88.89%
2015-03-31 3 25 28 89.29%
2015-02-28 3 25 28 89.29%
2015-01-31 3 24 27 88.89%
2014-12-31 3 23 26 88.46%
2014-11-30 3 23 26 88.46%
2014-10-31 3 23 26 88.46%
2014-09-30 2 22 24 91.67%
2014-08-31 2 22 24 91.67%
2014-07-31 3 22 25 88.00%
2014-06-30 4 21 25 84.00%
2014-05-31 3 19 22 86.36%
2014-04-30 3 19 22 86.36%
2014-03-31 3 19 22 86.36%
2014-02-28 3 19 22 86.36%
2014-01-31 3 19 22 86.36%
2013-12-31 3 19 22 86.36%
2013-11-30 3 18 21 85.71%
2013-10-31 3 18 21 85.71%
2013-09-30 3 16 19 84.21%
2013-08-31 3 18 21 85.71%
2013-07-31 3 18 21 85.71%
2013-06-30 3 18 21 85.71%
2013-05-31 3 18 21 85.71%
2013-04-30 3 19 22 86.36%
2013-03-31 4 19 23 82.61%
2013-02-28 4 19 23 82.61%
2013-01-31 4 19 23 82.61%
2012-12-31 4 19 23 82.61%
2012-11-30 4 19 23 82.61%
2012-10-31 4 18 22 81.82%
2012-09-30 4 19 23 82.61%
2012-08-31 4 19 23 82.61%
2012-07-31 4 19 23 82.61%
2012-06-30 4 20 24 83.33%
2012-05-31 4 20 24 83.33%
2012-04-30 4 21 25 84.00%
2012-03-31 4 21 25 84.00%
2012-02-29 4 21 25 84.00%
2012-01-31 4 22 26 84.62%
2011-12-31 4 22 26 84.62%
2011-11-30 5 23 28 82.14%
2011-10-31 5 23 28 82.14%
2011-09-30 5 24 29 82.76%
2011-08-31 5 24 29 82.76%
2011-07-31 5 24 29 82.76%
2011-06-30 5 22 27 81.48%
2011-05-31 5 20 25 80.00%
2011-04-30 5 22 27 81.48%
2011-03-31 5 21 26 80.77%
2011-02-28 5 21 26 80.77%
2011-01-31 5 22 27 81.48%
2010-12-31 5 23 28 82.14%
2010-11-30 5 24 29 82.76%
2010-10-31 5 25 30 83.33%
2010-09-30 4 19 23 82.61%
2010-08-31 4 0 4 0.00%
2010-07-31 2 0 2 0.00%
2010-06-30 2 0 2 0.00%
2010-05-31 0 0 0 0.00%

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