CMB International Securities Limited 招銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-17 | 19 | 188 | 207 | 90.82% |
2024-04-30 | 19 | 188 | 207 | 90.82% |
2024-03-31 | 18 | 187 | 205 | 91.22% |
2024-02-29 | 18 | 188 | 206 | 91.26% |
2024-01-31 | 18 | 190 | 208 | 91.35% |
2023-12-31 | 18 | 188 | 206 | 91.26% |
2023-11-30 | 18 | 185 | 203 | 91.13% |
2023-10-31 | 18 | 186 | 204 | 91.18% |
2023-09-30 | 18 | 177 | 195 | 90.77% |
2023-08-31 | 18 | 177 | 195 | 90.77% |
2023-07-31 | 18 | 174 | 192 | 90.63% |
2023-06-30 | 18 | 172 | 190 | 90.53% |
2023-05-31 | 18 | 172 | 190 | 90.53% |
2023-04-30 | 17 | 168 | 185 | 90.81% |
2023-03-31 | 17 | 169 | 186 | 90.86% |
2023-02-28 | 16 | 163 | 179 | 91.06% |
2023-01-31 | 16 | 157 | 173 | 90.75% |
2022-12-31 | 15 | 161 | 176 | 91.48% |
2022-11-30 | 15 | 163 | 178 | 91.57% |
2022-10-31 | 13 | 164 | 177 | 92.66% |
2022-09-30 | 13 | 164 | 177 | 92.66% |
2022-08-31 | 14 | 163 | 177 | 92.09% |
2022-07-31 | 15 | 158 | 173 | 91.33% |
2022-06-30 | 16 | 161 | 177 | 90.96% |
2022-05-31 | 16 | 164 | 180 | 91.11% |
2022-04-30 | 19 | 193 | 212 | 91.04% |
2022-03-31 | 19 | 189 | 208 | 90.87% |
2022-02-28 | 19 | 188 | 207 | 90.82% |
2022-01-31 | 17 | 189 | 206 | 91.75% |
2021-12-31 | 17 | 186 | 203 | 91.63% |
2021-11-30 | 17 | 186 | 203 | 91.63% |
2021-10-31 | 17 | 190 | 207 | 91.79% |
2021-09-30 | 16 | 184 | 200 | 92.00% |
2021-08-31 | 16 | 179 | 195 | 91.79% |
2021-07-31 | 16 | 173 | 189 | 91.53% |
2021-06-30 | 15 | 168 | 183 | 91.80% |
2021-05-31 | 14 | 175 | 189 | 92.59% |
2021-04-30 | 15 | 177 | 192 | 92.19% |
2021-03-31 | 15 | 170 | 185 | 91.89% |
2021-02-28 | 15 | 163 | 178 | 91.57% |
2021-01-31 | 15 | 154 | 169 | 91.12% |
2020-12-31 | 15 | 154 | 169 | 91.12% |
2020-11-30 | 14 | 150 | 164 | 91.46% |
2020-10-31 | 14 | 141 | 155 | 90.97% |
2020-09-30 | 14 | 141 | 155 | 90.97% |
2020-08-31 | 14 | 135 | 149 | 90.60% |
2020-07-31 | 15 | 137 | 152 | 90.13% |
2020-06-30 | 15 | 139 | 154 | 90.26% |
2020-05-31 | 15 | 140 | 155 | 90.32% |
2020-04-30 | 15 | 138 | 153 | 90.20% |
2020-03-31 | 15 | 136 | 151 | 90.07% |
2020-02-29 | 14 | 133 | 147 | 90.48% |
2020-01-31 | 14 | 131 | 145 | 90.34% |
2019-12-31 | 14 | 130 | 144 | 90.28% |
2019-11-30 | 14 | 129 | 143 | 90.21% |
2019-10-31 | 14 | 128 | 142 | 90.14% |
2019-09-30 | 14 | 124 | 138 | 89.86% |
2019-08-31 | 14 | 123 | 137 | 89.78% |
2019-07-31 | 13 | 122 | 135 | 90.37% |
2019-06-30 | 12 | 117 | 129 | 90.70% |
2019-05-31 | 12 | 116 | 128 | 90.63% |
2019-04-30 | 12 | 118 | 130 | 90.77% |
2019-03-31 | 11 | 117 | 128 | 91.41% |
2019-02-28 | 12 | 117 | 129 | 90.70% |
2019-01-31 | 12 | 112 | 124 | 90.32% |
2018-12-31 | 12 | 109 | 121 | 90.08% |
2018-11-30 | 12 | 106 | 118 | 89.83% |
2018-10-31 | 10 | 107 | 117 | 91.45% |
2018-09-30 | 10 | 104 | 114 | 91.23% |
2018-08-31 | 10 | 97 | 107 | 90.65% |
2018-07-31 | 8 | 99 | 107 | 92.52% |
2018-06-30 | 8 | 101 | 109 | 92.66% |
2018-05-31 | 8 | 98 | 106 | 92.45% |
2018-04-30 | 10 | 99 | 109 | 90.83% |
2018-03-31 | 10 | 98 | 108 | 90.74% |
2018-02-28 | 9 | 98 | 107 | 91.59% |
2018-01-31 | 8 | 90 | 98 | 91.84% |
2017-12-31 | 8 | 83 | 91 | 91.21% |
2017-11-30 | 8 | 79 | 87 | 90.80% |
2017-10-31 | 9 | 78 | 87 | 89.66% |
2017-09-30 | 9 | 72 | 81 | 88.89% |
2017-08-31 | 9 | 65 | 74 | 87.84% |
2017-07-31 | 11 | 59 | 70 | 84.29% |
2017-06-30 | 10 | 59 | 69 | 85.51% |
2017-05-31 | 11 | 58 | 69 | 84.06% |
2017-04-30 | 11 | 56 | 67 | 83.58% |
2017-03-31 | 10 | 57 | 67 | 85.07% |
2017-02-28 | 9 | 59 | 68 | 86.76% |
2017-01-31 | 9 | 55 | 64 | 85.94% |
2016-12-31 | 9 | 54 | 63 | 85.71% |
2016-11-30 | 9 | 52 | 61 | 85.25% |
2016-10-31 | 9 | 51 | 60 | 85.00% |
2016-09-30 | 9 | 50 | 59 | 84.75% |
2016-08-31 | 7 | 52 | 59 | 88.14% |
2016-07-31 | 7 | 50 | 57 | 87.72% |
2016-06-30 | 7 | 48 | 55 | 87.27% |
2016-05-31 | 6 | 48 | 54 | 88.89% |
2016-04-30 | 6 | 43 | 49 | 87.76% |
2016-03-31 | 5 | 40 | 45 | 88.89% |
2016-02-29 | 4 | 37 | 41 | 90.24% |
2016-01-31 | 4 | 34 | 38 | 89.47% |
2015-12-31 | 4 | 34 | 38 | 89.47% |
2015-11-30 | 4 | 33 | 37 | 89.19% |
2015-10-31 | 4 | 30 | 34 | 88.24% |
2015-09-30 | 3 | 29 | 32 | 90.63% |
2015-08-31 | 3 | 28 | 31 | 90.32% |
2015-07-31 | 3 | 28 | 31 | 90.32% |
2015-06-30 | 3 | 28 | 31 | 90.32% |
2015-05-31 | 3 | 26 | 29 | 89.66% |
2015-04-30 | 3 | 24 | 27 | 88.89% |
2015-03-31 | 3 | 25 | 28 | 89.29% |
2015-02-28 | 3 | 25 | 28 | 89.29% |
2015-01-31 | 3 | 24 | 27 | 88.89% |
2014-12-31 | 3 | 23 | 26 | 88.46% |
2014-11-30 | 3 | 23 | 26 | 88.46% |
2014-10-31 | 3 | 23 | 26 | 88.46% |
2014-09-30 | 2 | 22 | 24 | 91.67% |
2014-08-31 | 2 | 22 | 24 | 91.67% |
2014-07-31 | 3 | 22 | 25 | 88.00% |
2014-06-30 | 4 | 21 | 25 | 84.00% |
2014-05-31 | 3 | 19 | 22 | 86.36% |
2014-04-30 | 3 | 19 | 22 | 86.36% |
2014-03-31 | 3 | 19 | 22 | 86.36% |
2014-02-28 | 3 | 19 | 22 | 86.36% |
2014-01-31 | 3 | 19 | 22 | 86.36% |
2013-12-31 | 3 | 19 | 22 | 86.36% |
2013-11-30 | 3 | 18 | 21 | 85.71% |
2013-10-31 | 3 | 18 | 21 | 85.71% |
2013-09-30 | 3 | 16 | 19 | 84.21% |
2013-08-31 | 3 | 18 | 21 | 85.71% |
2013-07-31 | 3 | 18 | 21 | 85.71% |
2013-06-30 | 3 | 18 | 21 | 85.71% |
2013-05-31 | 3 | 18 | 21 | 85.71% |
2013-04-30 | 3 | 19 | 22 | 86.36% |
2013-03-31 | 4 | 19 | 23 | 82.61% |
2013-02-28 | 4 | 19 | 23 | 82.61% |
2013-01-31 | 4 | 19 | 23 | 82.61% |
2012-12-31 | 4 | 19 | 23 | 82.61% |
2012-11-30 | 4 | 19 | 23 | 82.61% |
2012-10-31 | 4 | 18 | 22 | 81.82% |
2012-09-30 | 4 | 19 | 23 | 82.61% |
2012-08-31 | 4 | 19 | 23 | 82.61% |
2012-07-31 | 4 | 19 | 23 | 82.61% |
2012-06-30 | 4 | 20 | 24 | 83.33% |
2012-05-31 | 4 | 20 | 24 | 83.33% |
2012-04-30 | 4 | 21 | 25 | 84.00% |
2012-03-31 | 4 | 21 | 25 | 84.00% |
2012-02-29 | 4 | 21 | 25 | 84.00% |
2012-01-31 | 4 | 22 | 26 | 84.62% |
2011-12-31 | 4 | 22 | 26 | 84.62% |
2011-11-30 | 5 | 23 | 28 | 82.14% |
2011-10-31 | 5 | 23 | 28 | 82.14% |
2011-09-30 | 5 | 24 | 29 | 82.76% |
2011-08-31 | 5 | 24 | 29 | 82.76% |
2011-07-31 | 5 | 24 | 29 | 82.76% |
2011-06-30 | 5 | 22 | 27 | 81.48% |
2011-05-31 | 5 | 20 | 25 | 80.00% |
2011-04-30 | 5 | 22 | 27 | 81.48% |
2011-03-31 | 5 | 21 | 26 | 80.77% |
2011-02-28 | 5 | 21 | 26 | 80.77% |
2011-01-31 | 5 | 22 | 27 | 81.48% |
2010-12-31 | 5 | 23 | 28 | 82.14% |
2010-11-30 | 5 | 24 | 29 | 82.76% |
2010-10-31 | 5 | 25 | 30 | 83.33% |
2010-09-30 | 4 | 19 | 23 | 82.61% |
2010-08-31 | 4 | 0 | 4 | 0.00% |
2010-07-31 | 2 | 0 | 2 | 0.00% |
2010-06-30 | 2 | 0 | 2 | 0.00% |
2010-05-31 | 0 | 0 | 0 | 0.00% |
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