Qube Research & Technologies Hong Kong Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-19 | 4 | 31 | 35 | 88.57% |
| 2024-04-30 | 4 | 30 | 34 | 88.24% |
| 2024-03-31 | 4 | 28 | 32 | 87.50% |
| 2024-02-29 | 4 | 27 | 31 | 87.10% |
| 2024-01-31 | 4 | 27 | 31 | 87.10% |
| 2023-12-31 | 4 | 27 | 31 | 87.10% |
| 2023-11-30 | 4 | 27 | 31 | 87.10% |
| 2023-10-31 | 4 | 26 | 30 | 86.67% |
| 2023-09-30 | 4 | 26 | 30 | 86.67% |
| 2023-08-31 | 4 | 25 | 29 | 86.21% |
| 2023-07-31 | 4 | 25 | 29 | 86.21% |
| 2023-06-30 | 4 | 23 | 27 | 85.19% |
| 2023-05-31 | 4 | 23 | 27 | 85.19% |
| 2023-04-30 | 4 | 22 | 26 | 84.62% |
| 2023-03-31 | 4 | 22 | 26 | 84.62% |
| 2023-02-28 | 4 | 22 | 26 | 84.62% |
| 2023-01-31 | 4 | 22 | 26 | 84.62% |
| 2022-12-31 | 4 | 22 | 26 | 84.62% |
| 2022-11-30 | 4 | 23 | 27 | 85.19% |
| 2022-10-31 | 4 | 23 | 27 | 85.19% |
| 2022-09-30 | 4 | 22 | 26 | 84.62% |
| 2022-08-31 | 3 | 20 | 23 | 86.96% |
| 2022-07-31 | 3 | 19 | 22 | 86.36% |
| 2022-06-30 | 3 | 21 | 24 | 87.50% |
| 2022-05-31 | 3 | 23 | 26 | 88.46% |
| 2022-04-30 | 3 | 25 | 28 | 89.29% |
| 2022-03-31 | 3 | 25 | 28 | 89.29% |
| 2022-02-28 | 3 | 24 | 27 | 88.89% |
| 2022-01-31 | 3 | 24 | 27 | 88.89% |
| 2021-12-31 | 3 | 24 | 27 | 88.89% |
| 2021-11-30 | 3 | 25 | 28 | 89.29% |
| 2021-10-31 | 3 | 22 | 25 | 88.00% |
| 2021-09-30 | 3 | 23 | 26 | 88.46% |
| 2021-08-31 | 3 | 22 | 25 | 88.00% |
| 2021-07-31 | 3 | 19 | 22 | 86.36% |
| 2021-06-30 | 3 | 19 | 22 | 86.36% |
| 2021-05-31 | 3 | 17 | 20 | 85.00% |
| 2021-04-30 | 3 | 17 | 20 | 85.00% |
| 2021-03-31 | 3 | 18 | 21 | 85.71% |
| 2021-02-28 | 3 | 20 | 23 | 86.96% |
| 2021-01-31 | 3 | 20 | 23 | 86.96% |
| 2020-12-31 | 3 | 20 | 23 | 86.96% |
| 2020-11-30 | 3 | 20 | 23 | 86.96% |
| 2020-10-31 | 3 | 20 | 23 | 86.96% |
| 2020-09-30 | 3 | 19 | 22 | 86.36% |
| 2020-08-31 | 3 | 18 | 21 | 85.71% |
| 2020-07-31 | 3 | 17 | 20 | 85.00% |
| 2020-06-30 | 3 | 17 | 20 | 85.00% |
| 2020-05-31 | 3 | 16 | 19 | 84.21% |
| 2020-04-30 | 3 | 16 | 19 | 84.21% |
| 2020-03-31 | 3 | 16 | 19 | 84.21% |
| 2020-02-29 | 3 | 16 | 19 | 84.21% |
| 2020-01-31 | 3 | 15 | 18 | 83.33% |
| 2019-12-31 | 3 | 16 | 19 | 84.21% |
| 2019-11-30 | 3 | 18 | 21 | 85.71% |
| 2019-10-31 | 3 | 17 | 20 | 85.00% |
| 2019-09-30 | 3 | 16 | 19 | 84.21% |
| 2019-08-31 | 3 | 16 | 19 | 84.21% |
| 2019-07-31 | 3 | 14 | 17 | 82.35% |
| 2019-06-30 | 3 | 12 | 15 | 80.00% |
| 2019-05-31 | 2 | 12 | 14 | 85.71% |
| 2019-04-30 | 2 | 13 | 15 | 86.67% |
| 2019-03-31 | 2 | 14 | 16 | 87.50% |
| 2019-02-28 | 2 | 15 | 17 | 88.24% |
| 2019-01-31 | 2 | 15 | 17 | 88.24% |
| 2018-12-31 | 2 | 16 | 18 | 88.89% |
| 2018-11-30 | 2 | 16 | 18 | 88.89% |
| 2018-10-31 | 2 | 14 | 16 | 87.50% |
| 2018-09-30 | 2 | 14 | 16 | 87.50% |
| 2018-08-31 | 2 | 13 | 15 | 86.67% |
| 2018-07-31 | 2 | 13 | 15 | 86.67% |
| 2018-06-30 | 2 | 13 | 15 | 86.67% |
| 2018-05-31 | 2 | 14 | 16 | 87.50% |
| 2018-04-30 | 2 | 14 | 16 | 87.50% |
| 2018-03-31 | 2 | 13 | 15 | 86.67% |
| 2018-02-28 | 2 | 14 | 16 | 87.50% |
| 2018-01-31 | 2 | 14 | 16 | 87.50% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
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