LGT INVESTMENT MANAGEMENT (ASIA) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-03 | 5 | 184 | 189 | 97.35% |
2023-12-31 | 4 | 175 | 179 | 97.77% |
2022-12-31 | 5 | 156 | 161 | 96.89% |
2021-12-31 | 5 | 164 | 169 | 97.04% |
2020-12-31 | 5 | 156 | 161 | 96.89% |
2019-12-31 | 5 | 151 | 156 | 96.79% |
2018-12-31 | 5 | 132 | 137 | 96.35% |
2017-12-31 | 5 | 140 | 145 | 96.55% |
2016-12-31 | 5 | 91 | 96 | 94.79% |
2015-12-31 | 5 | 81 | 86 | 94.19% |
2014-12-31 | 5 | 75 | 80 | 93.75% |
2013-12-31 | 6 | 63 | 69 | 91.30% |
2012-12-31 | 6 | 57 | 63 | 90.48% |
2011-12-31 | 5 | 47 | 52 | 90.38% |
2010-12-31 | 5 | 70 | 75 | 93.33% |
2009-12-31 | 5 | 67 | 72 | 93.06% |
2008-12-31 | 5 | 57 | 62 | 91.94% |
2007-12-31 | 4 | 43 | 47 | 91.49% |
2006-12-31 | 4 | 40 | 44 | 90.91% |
2005-12-31 | 5 | 26 | 31 | 83.87% |
2004-12-31 | 5 | 14 | 19 | 73.68% |
2003-12-31 | 5 | 13 | 18 | 72.22% |
2003-03-31 | 5 | 10 | 15 | 66.67% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy