EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 英皇金融集團(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-19 | 3 | 30 | 33 | 90.91% |
| 2024-04-30 | 3 | 30 | 33 | 90.91% |
| 2024-03-31 | 4 | 30 | 34 | 88.24% |
| 2024-02-29 | 4 | 30 | 34 | 88.24% |
| 2024-01-31 | 4 | 30 | 34 | 88.24% |
| 2023-12-31 | 4 | 32 | 36 | 88.89% |
| 2023-11-30 | 4 | 32 | 36 | 88.89% |
| 2023-10-31 | 4 | 32 | 36 | 88.89% |
| 2023-09-30 | 4 | 32 | 36 | 88.89% |
| 2023-08-31 | 4 | 34 | 38 | 89.47% |
| 2023-07-31 | 4 | 34 | 38 | 89.47% |
| 2023-06-30 | 4 | 34 | 38 | 89.47% |
| 2023-05-31 | 4 | 34 | 38 | 89.47% |
| 2023-04-30 | 4 | 35 | 39 | 89.74% |
| 2023-03-31 | 4 | 36 | 40 | 90.00% |
| 2023-02-28 | 3 | 40 | 43 | 93.02% |
| 2023-01-31 | 3 | 40 | 43 | 93.02% |
| 2022-12-31 | 3 | 40 | 43 | 93.02% |
| 2022-11-30 | 3 | 40 | 43 | 93.02% |
| 2022-10-31 | 4 | 40 | 44 | 90.91% |
| 2022-09-30 | 4 | 40 | 44 | 90.91% |
| 2022-08-31 | 4 | 43 | 47 | 91.49% |
| 2022-07-31 | 4 | 45 | 49 | 91.84% |
| 2022-06-30 | 4 | 44 | 48 | 91.67% |
| 2022-05-31 | 4 | 44 | 48 | 91.67% |
| 2022-04-30 | 3 | 47 | 50 | 94.00% |
| 2022-03-31 | 4 | 47 | 51 | 92.16% |
| 2022-02-28 | 4 | 47 | 51 | 92.16% |
| 2022-01-31 | 4 | 47 | 51 | 92.16% |
| 2021-12-31 | 4 | 48 | 52 | 92.31% |
| 2021-11-30 | 4 | 50 | 54 | 92.59% |
| 2021-10-31 | 5 | 52 | 57 | 91.23% |
| 2021-09-30 | 5 | 51 | 56 | 91.07% |
| 2021-08-31 | 5 | 49 | 54 | 90.74% |
| 2021-07-31 | 7 | 49 | 56 | 87.50% |
| 2021-06-30 | 7 | 49 | 56 | 87.50% |
| 2021-05-31 | 7 | 49 | 56 | 87.50% |
| 2021-04-30 | 7 | 49 | 56 | 87.50% |
| 2021-03-31 | 7 | 49 | 56 | 87.50% |
| 2021-02-28 | 7 | 50 | 57 | 87.72% |
| 2021-01-31 | 4 | 53 | 57 | 92.98% |
| 2020-12-31 | 4 | 53 | 57 | 92.98% |
| 2020-11-30 | 4 | 53 | 57 | 92.98% |
| 2020-10-31 | 4 | 52 | 56 | 92.86% |
| 2020-09-30 | 4 | 52 | 56 | 92.86% |
| 2020-08-31 | 4 | 52 | 56 | 92.86% |
| 2020-07-31 | 4 | 52 | 56 | 92.86% |
| 2020-06-30 | 4 | 53 | 57 | 92.98% |
| 2020-05-31 | 4 | 57 | 61 | 93.44% |
| 2020-04-30 | 4 | 57 | 61 | 93.44% |
| 2020-03-31 | 4 | 57 | 61 | 93.44% |
| 2020-02-29 | 4 | 57 | 61 | 93.44% |
| 2020-01-31 | 4 | 57 | 61 | 93.44% |
| 2019-12-31 | 4 | 59 | 63 | 93.65% |
| 2019-11-30 | 4 | 59 | 63 | 93.65% |
| 2019-10-31 | 4 | 63 | 67 | 94.03% |
| 2019-09-30 | 4 | 63 | 67 | 94.03% |
| 2019-08-31 | 4 | 63 | 67 | 94.03% |
| 2019-07-31 | 4 | 64 | 68 | 94.12% |
| 2019-06-30 | 4 | 68 | 72 | 94.44% |
| 2019-05-31 | 4 | 71 | 75 | 94.67% |
| 2019-04-30 | 4 | 70 | 74 | 94.59% |
| 2019-03-31 | 4 | 70 | 74 | 94.59% |
| 2019-02-28 | 4 | 70 | 74 | 94.59% |
| 2019-01-31 | 4 | 70 | 74 | 94.59% |
| 2018-12-31 | 4 | 72 | 76 | 94.74% |
| 2018-11-30 | 4 | 76 | 80 | 95.00% |
| 2018-10-31 | 4 | 76 | 80 | 95.00% |
| 2018-09-30 | 4 | 80 | 84 | 95.24% |
| 2018-08-31 | 4 | 80 | 84 | 95.24% |
| 2018-07-31 | 4 | 84 | 88 | 95.45% |
| 2018-06-30 | 4 | 84 | 88 | 95.45% |
| 2018-05-31 | 4 | 91 | 95 | 95.79% |
| 2018-04-30 | 4 | 95 | 99 | 95.96% |
| 2018-03-31 | 4 | 100 | 104 | 96.15% |
| 2018-02-28 | 4 | 101 | 105 | 96.19% |
| 2018-01-31 | 4 | 104 | 108 | 96.30% |
| 2017-12-31 | 4 | 107 | 111 | 96.40% |
| 2017-11-30 | 5 | 107 | 112 | 95.54% |
| 2017-10-31 | 5 | 107 | 112 | 95.54% |
| 2017-09-30 | 5 | 115 | 120 | 95.83% |
| 2017-08-31 | 5 | 120 | 125 | 96.00% |
| 2017-07-31 | 5 | 122 | 127 | 96.06% |
| 2017-06-30 | 5 | 129 | 134 | 96.27% |
| 2017-05-31 | 5 | 130 | 135 | 96.30% |
| 2017-04-30 | 5 | 130 | 135 | 96.30% |
| 2017-03-31 | 7 | 140 | 147 | 95.24% |
| 2017-02-28 | 7 | 141 | 148 | 95.27% |
| 2017-01-31 | 7 | 139 | 146 | 95.21% |
| 2016-12-31 | 7 | 141 | 148 | 95.27% |
| 2016-11-30 | 7 | 143 | 150 | 95.33% |
| 2016-10-31 | 7 | 143 | 150 | 95.33% |
| 2016-09-30 | 6 | 145 | 151 | 96.03% |
| 2016-08-31 | 6 | 146 | 152 | 96.05% |
| 2016-07-31 | 6 | 147 | 153 | 96.08% |
| 2016-06-30 | 6 | 147 | 153 | 96.08% |
| 2016-05-31 | 6 | 158 | 164 | 96.34% |
| 2016-04-30 | 6 | 160 | 166 | 96.39% |
| 2016-03-31 | 6 | 160 | 166 | 96.39% |
| 2016-02-29 | 6 | 161 | 167 | 96.41% |
| 2016-01-31 | 6 | 164 | 170 | 96.47% |
| 2015-12-31 | 6 | 164 | 170 | 96.47% |
| 2015-11-30 | 6 | 164 | 170 | 96.47% |
| 2015-10-31 | 6 | 168 | 174 | 96.55% |
| 2015-09-30 | 6 | 175 | 181 | 96.69% |
| 2015-08-31 | 6 | 176 | 182 | 96.70% |
| 2015-07-31 | 6 | 175 | 181 | 96.69% |
| 2015-06-30 | 6 | 176 | 182 | 96.70% |
| 2015-05-31 | 6 | 178 | 184 | 96.74% |
| 2015-04-30 | 6 | 177 | 183 | 96.72% |
| 2015-03-31 | 6 | 177 | 183 | 96.72% |
| 2015-02-28 | 6 | 180 | 186 | 96.77% |
| 2015-01-31 | 6 | 181 | 187 | 96.79% |
| 2014-12-31 | 6 | 181 | 187 | 96.79% |
| 2014-11-30 | 6 | 186 | 192 | 96.88% |
| 2014-10-31 | 6 | 186 | 192 | 96.88% |
| 2014-09-30 | 6 | 189 | 195 | 96.92% |
| 2014-08-31 | 6 | 190 | 196 | 96.94% |
| 2014-07-31 | 6 | 192 | 198 | 96.97% |
| 2014-06-30 | 6 | 194 | 200 | 97.00% |
| 2014-05-31 | 6 | 195 | 201 | 97.01% |
| 2014-04-30 | 6 | 195 | 201 | 97.01% |
| 2014-03-31 | 6 | 199 | 205 | 97.07% |
| 2014-02-28 | 6 | 202 | 208 | 97.12% |
| 2014-01-31 | 6 | 202 | 208 | 97.12% |
| 2013-12-31 | 6 | 202 | 208 | 97.12% |
| 2013-11-30 | 7 | 204 | 211 | 96.68% |
| 2013-10-31 | 7 | 205 | 212 | 96.70% |
| 2013-09-30 | 7 | 207 | 214 | 96.73% |
| 2013-08-31 | 7 | 208 | 215 | 96.74% |
| 2013-07-31 | 7 | 209 | 216 | 96.76% |
| 2013-06-30 | 7 | 209 | 216 | 96.76% |
| 2013-05-31 | 7 | 207 | 214 | 96.73% |
| 2013-04-30 | 7 | 206 | 213 | 96.71% |
| 2013-03-31 | 7 | 205 | 212 | 96.70% |
| 2013-02-28 | 7 | 205 | 212 | 96.70% |
| 2013-01-31 | 7 | 204 | 211 | 96.68% |
| 2012-12-31 | 7 | 206 | 213 | 96.71% |
| 2012-11-30 | 7 | 205 | 212 | 96.70% |
| 2012-10-31 | 7 | 203 | 210 | 96.67% |
| 2012-09-30 | 7 | 205 | 212 | 96.70% |
| 2012-08-31 | 7 | 205 | 212 | 96.70% |
| 2012-07-31 | 7 | 205 | 212 | 96.70% |
| 2012-06-30 | 7 | 206 | 213 | 96.71% |
| 2012-05-31 | 7 | 207 | 214 | 96.73% |
| 2012-04-30 | 7 | 205 | 212 | 96.70% |
| 2012-03-31 | 7 | 205 | 212 | 96.70% |
| 2012-02-29 | 7 | 206 | 213 | 96.71% |
| 2012-01-31 | 7 | 206 | 213 | 96.71% |
| 2011-12-31 | 7 | 208 | 215 | 96.74% |
| 2011-11-30 | 7 | 214 | 221 | 96.83% |
| 2011-10-31 | 7 | 214 | 221 | 96.83% |
| 2011-09-30 | 7 | 214 | 221 | 96.83% |
| 2011-08-31 | 5 | 216 | 221 | 97.74% |
| 2011-07-31 | 5 | 216 | 221 | 97.74% |
| 2011-06-30 | 5 | 217 | 222 | 97.75% |
| 2011-05-31 | 5 | 219 | 224 | 97.77% |
| 2011-04-30 | 5 | 216 | 221 | 97.74% |
| 2011-03-31 | 5 | 216 | 221 | 97.74% |
| 2011-02-28 | 5 | 217 | 222 | 97.75% |
| 2011-01-31 | 5 | 217 | 222 | 97.75% |
| 2010-12-31 | 5 | 218 | 223 | 97.76% |
| 2010-11-30 | 5 | 222 | 227 | 97.80% |
| 2010-10-31 | 5 | 224 | 229 | 97.82% |
| 2010-09-30 | 5 | 224 | 229 | 97.82% |
| 2010-08-31 | 5 | 223 | 228 | 97.81% |
| 2010-07-31 | 4 | 225 | 229 | 98.25% |
| 2010-06-30 | 4 | 225 | 229 | 98.25% |
| 2010-05-31 | 4 | 224 | 228 | 98.25% |
| 2010-04-30 | 4 | 226 | 230 | 98.26% |
| 2010-03-31 | 5 | 227 | 232 | 97.84% |
| 2010-02-28 | 5 | 226 | 231 | 97.84% |
| 2010-01-31 | 5 | 229 | 234 | 97.86% |
| 2009-12-31 | 5 | 234 | 239 | 97.91% |
| 2009-11-30 | 5 | 235 | 240 | 97.92% |
| 2009-10-31 | 5 | 234 | 239 | 97.91% |
| 2009-09-30 | 5 | 235 | 240 | 97.92% |
| 2009-08-31 | 5 | 233 | 238 | 97.90% |
| 2009-07-31 | 5 | 235 | 240 | 97.92% |
| 2009-06-30 | 5 | 232 | 237 | 97.89% |
| 2009-05-31 | 5 | 232 | 237 | 97.89% |
| 2009-04-30 | 5 | 232 | 237 | 97.89% |
| 2009-03-31 | 5 | 228 | 233 | 97.85% |
| 2009-02-28 | 5 | 226 | 231 | 97.84% |
| 2009-01-31 | 5 | 226 | 231 | 97.84% |
| 2008-12-31 | 5 | 231 | 236 | 97.88% |
| 2008-11-30 | 5 | 231 | 236 | 97.88% |
| 2008-10-31 | 5 | 229 | 234 | 97.86% |
| 2008-09-30 | 5 | 228 | 233 | 97.85% |
| 2008-08-31 | 5 | 228 | 233 | 97.85% |
| 2008-07-31 | 5 | 223 | 228 | 97.81% |
| 2008-06-30 | 5 | 221 | 226 | 97.79% |
| 2008-05-31 | 5 | 214 | 219 | 97.72% |
| 2008-04-30 | 5 | 213 | 218 | 97.71% |
| 2008-03-31 | 5 | 211 | 216 | 97.69% |
| 2008-02-29 | 4 | 205 | 209 | 98.09% |
| 2008-01-31 | 4 | 205 | 209 | 98.09% |
| 2007-12-31 | 4 | 206 | 210 | 98.10% |
| 2007-11-30 | 4 | 206 | 210 | 98.10% |
| 2007-10-31 | 4 | 204 | 208 | 98.08% |
| 2007-09-30 | 4 | 208 | 212 | 98.11% |
| 2007-08-31 | 4 | 208 | 212 | 98.11% |
| 2007-07-31 | 4 | 207 | 211 | 98.10% |
| 2007-06-30 | 4 | 207 | 211 | 98.10% |
| 2007-05-31 | 4 | 203 | 207 | 98.07% |
| 2007-04-30 | 4 | 204 | 208 | 98.08% |
| 2007-03-31 | 4 | 208 | 212 | 98.11% |
| 2007-02-28 | 5 | 206 | 211 | 97.63% |
| 2007-01-31 | 5 | 206 | 211 | 97.63% |
| 2006-12-31 | 5 | 212 | 217 | 97.70% |
| 2006-11-30 | 5 | 211 | 216 | 97.69% |
| 2006-10-31 | 5 | 213 | 218 | 97.71% |
| 2006-09-30 | 5 | 213 | 218 | 97.71% |
| 2006-08-31 | 5 | 215 | 220 | 97.73% |
| 2006-07-31 | 5 | 217 | 222 | 97.75% |
| 2006-06-30 | 5 | 216 | 221 | 97.74% |
| 2006-05-31 | 5 | 210 | 215 | 97.67% |
| 2006-04-30 | 5 | 213 | 218 | 97.71% |
| 2006-03-31 | 5 | 211 | 216 | 97.69% |
| 2006-02-28 | 5 | 207 | 212 | 97.64% |
| 2006-01-31 | 5 | 208 | 213 | 97.65% |
| 2005-12-31 | 5 | 208 | 213 | 97.65% |
| 2005-11-30 | 5 | 204 | 209 | 97.61% |
| 2005-10-31 | 5 | 204 | 209 | 97.61% |
| 2005-09-30 | 5 | 204 | 209 | 97.61% |
| 2005-08-31 | 5 | 210 | 215 | 97.67% |
| 2005-07-31 | 5 | 212 | 217 | 97.70% |
| 2005-06-30 | 5 | 212 | 217 | 97.70% |
| 2005-05-31 | 5 | 208 | 213 | 97.65% |
| 2005-04-30 | 5 | 206 | 211 | 97.63% |
| 2005-03-31 | 5 | 199 | 204 | 97.55% |
| 2005-02-28 | 5 | 200 | 205 | 97.56% |
| 2005-01-31 | 5 | 199 | 204 | 97.55% |
| 2004-12-31 | 5 | 199 | 204 | 97.55% |
| 2004-11-30 | 5 | 194 | 199 | 97.49% |
| 2004-10-31 | 5 | 197 | 202 | 97.52% |
| 2004-09-30 | 5 | 197 | 202 | 97.52% |
| 2004-08-31 | 5 | 195 | 200 | 97.50% |
| 2004-07-31 | 5 | 190 | 195 | 97.44% |
| 2004-06-30 | 5 | 189 | 194 | 97.42% |
| 2004-05-31 | 5 | 189 | 194 | 97.42% |
| 2004-04-30 | 5 | 188 | 193 | 97.41% |
| 2004-03-31 | 5 | 183 | 188 | 97.34% |
| 2004-02-29 | 5 | 185 | 190 | 97.37% |
| 2004-01-31 | 5 | 185 | 190 | 97.37% |
| 2003-12-31 | 5 | 181 | 186 | 97.31% |
| 2003-11-30 | 5 | 183 | 188 | 97.34% |
| 2003-10-31 | 5 | 185 | 190 | 97.37% |
| 2003-09-30 | 5 | 188 | 193 | 97.41% |
| 2003-08-31 | 5 | 188 | 193 | 97.41% |
| 2003-07-31 | 6 | 190 | 196 | 96.94% |
| 2003-06-30 | 6 | 194 | 200 | 97.00% |
| 2003-05-31 | 6 | 195 | 201 | 97.01% |
| 2003-04-30 | 6 | 195 | 201 | 97.01% |
| 2003-03-31 | 6 | 197 | 203 | 97.04% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy