PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-19 7 30 37 81.08%
2024-04-30 7 30 37 81.08%
2024-03-31 7 29 36 80.56%
2024-02-29 8 29 37 78.38%
2024-01-31 8 29 37 78.38%
2023-12-31 8 29 37 78.38%
2023-11-30 8 30 38 78.95%
2023-10-31 8 31 39 79.49%
2023-09-30 8 30 38 78.95%
2023-08-31 8 29 37 78.38%
2023-07-31 8 29 37 78.38%
2023-06-30 8 28 36 77.78%
2023-05-31 8 26 34 76.47%
2023-04-30 7 26 33 78.79%
2023-03-31 6 28 34 82.35%
2023-02-28 6 28 34 82.35%
2023-01-31 6 29 35 82.86%
2022-12-31 6 29 35 82.86%
2022-11-30 6 30 36 83.33%
2022-10-31 6 29 35 82.86%
2022-09-30 6 33 39 84.62%
2022-08-31 7 31 38 81.58%
2022-07-31 7 28 35 80.00%
2022-06-30 8 30 38 78.95%
2022-05-31 8 34 42 80.95%
2022-04-30 8 32 40 80.00%
2022-03-31 8 33 41 80.49%
2022-02-28 7 33 40 82.50%
2022-01-31 7 33 40 82.50%
2021-12-31 7 33 40 82.50%
2021-11-30 8 35 43 81.40%
2021-10-31 8 35 43 81.40%
2021-09-30 8 36 44 81.82%
2021-08-31 8 35 43 81.40%
2021-07-31 8 36 44 81.82%
2021-06-30 6 38 44 86.36%
2021-05-31 6 36 42 85.71%
2021-04-30 6 36 42 85.71%
2021-03-31 6 38 44 86.36%
2021-02-28 6 37 43 86.05%
2021-01-31 6 37 43 86.05%
2020-12-31 6 37 43 86.05%
2020-11-30 8 36 44 81.82%
2020-10-31 8 36 44 81.82%
2020-09-30 8 36 44 81.82%
2020-08-31 8 35 43 81.40%
2020-07-31 8 35 43 81.40%
2020-06-30 7 36 43 83.72%
2020-05-31 7 37 44 84.09%
2020-04-30 7 36 43 83.72%
2020-03-31 6 38 44 86.36%
2020-02-29 6 39 45 86.67%
2020-01-31 5 40 45 88.89%
2019-12-31 5 40 45 88.89%
2019-11-30 5 40 45 88.89%
2019-10-31 6 40 46 86.96%
2019-09-30 6 40 46 86.96%
2019-08-31 6 40 46 86.96%
2019-07-31 6 40 46 86.96%
2019-06-30 5 39 44 88.64%
2019-05-31 5 38 43 88.37%
2019-04-30 5 37 42 88.10%
2019-03-31 5 36 41 87.80%
2019-02-28 5 35 40 87.50%
2019-01-31 5 35 40 87.50%
2018-12-31 5 36 41 87.80%
2018-11-30 6 36 42 85.71%
2018-10-31 6 36 42 85.71%
2018-09-30 6 38 44 86.36%
2018-08-31 6 38 44 86.36%
2018-07-31 6 39 45 86.67%
2018-06-30 6 39 45 86.67%
2018-05-31 7 39 46 84.78%
2018-04-30 7 36 43 83.72%
2018-03-31 6 36 42 85.71%
2018-02-28 6 36 42 85.71%
2018-01-31 6 36 42 85.71%
2017-12-31 6 36 42 85.71%
2017-11-30 6 37 43 86.05%
2017-10-31 6 39 45 86.67%
2017-09-30 5 43 48 89.58%
2017-08-31 5 42 47 89.36%
2017-07-31 5 41 46 89.13%
2017-06-30 5 41 46 89.13%
2017-05-31 5 39 44 88.64%
2017-04-30 5 38 43 88.37%
2017-03-31 5 37 42 88.10%
2017-02-28 5 37 42 88.10%
2017-01-31 5 37 42 88.10%
2016-12-31 5 37 42 88.10%
2016-11-30 5 37 42 88.10%
2016-10-31 5 38 43 88.37%
2016-09-30 5 39 44 88.64%
2016-08-31 5 39 44 88.64%
2016-07-31 5 38 43 88.37%
2016-06-30 5 37 42 88.10%
2016-05-31 5 35 40 87.50%
2016-04-30 5 34 39 87.18%
2016-03-31 5 34 39 87.18%
2016-02-29 5 33 38 86.84%
2016-01-31 5 32 37 86.49%
2015-12-31 5 34 39 87.18%
2015-11-30 6 34 40 85.00%
2015-10-31 6 34 40 85.00%
2015-09-30 6 33 39 84.62%
2015-08-31 5 35 40 87.50%
2015-07-31 5 34 39 87.18%
2015-06-30 5 33 38 86.84%
2015-05-31 5 31 36 86.11%
2015-04-30 5 30 35 85.71%
2015-03-31 5 30 35 85.71%
2015-02-28 5 28 33 84.85%
2015-01-31 5 28 33 84.85%
2014-12-31 6 29 35 82.86%
2014-11-30 6 29 35 82.86%
2014-10-31 6 29 35 82.86%
2014-09-30 6 28 34 82.35%
2014-08-31 6 29 35 82.86%
2014-07-31 6 29 35 82.86%
2014-06-30 6 28 34 82.35%
2014-05-31 6 26 32 81.25%
2014-04-30 6 26 32 81.25%
2014-03-31 6 26 32 81.25%
2014-02-28 6 23 29 79.31%
2014-01-31 6 23 29 79.31%
2013-12-31 6 21 27 77.78%
2013-11-30 6 21 27 77.78%
2013-10-31 6 21 27 77.78%
2013-09-30 6 20 26 76.92%
2013-08-31 6 20 26 76.92%
2013-07-31 6 21 27 77.78%
2013-06-30 7 21 28 75.00%
2013-05-31 7 21 28 75.00%
2013-04-30 7 21 28 75.00%
2013-03-31 7 22 29 75.86%
2013-02-28 6 23 29 79.31%
2013-01-31 6 23 29 79.31%
2012-12-31 6 22 28 78.57%
2012-11-30 6 23 29 79.31%
2012-10-31 6 23 29 79.31%
2012-09-30 6 22 28 78.57%
2012-08-31 6 20 26 76.92%
2012-07-31 6 19 25 76.00%
2012-06-30 6 17 23 73.91%
2012-05-31 6 17 23 73.91%
2012-04-30 8 18 26 69.23%
2012-03-31 8 18 26 69.23%
2012-02-29 8 18 26 69.23%
2012-01-31 7 19 26 73.08%
2011-12-31 6 19 25 76.00%
2011-11-30 6 18 24 75.00%
2011-10-31 6 16 22 72.73%
2011-09-30 6 16 22 72.73%
2011-08-31 5 19 24 79.17%
2011-07-31 4 19 23 82.61%
2011-06-30 4 20 24 83.33%
2011-05-31 4 20 24 83.33%
2011-04-30 5 19 24 79.17%
2011-03-31 6 19 25 76.00%
2011-02-28 6 19 25 76.00%
2011-01-31 4 20 24 83.33%
2010-12-31 5 20 25 80.00%
2010-11-30 4 20 24 83.33%
2010-10-31 4 18 22 81.82%
2010-09-30 4 17 21 80.95%
2010-08-31 4 17 21 80.95%
2010-07-31 5 17 22 77.27%
2010-06-30 5 19 24 79.17%
2010-05-31 5 22 27 81.48%
2010-04-30 5 21 26 80.77%
2010-03-31 5 21 26 80.77%
2010-02-28 5 21 26 80.77%
2010-01-31 5 21 26 80.77%
2009-12-31 5 20 25 80.00%
2009-11-30 5 20 25 80.00%
2009-10-31 6 20 26 76.92%
2009-09-30 6 21 27 77.78%
2009-08-31 5 24 29 82.76%
2009-07-31 5 24 29 82.76%
2009-06-30 5 24 29 82.76%
2009-05-31 5 30 35 85.71%
2009-04-30 5 30 35 85.71%
2009-03-31 4 32 36 88.89%
2009-02-28 3 32 35 91.43%
2009-01-31 3 32 35 91.43%
2008-12-31 3 36 39 92.31%
2008-11-30 3 37 40 92.50%
2008-10-31 3 35 38 92.11%
2008-09-30 3 34 37 91.89%
2008-08-31 3 32 35 91.43%
2008-07-31 3 32 35 91.43%
2008-06-30 3 33 36 91.67%
2008-05-31 3 33 36 91.67%
2008-04-30 3 33 36 91.67%
2008-03-31 3 34 37 91.89%
2008-02-29 3 33 36 91.67%
2008-01-31 3 34 37 91.89%
2007-12-31 3 35 38 92.11%
2007-11-30 3 34 37 91.89%
2007-10-31 3 32 35 91.43%
2007-09-30 3 33 36 91.67%
2007-08-31 3 33 36 91.67%
2007-07-31 3 32 35 91.43%
2007-06-30 3 31 34 91.18%
2007-05-31 3 29 32 90.63%
2007-04-30 3 27 30 90.00%
2007-03-31 3 25 28 89.29%
2007-02-28 3 25 28 89.29%
2007-01-31 3 25 28 89.29%
2006-12-31 3 26 29 89.66%
2006-11-30 3 26 29 89.66%
2006-10-31 3 27 30 90.00%
2006-09-30 3 28 31 90.32%
2006-08-31 3 28 31 90.32%
2006-07-31 3 29 32 90.63%
2006-06-30 3 28 31 90.32%
2006-05-31 3 25 28 89.29%
2006-04-30 3 24 27 88.89%
2006-03-31 3 25 28 89.29%
2006-02-28 3 25 28 89.29%
2006-01-31 3 25 28 89.29%
2005-12-31 3 26 29 89.66%
2005-11-30 3 25 28 89.29%
2005-10-31 3 25 28 89.29%
2005-09-30 3 24 27 88.89%
2005-08-31 3 25 28 89.29%
2005-07-31 3 27 30 90.00%
2005-06-30 3 28 31 90.32%
2005-05-31 3 28 31 90.32%
2005-04-30 3 26 29 89.66%
2005-03-31 3 26 29 89.66%
2005-02-28 3 28 31 90.32%
2005-01-31 3 28 31 90.32%
2004-12-31 3 28 31 90.32%
2004-11-30 3 27 30 90.00%
2004-10-31 3 27 30 90.00%
2004-09-30 3 28 31 90.32%
2004-08-31 3 29 32 90.63%
2004-07-31 3 29 32 90.63%
2004-06-30 3 29 32 90.63%
2004-05-31 3 29 32 90.63%
2004-04-30 3 29 32 90.63%
2004-03-31 3 29 32 90.63%
2004-02-29 3 29 32 90.63%
2004-01-31 3 29 32 90.63%
2003-12-31 3 29 32 90.63%
2003-11-30 3 29 32 90.63%
2003-10-31 3 29 32 90.63%
2003-09-30 3 30 33 90.91%
2003-08-31 3 30 33 90.91%
2003-07-31 3 30 33 90.91%
2003-06-30 3 30 33 90.91%
2003-05-31 3 31 34 91.18%
2003-04-30 3 31 34 91.18%
2003-03-31 3 31 34 91.18%

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