China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 3 | 50 | 53 | 94.34% |
| 2023-12-31 | 2 | 54 | 56 | 96.43% |
| 2022-12-31 | 2 | 44 | 46 | 95.65% |
| 2021-12-31 | 2 | 37 | 39 | 94.87% |
| 2020-12-31 | 2 | 32 | 34 | 94.12% |
| 2019-12-31 | 4 | 37 | 41 | 90.24% |
| 2018-12-31 | 4 | 36 | 40 | 90.00% |
| 2017-12-31 | 3 | 37 | 40 | 92.50% |
| 2016-12-31 | 3 | 35 | 38 | 92.11% |
| 2015-12-31 | 5 | 24 | 29 | 82.76% |
| 2014-12-31 | 5 | 17 | 22 | 77.27% |
| 2013-12-31 | 5 | 21 | 26 | 80.77% |
| 2012-12-31 | 6 | 18 | 24 | 75.00% |
| 2011-12-31 | 6 | 15 | 21 | 71.43% |
| 2010-12-31 | 5 | 11 | 16 | 68.75% |
| 2009-12-31 | 4 | 6 | 10 | 60.00% |
| 2008-12-31 | 2 | 0 | 2 | 0.00% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
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