Officers: UBS SECURITIES HONG KONG LIMITED

UBS SECURITIES HONG KONG LIMITED

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	Role	From	Until
1	Au, Alexander Pak Cheung 區柏祥	28	M	Rep	2004-05-18	2008-03-11
2	Beshke, Clarence John		M	RO		2010-03-18
3	Blackburn, Andrew James (SFC:AJE473)		M	Rep	2003-09-29	2003-12-10
4	Chan, Brian Hon Kei 陳漢基		M	Rep	2004-04-15	2009-04-22
5	Cheng, Jimmy Min Tat 鄭勉達		M	RO		2007-04-28
6	Fok, Ronald King Man 霍敬文	27	M	Rep		2016-12-18
7	Ho, Alan To 何鍍		M	Rep		2004-03-12
8	Ho, Diana Pui Kwan 何佩君		F	Rep		2011-10-18
9	Ho, Kwok Chung (SFC:AAB905) 何國仲			Rep		2008-05-07
10	Ho, Tsz Leung 何子樑			Rep	2003-09-02	2016-12-18
11	Hsu, Karen Chia Lin 徐嘉琳		F	Rep		2004-02-23
12	Kwan, Sing Yuen 關承遠			Rep		2016-12-18
13	Lai, Wing Yi 黎詠儀			Rep		2003-05-30
14	Lam, Hu Yang 林曉陽			Rep		2006-09-16
15	Lau, Marcus Chi Chiu 劉志超		M	Rep		2006-06-08
16	Law, Wendy Wing Chi 羅穎芝		F	Rep		2005-06-13
17	Lee, Hyun Jae (SFC:AHN694) 李賢宰			Rep		2007-04-19
18	Lee, Simon Chun Kit 李俊傑	28	M	Rep		2009-04-22
19	McQueen, Lee Michael		M	Rep		2004-01-09
				RO	2004-01-09	2005-05-10
20	Melwani, Rajesh Ramesh (SFC:AEU252)		M	Rep		2010-01-26
21	Ng, Kai Yan 吳啟仁			Rep		2012-10-25
22	Poon, Ming Pui 潘明培		M	RO		2005-03-30
23	Saunders, Scott Antony		M	RO		2005-10-27
24	Saxvik, Eric Bradley		M	Rep		2005-03-07
25	Sum, Hing Man 岑慶文			Rep		2014-04-11
26	Tse, Jaff Ka Wai 謝家威			Rep		2003-04-10
27	Wong, Ronald Kwok Kit 黃國傑		M	Rep		2003-06-18
28	Wong, Stephen (SFC:AJO207) 黃錦豪		M	Rep	2004-03-19	2008-04-30
29	Yu, Jason Wah Chiu 余華超		M	RO		2005-03-24