LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aldeen, Chihiro | Rep | 2008-09-29 | |||
| 2 | Alexander, Charles Alan Heathcote | 47 | M | RO | 2004-12-21 | 2008-02-01 |
| 3 | Andrew, Simon Malcolm | M | Rep | 2004-05-24 | 2006-02-22 | |
| 4 | Au, Stephen Wai Ming 區偉明 | M | Rep | 2005-09-10 | ||
| 5 | Au, Tin Wai 區天偉 | Rep | 2004-05-15 | 2006-07-06 | ||
| 6 | Bacchus, Timothy Mustapha | M | Rep | 2003-09-19 | 2005-10-21 | |
| 7 | Bhattal, Jasjit Singh | RO | 2008-09-29 | |||
| 8 | Bihani, Sundeep | Rep | 2004-06-24 | 2008-03-31 | ||
| 9 | Chan, Alison May Wun Sheung 陳韻湘 | F | Rep | 2005-04-30 | ||
| 10 | Chan, Gigi Sau Chi 陳秀沚 | Rep | 2004-03-26 | 2005-09-12 | ||
| 11 | Chan, Kelvin Chun Kei 陳俊祺 | M | Rep | 2006-04-27 | ||
| 12 | Chan, Shirley Mei Fung 陳美鳳 | F | Rep | 2008-09-29 | ||
| 13 | Chang, Esther Koon Kwun 張冠羣 | F | Rep | 2004-03-31 | 2005-04-07 | |
| 14 | Chen, Junyu (1965) 陳軍余 | 39 | M | Rep | 2004-04-26 | 2007-06-19 |
| 15 | Chen, Scott | M | Rep | 2008-09-29 | ||
| 16 | Chen, Wei (SFC:AHC346) 陳蔚 | Rep | 2006-04-10 | |||
| 17 | Cheung, Edward Tze Loong 張澤龍 | M | Rep | 2004-08-06 | 2006-04-20 | |
| 18 | Cheung, Loretta Lai Man 張麗雯 | F | Rep | 2008-09-29 | ||
| 19 | Chu, Ian Chi Ho 朱智豪 | M | Rep | 2004-06-25 | 2005-06-02 | |
| 20 | Chu, Wai Ping (SFC:ALI396) 朱惠萍 | Rep | 2004-10-20 | 2005-05-06 | ||
| 21 | Chua, Yu Min | Rep | 2005-08-12 | |||
| 22 | Chwei, Mein Sze 徐敏思 | Rep | 2004-02-18 | 2006-04-21 | ||
| 23 | Cielinski, Mark Alan | M | Rep | 2008-09-29 | ||
| 24 | Co, Liza Yap | Rep | 2005-04-20 | |||
| 25 | Corry, Nicolas Daniel | M | Rep | 2004-05-17 | 2006-02-02 | |
| 26 | Croft, Ian Richard | M | Rep | 2003-10-13 | 2008-09-29 | |
| 27 | Dian, Wei 賃薇 | Rep | 2004-06-11 | 2005-01-21 | ||
| 28 | Dominick, Frank | M | Rep | 2003-10-24 | 2005-02-02 | |
| 29 | Dubois-Phillips, Jonathan Edward | M | Rep | 2004-03-09 | 2006-07-01 | |
| 30 | Egliskis, David Walter | M | Rep | 2003-12-08 | 2007-07-07 | |
| 31 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2004-09-13 | 2006-02-07 | |
| 32 | Fung, Eugene Yui Hang 馮睿恆 | M | Rep | 2004-03-15 | 2008-09-13 | |
| 33 | Gao, Hui (SFC:AKP556) 高暉 | Rep | 2004-05-18 | 2008-03-18 | ||
| 34 | Ge, Ning (SFC:ALC812) 葛宁 | Rep | 2004-08-20 | 2007-11-28 | ||
| 35 | Ghia, Manish Hasmukh | Rep | 2004-02-09 | 2007-03-19 | ||
| 36 | Gu, Huaiyu 谷懷雨 | Rep | 2004-11-11 | 2008-09-29 | ||
| 37 | Gupta, Ashutosh (SFC:AJE577) | Rep | 2003-11-26 | 2008-09-29 | ||
| 38 | Harris, Jonathan Howe | M | Rep | 2003-12-09 | 2005-07-04 | |
| 39 | Hellawell Iii, George Alan | M | Rep | 2005-07-20 | ||
| 40 | Hindle, Leon Miller | M | Rep | 2008-09-29 | ||
| 41 | Ho, Kelvin Teik Chye | M | Rep | 2008-09-29 | ||
| 42 | Holt, Sue Lin | F | Rep | 2004-02-18 | 2008-09-29 | |
| 43 | Hsi, Han Pin 許翰斌 | Rep | 2004-09-27 | 2007-03-01 | ||
| 44 | Hui, Kei Man 許紀文 | Rep | 2004-09-17 | 2007-05-01 | ||
| 45 | Hussain, Yasmin (SFC:ALF303) | Rep | 2004-09-06 | 2008-09-29 | ||
| 46 | Karoonyavanich, Anuruk | Rep | 2005-10-20 | |||
| 47 | Kaye, Patrick Jon | M | Rep | 2004-09-22 | 2008-09-29 | |
| 48 | Kee, Tang Seng | Rep | 2003-08-20 | 2006-04-10 | ||
| 49 | Lam, Ada Lok Yee 林洛宜 | F | Rep | 2004-05-14 | 2007-02-15 | |
| 50 | Lam, David Tai Yuen 林大源 | M | Rep | 2006-03-28 | ||
| 51 | Lam, Jimmy Chun Kwok 林振國 | M | Rep | 2004-10-19 | 2005-01-17 | |
| 52 | Lance, Robert Waldo | M | RO | 2003-06-03 | 2006-02-24 | |
| 53 | Lau, Bernard Yu Kwan 劉宇鈞 | M | Rep | 2008-09-29 | ||
| 54 | Lau, Kenneth (SFC:AFI835) 劉皓之 | 29 | M | Rep | 2006-02-15 | |
| 55 | Lau, Lik Alaric 劉力 | Rep | 2008-09-29 | |||
| 56 | Laungani, Neel Vishnu | RO | 2004-12-20 | 2008-09-29 | ||
| 57 | Lee, Edward Yuan Tse 李淵智 | M | Rep | 2005-01-05 | ||
| 58 | Lee, Jae Young (SFC:AKP354) 李在英 | Rep | 2004-05-17 | 2005-01-01 | ||
| 59 | Lee, Myung Won 李明遠 | Rep | 2004-07-20 | 2007-07-04 | ||
| 60 | Lee, Wang Kwong 李泓廣 | Rep | 2004-08-20 | 2008-09-23 | ||
| 61 | Leung, Amy Ming Yee 梁鳴儀 | F | Rep | 2005-10-05 | ||
| 62 | Leung, Jenkin Ching Kei 梁正己 | 40 | M | RO | 2004-10-13 | 2005-07-28 |
| 63 | Li, Yvonne Yee Yean 李宜然 | F | Rep | 2004-06-16 | 2008-03-11 | |
| 64 | Lim, Edmund Kim San 林金山 | M | Rep | 2003-11-07 | 2008-09-29 | |
| 65 | Lim, Hwee Ghee 林慧儀 | Rep | 2007-10-11 | |||
| 66 | Lin, Chao-Hua 林超驊 | Rep | 2004-11-11 | 2008-09-29 | ||
| 67 | Liu, Hong (SFC:AKV057) 劉洪 | Rep | 2004-06-16 | 2005-05-20 | ||
| 68 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-06-16 | 2008-09-29 | |
| 69 | Low, Kenneth Meng Ee | M | Rep | 2003-10-22 | 2006-08-14 | |
| 70 | Ma, Yue (SFC:ALB800) 馬越 | Rep | 2004-08-09 | 2006-07-15 | ||
| 71 | Mahadevan, Suresh Ayodya | Rep | 2003-08-06 | 2005-05-20 | ||
| 72 | Mak, Marian Yuen Man 麥沅雯 | F | Rep | 2007-04-10 | ||
| 73 | Mar, Johnson | M | RO | 2008-09-29 | ||
| 74 | McCaughey, James Duncan | M | Rep | 2004-10-18 | 2005-04-07 | |
| 75 | McGrath, William Jude 馬格比利 | M | RO | 2005-08-23 | ||
| 76 | McKeever, Stephen James | M | Rep | 2006-02-07 | ||
| 77 | Milliken, Peter James | M | Rep | 2008-02-01 | ||
| 78 | Myong, Chun Hyong | Rep | 2005-02-02 | |||
| 79 | Ngan, Bronson Lawrence | M | Rep | 2005-02-15 | ||
| 80 | Nirmalananda, Logan Siva | Rep | 2004-03-19 | 2007-05-14 | ||
| 81 | O'Connor, Brian Michael | M | RO | 2005-06-03 | ||
| 82 | O'Meara, Christopher James Sidney | M | Rep | 2003-04-24 | 2005-04-27 | |
| 83 | Oh, Seung Joo 吳昇宙 | Rep | 2004-11-01 | 2005-06-17 | ||
| 84 | Paine, David L | M | Rep | 2008-09-29 | ||
| 85 | Pamulapati, Lalit Chandra Choudary | Rep | 2006-07-20 | |||
| 86 | Pang, Eric Kwok Lik 彭國力 | M | Rep | 2004-11-01 | 2008-09-29 | |
| 87 | Park, Sung Wan 朴性玩 | Rep | 2006-03-26 | |||
| 88 | Penton, Dominic Jon (SFC:ABM263) | M | RO | 2004-03-15 | 2005-05-05 | |
| 89 | Perrett, Adam Nicholas 龐立德 | M | Rep | 2004-05-14 | 2005-01-10 | |
| 90 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2004-05-03 | 2008-09-29 | |
| 91 | Sheng, Wei-Ting 盛薇庭 | Rep | 2004-04-19 | 2005-10-05 | ||
| 92 | Shin, Ju Young | Rep | 2003-10-13 | 2006-03-10 | ||
| 93 | Sun, Lu (SFC:AGF426) 孫璐 | Rep | 2007-03-02 | |||
| 94 | Sweeney, Kirk Chester | M | RO | 2008-09-29 | ||
| 95 | Tan, Bok Chuan 陳木泉 | Rep | 2004-09-16 | 2006-06-06 | ||
| 96 | Tang, Wai Yan (SFC:ADN093) 鄧惠因 | Rep | 2004-07-20 | 2005-05-20 | ||
| 97 | Tay, Teck How 鄭德豪 | Rep | 2004-06-15 | 2008-09-29 | ||
| 98 | Thai, Thanh Hung 蔡成雄 | 35 | M | Rep | 2004-08-04 | 2008-07-01 |
| 99 | Throsby, Timothy James Osborne | 38 | M | Rep | 2005-07-12 | |
| 100 | Tsang, Eric On Bong 曾安邦 | M | Rep | 2006-06-01 | ||
| 101 | Tsang, Ka Kin (SFC:ALD602) 曾家健 | Rep | 2004-08-26 | 2007-08-06 | ||
| 102 | Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 | Rep | 2008-09-29 | |||
| 103 | Uahwatanasakul, Kalaya 余舜茵 | Rep | 2004-10-12 | 2008-09-13 | ||
| 104 | Upadhyay, Saurabh | Rep | 2003-12-09 | 2008-09-29 | ||
| 105 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-09-29 | |||
| 106 | Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 | Rep | 2003-05-12 | 2005-08-01 | ||
| 107 | Wong, Anthony Man Chun 黃文俊 | M | Rep | 2004-04-10 | 2006-08-14 | |
| 108 | Wong, Carolyn Yuk Cheung 黃旭鏘 | F | Rep | 2003-05-13 | 2006-02-20 | |
| 109 | Wong, Edwin Ching Him 黃正謙 | Rep | 2008-09-29 | |||
| 110 | Wong, Marco Chi Duen | M | Rep | 2008-09-29 | ||
| 111 | Woo, Rebecca Heng-yun 吳恆恩 | F | Rep | 2005-06-20 | ||
| 112 | Wright, Symon Robert | M | Rep | 2006-03-20 | ||
| 113 | Wu, Frances 胡穎文 | F | Rep | 2004-07-28 | 2008-09-29 | |
| 114 | Wu, Yat Wai 胡一威 | 37 | M | RO | 2004-05-18 | 2005-05-20 |
| 115 | Xu, Ping (SFC:ALI016) 徐萍 | Rep | 2004-10-05 | 2008-09-29 | ||
| 116 | Yang, Zhizhong (SFC:ACO050) 楊志中 | Rep | 2004-09-15 | 2005-10-05 | ||
| 117 | Yap, Chin Yee 叶君瑜 | Rep | 2008-03-18 | |||
| 118 | Yu, Choi Yan 余彩欣 | Rep | 2004-05-13 | 2005-06-22 | ||
| 119 | Yu, Ming Lai 余明麗 | Rep | 2003-08-15 | 2006-04-10 |
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