CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | Rep | 2004-12-22 | 2005-02-01 | |
| 2 | Bird, John David (SFC:AKY461) | M | Rep | 2004-12-29 | 2005-02-01 | |
| 3 | Bonsor, Edward Richard | 28 | M | Rep | 2004-03-17 | 2006-06-02 |
| 4 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 5 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 6 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 7 | Chan, Chau Yuen 陳秋源 | Rep | 2006-11-10 | |||
| 8 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 9 | Chan, Wa Ming 陳華明 | Rep | 2005-09-27 | |||
| 10 | Chan, Yat Hang 陳日恆 | Rep | 2006-05-30 | |||
| 11 | Chau, Raymond Kai Chung 周啟聰 | M | Rep | 2005-04-11 | ||
| 12 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
| 13 | Chen, Augustine | Rep | 2004-09-01 | 2007-03-29 | ||
| 14 | Chen, Xin (SFC:AIC946) 陳心 | Rep | 2004-05-04 | 2005-12-09 | ||
| 15 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 16 | Choi, Sheung Ngai 蔡尚毅 | Rep | 2006-12-01 | |||
| 17 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-07 | ||
| 18 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2006-09-28 | |||
| 19 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2005-04-20 | ||
| 20 | Clark, Bettina Gay | F | Rep | 2008-01-31 | ||
| 21 | Coull, Gary William John 顧家利 | 50 | M | RO | 2006-10-16 | |
| 22 | Dadabhoy, Imran Sooleman | Rep | 2003-12-09 | 2005-03-09 | ||
| 23 | Dyas, Jonathan Luke | M | Rep | 2004-01-13 | 2005-01-12 | |
| 24 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 25 | Fishwick, Eric James | M | Rep | |||
| 26 | Gornall, Adrian Rubin | M | Rep | 2004-06-02 | 2008-07-17 | |
| 27 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 28 | Hugh, Chuen Loong 丘俊隆 | Rep | 2006-01-31 | |||
| 29 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | Rep | 2005-07-27 | |||
| 30 | Kam, Yiu Man 甘耀文 | Rep | 2005-09-27 | |||
| 31 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
| 32 | Kinnear-Nock, Scott William | 36 | M | Rep | 2008-04-15 | |
| 33 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
| 34 | Lam, Monica Ze Wa 林詩華 | F | Rep | 2004-12-07 | 2006-09-01 | |
| 35 | Lam, Wai Shing (SFC:AHX164) 林偉成 | Rep | 2005-09-27 | |||
| 36 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 37 | Lee, Sheldon (SFC:ACO981) 李超倫 | Rep | 2005-10-05 | |||
| 38 | Leung, Polly Pui Ling | F | Rep | 2003-07-17 | 2009-01-23 | |
| 39 | Leung, Siu Ping (SFC:ALG104) 梁少萍 | Rep | 2004-09-20 | 2005-02-15 | ||
| 40 | Liu, Wei (SFC:ALG199) 劉煒 | Rep | 2004-09-23 | 2007-03-19 | ||
| 41 | Lo, Chi Keung (SFC:AFT940) 盧志強 | Rep | 2003-09-30 | 2006-02-03 | ||
| 42 | Lucas, Edwin (SFC:AAI491) | M | RO | 2004-05-21 | 2005-02-22 | |
| 43 | Macqueen, Edward Charles | M | Rep | 2003-08-25 | 2006-06-02 | |
| 44 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
| 45 | Morrison, Robert William Bentley | 43 | M | RO | 2003-07-25 | 2009-06-30 |
| 46 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
| 47 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 48 | Paterson, James Willock | M | Rep | 2005-09-29 | ||
| 49 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 50 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 51 | Ruber, Matthew Albert | M | Rep | 2008-09-26 | ||
| 52 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 53 | Skinner, Donald William Lennox | 42 | M | RO | 2012-07-05 | |
| 54 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 55 | So, Ka Man (SFC:AHX165) 蘇家文 | Rep | 2008-11-24 | |||
| 56 | Steele, Michael Ryan | M | Rep | 2003-12-23 | 2005-04-20 | |
| 57 | Stiles, Andrew Guy | M | Rep | 2003-12-09 | 2008-02-13 | |
| 58 | Stone, Richard Neil | M | Rep | 2005-03-29 | ||
| 59 | Sutton, Peter Thomas | M | Rep | 2009-03-30 | ||
| 60 | Thomas, Howel Gruffudd Rhys | 29 | M | Rep | 2005-01-12 | |
| 61 | Ting, Carter Richard 丁文達 | Rep | 2004-07-19 | 2007-04-04 | ||
| 62 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | Rep | 2005-01-19 | |||
| 63 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 64 | Wai, Helena Suk Chong 衛淑莊 | 57 | F | RO | 2019-05-01 | |
| 65 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 66 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
| 67 | Witts, Richard Arthur | 61 | M | Rep | 2008-08-08 | |
| 68 | Wong, Ming Shing 黃明勝 | Rep | 2005-07-19 | |||
| 69 | Xu, Zhihua (SFC:AJG583) 許之樺 | Rep | 2003-11-25 | 2005-10-05 |
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