HSBC BROKING (CHINA) LIMITED 滙豐金融(中國)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
Role From Until
1 Chan, Shu Ming 陳樹明 Rep 2012-08-14
2 Cheung, Ka Lok (SFC:AHJ984) 張家樂 Rep 2005-11-05
3 Ho, Yan 何欣 Rep 2012-08-14
4 Iu, Raymond Po Yan 姚保仁 M Rep 2010-09-01
5 Leung, Hung Wah 梁孔華 RO 2012-01-14
6 Ng, Kwok Hung (SFC:AHF840) 吳國雄 Rep 2012-08-14
7 Pun, Lai Chi 潘勵智 Rep 2012-08-14
8 Shang, Dickson Tat Yan 尚達人 M RO 2011-11-01

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